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HRIA

Haberer Registered Investment Advisor Portfolio holdings

AUM $165M
1-Year Est. Return 11.95%
This Fund
S&P 500
This Quarter Est. Return
+8.68%
1 Year Est. Return
+11.95%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$238M
AUM Growth
-$42.2M
Cap. Flow
-$62.4M
Cap. Flow %
-26.29%
Top 10 Hldgs %
36.93%
Holding
505
New
12
Increased
13
Reduced
140
Closed
51

Top Buys

Rank Stock Value
1
F icon
Ford
F
+$3.52M
2
TRV icon
Travelers Companies
TRV
+$2.46M
3
COR icon
Cencora
COR
+$2.15M
4
UTF icon
Cohen & Steers Infrastructure Fund
UTF
+$881K
5
BLK icon
Blackrock
BLK
+$404K

Top Sells

Rank Stock Value
1
DBC icon
Invesco DB Commodity Index Tracking Fund
DBC
+$5.25M
2
XOM icon
ExxonMobil
XOM
+$5.12M
3
MCD icon
McDonald's
MCD
+$4.06M
4
CAT icon
Caterpillar
CAT
+$3.65M
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$2.95M

Sector Composition

Rank Sector Weight
1 Technology 12.97%
2 Consumer Staples 9.73%
3 Financials 9.19%
4 Industrials 8.33%
5 Healthcare 7.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DX
276
Dynex Capital
DX
$3.18B
$8K ﹤0.01%
333
– –
EXC icon
277
Exelon
EXC
$46.7B
$8K ﹤0.01%
421
-1,472
-78% -$29.6K
NVO
278
Novo Nordisk
NVO
$203B
$8K ﹤0.01%
450
– –
OC icon
279
Owens Corning
OC
$12.1B
$8K ﹤0.01%
200
– –
PBR icon
280
Petrobras
PBR
$119B
$8K ﹤0.01%
550
-300
-35% -$4.65K
RPM icon
281
RPM International
RPM
$14.8B
$8K ﹤0.01%
200
– –
RY icon
282
Royal Bank of Canada
RY
$294B
$8K ﹤0.01%
121
– –
SM icon
283
SM Energy
SM
$6.88B
$8K ﹤0.01%
100
– –
VTV icon
284
Vanguard Morningstar Value ETF
VTV
$191B
$8K ﹤0.01%
100
-100
-50% -$7.37K
RAI
285
DELISTED
Reynolds American Inc
RAI
$8K ﹤0.01%
332
-134
-29% -$3.38K
CIT
286
DELISTED
CIT Group Inc.
CIT
$8K ﹤0.01%
154
– –
PTM
287
DELISTED
E-TRACS UBS Long Platinum ETN
PTM
$8K ﹤0.01%
500
– –
AEE icon
288
Ameren
AEE
$30B
$7K ﹤0.01%
200
– –
CAKE icon
289
Cheesecake Factory
CAKE
$5.34B
$7K ﹤0.01%
150
– –
CMI icon
290
Cummins
CMI
$88.7B
$7K ﹤0.01%
50
– –
NVS icon
291
Novartis
NVS
$293B
$7K ﹤0.01%
100
– –
PEG icon
292
Public Service Enterprise Group
PEG
$37.4B
$7K ﹤0.01%
227
– –
SYY icon
293
Sysco
SYY
$40.4B
$7K ﹤0.01%
200
– –
TDC icon
294
Teradata
TDC
$2.54B
$7K ﹤0.01%
150
– –
ARNA
295
DELISTED
Arena Pharmaceuticals Inc
ARNA
$7K ﹤0.01%
120
+100
+500% +$5.23K
RDS.A
296
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$7K ﹤0.01%
101
– –
WPX
297
DELISTED
WPX Energy, Inc.
WPX
$7K ﹤0.01%
333
– –
BHI
298
DELISTED
Baker Hughes
BHI
$7K ﹤0.01%
125
– –
PETM
299
DELISTED
PETSMART INC
PETM
$7K ﹤0.01%
90
– –
HE icon
300
Hawaiian Electric Industries
HE
$2.16B
$6K ﹤0.01%
242
– –
10 11
12
13 14

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AP
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UPA
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Haberer Registered Investment Advisor's Q4 2013 Portfolio in Review

As of Q4 2013, Haberer Registered Investment Advisor held 505 positions worth $238M, down 15% from $280M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Haberer Registered Investment Advisor withdrew a net $62.4M in Q4 2013, closing 51 positions and reducing 140 holdings. Its most notable exit was Sherwin-Williams, an estimated $328K position sold in full.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 12% a quarter earlier, followed by Consumer Staples and Financials.

Against the trend, Haberer Registered Investment Advisor opened a new position in Travelers Companies worth $2.55M.

  • Haberer Registered Investment Advisor's largest Q4 2013 buy was Travelers Companies: 28,188 shares worth $2.55M.
  • Haberer Registered Investment Advisor added most to Ford in Q4 2013, an estimated $3.52M increase.
  • Haberer Registered Investment Advisor's biggest Q4 2013 reduction was Invesco DB Commodity Index Tracking Fund, cutting an estimated $5.25M.
  • Haberer Registered Investment Advisor fully exited Sherwin-Williams in Q4 2013, selling an estimated $328K.
  • Haberer Registered Investment Advisor's ten largest holdings make up 37% of its $238M portfolio in Q4 2013.
  • Haberer Registered Investment Advisor opened 12 new positions and closed 51 in Q4 2013.
  • Haberer Registered Investment Advisor's portfolio value fell 15% quarter-over-quarter to $238M.

Based on Haberer Registered Investment Advisor's 13F filing for Q4 2013, filed 9 Jan 2014.