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HRIA

Haberer Registered Investment Advisor Portfolio holdings

AUM $165M
1-Year Est. Return 11.95%
This Fund
S&P 500
This Quarter Est. Return
+8.68%
1 Year Est. Return
+11.95%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$238M
AUM Growth
-$42.2M
Cap. Flow
-$62.4M
Cap. Flow %
-26.29%
Top 10 Hldgs %
36.93%
Holding
505
New
12
Increased
13
Reduced
140
Closed
51

Top Buys

Rank Stock Value
1
F icon
Ford
F
+$3.52M
2
TRV icon
Travelers Companies
TRV
+$2.46M
3
COR icon
Cencora
COR
+$2.15M
4
UTF icon
Cohen & Steers Infrastructure Fund
UTF
+$881K
5
BLK icon
Blackrock
BLK
+$404K

Top Sells

Rank Stock Value
1
DBC icon
Invesco DB Commodity Index Tracking Fund
DBC
+$5.25M
2
XOM icon
ExxonMobil
XOM
+$5.12M
3
MCD icon
McDonald's
MCD
+$4.06M
4
CAT icon
Caterpillar
CAT
+$3.65M
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$2.95M

Sector Composition

Rank Sector Weight
1 Technology 12.97%
2 Consumer Staples 9.73%
3 Financials 9.19%
4 Industrials 8.33%
5 Healthcare 7.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HI
351
DELISTED
Hillenbrand
HI
$3K ﹤0.01%
100
– –
HOG icon
352
Harley-Davidson
HOG
$2.72B
$3K ﹤0.01%
50
– –
LYG icon
353
Lloyds Banking Group
LYG
$91.2B
$3K ﹤0.01%
500
– –
LYTS icon
354
LSI Industries
LYTS
$924M
$3K ﹤0.01%
300
-800
-73% -$7K
MA icon
355
Mastercard
MA
$494B
$3K ﹤0.01%
40
– –
NRG icon
356
NRG Energy
NRG
$25.5B
$3K ﹤0.01%
88
– –
PCAR icon
357
PACCAR
PCAR
$69.8B
$3K ﹤0.01%
65
– –
YUM icon
358
Yum! Brands
YUM
$41.3B
$3K ﹤0.01%
67
– –
VIVO
359
DELISTED
Meridian Bioscience Inc
VIVO
$3K ﹤0.01%
100
– –
QEP
360
DELISTED
QEP RESOURCES, INC.
QEP
$3K ﹤0.01%
114
– –
UIL
361
DELISTED
UIL HOLDINGS
UIL
$3K ﹤0.01%
83
– –
DTV
362
DELISTED
DIRECTV COM STK (DE)
DTV
$3K ﹤0.01%
49
– –
RSH
363
DELISTED
RADIOSHACK CORP
RSH
$3K ﹤0.01%
1,000
– –
CHL
364
DELISTED
China Mobile Limited
CHL
$3K ﹤0.01%
50
– –
CELG
365
DELISTED
Celgene Corp
CELG
$3K ﹤0.01%
30
– –
VXX
366
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$3K ﹤0.01%
4
– –
BR icon
367
Broadridge
BR
$19.1B
$2K ﹤0.01%
50
– –
COF icon
368
Capital One
COF
$133B
$2K ﹤0.01%
24
– –
DFS
369
DELISTED
Discover Financial Services
DFS
$2K ﹤0.01%
31
– –
EXEL icon
370
Exelixis
EXEL
$13.3B
$2K ﹤0.01%
300
– –
GAU
371
Galiano Gold
GAU
$538M
$2K ﹤0.01%
1,000
– –
ILF icon
372
iShares Latin America 40 ETF
ILF
$3.77B
$2K ﹤0.01%
50
– –
MAS icon
373
Masco
MAS
$15.3B
$2K ﹤0.01%
86
– –
MS icon
374
Morgan Stanley
MS
$338B
$2K ﹤0.01%
72
– –
PUK icon
375
Prudential
PUK
$35.3B
$2K ﹤0.01%
39
– –
13 14
15
16 17

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AP
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UPA
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GIS
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ICM
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Haberer Registered Investment Advisor's Q4 2013 Portfolio in Review

As of Q4 2013, Haberer Registered Investment Advisor held 505 positions worth $238M, down 15% from $280M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Haberer Registered Investment Advisor withdrew a net $62.4M in Q4 2013, closing 51 positions and reducing 140 holdings. Its most notable exit was Sherwin-Williams, an estimated $328K position sold in full.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 12% a quarter earlier, followed by Consumer Staples and Financials.

Against the trend, Haberer Registered Investment Advisor opened a new position in Travelers Companies worth $2.55M.

  • Haberer Registered Investment Advisor's largest Q4 2013 buy was Travelers Companies: 28,188 shares worth $2.55M.
  • Haberer Registered Investment Advisor added most to Ford in Q4 2013, an estimated $3.52M increase.
  • Haberer Registered Investment Advisor's biggest Q4 2013 reduction was Invesco DB Commodity Index Tracking Fund, cutting an estimated $5.25M.
  • Haberer Registered Investment Advisor fully exited Sherwin-Williams in Q4 2013, selling an estimated $328K.
  • Haberer Registered Investment Advisor's ten largest holdings make up 37% of its $238M portfolio in Q4 2013.
  • Haberer Registered Investment Advisor opened 12 new positions and closed 51 in Q4 2013.
  • Haberer Registered Investment Advisor's portfolio value fell 15% quarter-over-quarter to $238M.

Based on Haberer Registered Investment Advisor's 13F filing for Q4 2013, filed 9 Jan 2014.