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HRIA

Haberer Registered Investment Advisor Portfolio holdings

AUM $165M
1-Year Est. Return 11.95%
This Fund
S&P 500
This Quarter Est. Return
+8.68%
1 Year Est. Return
+11.95%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$238M
AUM Growth
-$42.2M
Cap. Flow
-$62.4M
Cap. Flow %
-26.29%
Top 10 Hldgs %
36.93%
Holding
505
New
12
Increased
13
Reduced
140
Closed
51

Top Buys

Rank Stock Value
1
F icon
Ford
F
+$3.52M
2
TRV icon
Travelers Companies
TRV
+$2.46M
3
COR icon
Cencora
COR
+$2.15M
4
UTF icon
Cohen & Steers Infrastructure Fund
UTF
+$881K
5
BLK icon
Blackrock
BLK
+$404K

Top Sells

Rank Stock Value
1
DBC icon
Invesco DB Commodity Index Tracking Fund
DBC
+$5.25M
2
XOM icon
ExxonMobil
XOM
+$5.12M
3
MCD icon
McDonald's
MCD
+$4.06M
4
CAT icon
Caterpillar
CAT
+$3.65M
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$2.95M

Sector Composition

Rank Sector Weight
1 Technology 12.97%
2 Consumer Staples 9.73%
3 Financials 9.19%
4 Industrials 8.33%
5 Healthcare 7.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NUAN
376
DELISTED
Nuance Communications, Inc.
NUAN
$2K ﹤0.01%
173
– –
MNK
377
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$2K ﹤0.01%
37
– –
APC
378
DELISTED
Anadarko Petroleum
APC
$2K ﹤0.01%
19
– –
WIN
379
DELISTED
Windstream Holdings Inc
WIN
$2K ﹤0.01%
40
– –
FMER
380
DELISTED
FIRSTMERIT CORP
FMER
$2K ﹤0.01%
90
– –
LSI
381
DELISTED
LSI CORPORATION
LSI
$2K ﹤0.01%
215
– –
TTP
382
DELISTED
TITAN PHARMACEUTICAL INC
TTP
$2K ﹤0.01%
2,850
– –
DISH
383
DELISTED
DISH Network Corp.
DISH
$2K ﹤0.01%
29
– –
CBB
384
DELISTED
Cincinnati Bell Inc.
CBB
$2K ﹤0.01%
100
– –
CHEV
385
DELISTED
CHEVIOT FINL CORP
CHEV
$2K ﹤0.01%
205
– –
ARCO icon
386
Arcos Dorados Holdings
ARCO
$1.76B
$1K ﹤0.01%
103
– –
DDM icon
387
ProShares Ultra Dow30
DDM
$542M
$1K ﹤0.01%
156
– –
EOG icon
388
EOG Resources
EOG
$71.4B
$1K ﹤0.01%
16
– –
HBAN icon
389
Huntington Bancshares
HBAN
$35.1B
$1K ﹤0.01%
78
+31
+66% +$278
KGC icon
390
Kinross Gold
KGC
$30.4B
$1K ﹤0.01%
222
– –
OPTT icon
391
Ocean Power Technologies
OPTT
$47.8M
$1K ﹤0.01%
3
– –
RBBN icon
392
Ribbon Communications
RBBN
$376M
$1K ﹤0.01%
60
– –
SXC icon
393
SunCoke Energy
SXC
$815M
$1K ﹤0.01%
53
– –
TFC icon
394
Truist Financial
TFC
$64.2B
$1K ﹤0.01%
16
– –
TFSL icon
395
TFS Financial
TFSL
$5.01B
$1K ﹤0.01%
100
– –
VAC icon
396
Marriott Vacations Worldwide
VAC
$4.28B
$1K ﹤0.01%
10
– –
VOX icon
397
Vanguard Communication Services ETF
VOX
$5.73B
$1K ﹤0.01%
10
– –
DBD
398
DELISTED
Diebold Nixdorf Incorporated
DBD
$1K ﹤0.01%
21
– –
AUY
399
DELISTED
Yamana Gold, Inc.
AUY
$1K ﹤0.01%
81
– –
XRA
400
DELISTED
Exeter Resources Corporation
XRA
$1K ﹤0.01%
1,000
– –
14 15
16
17 18

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CBCM
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AP
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UPA
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GIS
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ICM
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Haberer Registered Investment Advisor's Q4 2013 Portfolio in Review

As of Q4 2013, Haberer Registered Investment Advisor held 505 positions worth $238M, down 15% from $280M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Haberer Registered Investment Advisor withdrew a net $62.4M in Q4 2013, closing 51 positions and reducing 140 holdings. Its most notable exit was Sherwin-Williams, an estimated $328K position sold in full.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 12% a quarter earlier, followed by Consumer Staples and Financials.

Against the trend, Haberer Registered Investment Advisor opened a new position in Travelers Companies worth $2.55M.

  • Haberer Registered Investment Advisor's largest Q4 2013 buy was Travelers Companies: 28,188 shares worth $2.55M.
  • Haberer Registered Investment Advisor added most to Ford in Q4 2013, an estimated $3.52M increase.
  • Haberer Registered Investment Advisor's biggest Q4 2013 reduction was Invesco DB Commodity Index Tracking Fund, cutting an estimated $5.25M.
  • Haberer Registered Investment Advisor fully exited Sherwin-Williams in Q4 2013, selling an estimated $328K.
  • Haberer Registered Investment Advisor's ten largest holdings make up 37% of its $238M portfolio in Q4 2013.
  • Haberer Registered Investment Advisor opened 12 new positions and closed 51 in Q4 2013.
  • Haberer Registered Investment Advisor's portfolio value fell 15% quarter-over-quarter to $238M.

Based on Haberer Registered Investment Advisor's 13F filing for Q4 2013, filed 9 Jan 2014.