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HRIA

Haberer Registered Investment Advisor Portfolio holdings

AUM $165M
1-Year Est. Return 11.95%
This Fund
S&P 500
This Quarter Est. Return
+8.68%
1 Year Est. Return
+11.95%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$238M
AUM Growth
-$42.2M
Cap. Flow
-$62.4M
Cap. Flow %
-26.29%
Top 10 Hldgs %
36.93%
Holding
505
New
12
Increased
13
Reduced
140
Closed
51

Top Buys

Rank Stock Value
1
F icon
Ford
F
+$3.52M
2
TRV icon
Travelers Companies
TRV
+$2.46M
3
COR icon
Cencora
COR
+$2.15M
4
UTF icon
Cohen & Steers Infrastructure Fund
UTF
+$881K
5
BLK icon
Blackrock
BLK
+$404K

Top Sells

Rank Stock Value
1
DBC icon
Invesco DB Commodity Index Tracking Fund
DBC
+$5.25M
2
XOM icon
ExxonMobil
XOM
+$5.12M
3
MCD icon
McDonald's
MCD
+$4.06M
4
CAT icon
Caterpillar
CAT
+$3.65M
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$2.95M

Sector Composition

Rank Sector Weight
1 Technology 12.97%
2 Consumer Staples 9.73%
3 Financials 9.19%
4 Industrials 8.33%
5 Healthcare 7.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHW
151
Charles Schwab
SCHW
$188B
$47K 0.02%
1,800
– –
WBA
152
DELISTED
Walgreens Boots Alliance
WBA
$47K 0.02%
825
-800
-49% -$46.5K
VIAB
153
DELISTED
Viacom Inc. Class B
VIAB
$47K 0.02%
542
– –
CNI icon
154
Canadian National Railway
CNI
$77.1B
$46K 0.02%
800
– –
PL
155
DELISTED
PROTECTIVE LIFE CORP
PL
$46K 0.02%
900
– –
EPD icon
156
Enterprise Products Partners
EPD
$81.6B
$45K 0.02%
1,350
– –
BBWI icon
157
Bath & Body Works
BBWI
$4.19B
$44K 0.02%
876
– –
ES icon
158
Eversource Energy
ES
$27.3B
$44K 0.02%
1,039
– –
R icon
159
Ryder
R
$10.2B
$44K 0.02%
600
– –
GD icon
160
General Dynamics
GD
$104B
$43K 0.02%
450
-880
-66% -$78.6K
PWV icon
161
Invesco Large Cap Value ETF
PWV
$1.72B
$43K 0.02%
1,500
– –
NSC icon
162
Norfolk Southern
NSC
$76.8B
$42K 0.02%
450
– –
AKS
163
DELISTED
AK Steel Holding Corp
AKS
$41K 0.02%
5,000
– –
FTR
164
DELISTED
Frontier Communications Corp.
FTR
$41K 0.02%
583
– –
BBBY
165
DELISTED
Bed Bath & Beyond Inc
BBBY
$40K 0.02%
500
-1,100
-69% -$85.1K
RDS.B
166
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$40K 0.02%
530
– –
MDY icon
167
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
$39K 0.02%
158
– –
NLY icon
168
Annaly Capital Management
NLY
$17.1B
$39K 0.02%
975
-75
-7% -$3.26K
WMB icon
169
Williams Companies
WMB
$87.8B
$39K 0.02%
1,000
– –
UPL
170
DELISTED
Ultra Petroleum Corp. Common Stock
UPL
$38K 0.02%
1,750
– –
LMT icon
171
Lockheed Martin
LMT
$133B
$37K 0.02%
250
-3
-1% -$407
TMO icon
172
Thermo Fisher Scientific
TMO
$214B
$31K 0.01%
275
-75
-21% -$7.46K
GILD icon
173
Gilead Sciences
GILD
$164B
$30K 0.01%
400
-400
-50% -$27.9K
EEP
174
DELISTED
Enbridge Energy Partners
EEP
$30K 0.01%
1,000
– –
HSY icon
175
Hershey
HSY
$36.1B
$29K 0.01%
300
– –
5 6
7
8 9

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Haberer Registered Investment Advisor's Q4 2013 Portfolio in Review

As of Q4 2013, Haberer Registered Investment Advisor held 505 positions worth $238M, down 15% from $280M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Haberer Registered Investment Advisor withdrew a net $62.4M in Q4 2013, closing 51 positions and reducing 140 holdings. Its most notable exit was Sherwin-Williams, an estimated $328K position sold in full.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 12% a quarter earlier, followed by Consumer Staples and Financials.

Against the trend, Haberer Registered Investment Advisor opened a new position in Travelers Companies worth $2.55M.

  • Haberer Registered Investment Advisor's largest Q4 2013 buy was Travelers Companies: 28,188 shares worth $2.55M.
  • Haberer Registered Investment Advisor added most to Ford in Q4 2013, an estimated $3.52M increase.
  • Haberer Registered Investment Advisor's biggest Q4 2013 reduction was Invesco DB Commodity Index Tracking Fund, cutting an estimated $5.25M.
  • Haberer Registered Investment Advisor fully exited Sherwin-Williams in Q4 2013, selling an estimated $328K.
  • Haberer Registered Investment Advisor's ten largest holdings make up 37% of its $238M portfolio in Q4 2013.
  • Haberer Registered Investment Advisor opened 12 new positions and closed 51 in Q4 2013.
  • Haberer Registered Investment Advisor's portfolio value fell 15% quarter-over-quarter to $238M.

Based on Haberer Registered Investment Advisor's 13F filing for Q4 2013, filed 9 Jan 2014.