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GWM

Gupta Wealth Management Portfolio holdings

AUM $427M
1-Year Est. Return 0.52%
This Fund
S&P 500
This Quarter Est. Return
+3.51%
1 Year Est. Return
-0.52%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$393M
AUM Growth
-$16.9M
Cap. Flow
-$27.4M
Cap. Flow %
-6.97%
Top 10 Hldgs %
29.91%
Holding
1,432
New
180
Increased
254
Reduced
342
Closed
195

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.88M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$3.42M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.31M
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$1.66M
5
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$1.63M

Top Sells

Rank Stock Value
1
DLS icon
WisdomTree International SmallCap Dividend Fund
DLS
+$8.73M
2
LLY icon
Eli Lilly
LLY
+$6.41M
3
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$4.09M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$3.79M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$3.62M

Sector Composition

Rank Sector Weight
1 Miscellaneous 48.89%
2 Technology 9.26%
3 Industrials 8.17%
4 Healthcare 7.5%
5 Financials 5.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BNS icon
176
Scotiabank
BNS
$113B
$340K 0.09%
8,585
-4,253
-33% -$184K
GIS icon
177
General Mills
GIS
$22.2B
$339K 0.09%
5,871
-610
-9% -$35.1K
IJR icon
178
iShares Core S&P Small-Cap ETF
IJR
$110B
$335K 0.09%
6,084
-13,396
-69% -$755K
SUB icon
179
iShares Short-Term National Muni Bond ETF
SUB
$11.6B
$328K 0.08%
3,100
+400
+15% +$42.4K
APD icon
180
Air Products & Chemicals
APD
$68.6B
$327K 0.08%
2,715
-163
-6% -$20.5K
TTE icon
181
TotalEnergies
TTE
$191B
$325K 0.08%
7,220
-860
-11% -$41.6K
AGG icon
182
iShares Core US Aggregate Bond ETF
AGG
$138B
$323K 0.08%
2,992
+496
+20% +$54K
VEEV icon
183
Veeva Systems
VEEV
$44.8B
$321K 0.08%
11,143
+3,876
+53% +$103K
SCHP icon
184
Schwab US TIPS ETF
SCHP
$16.5B
$319K 0.08%
12,022
– –
MRK icon
185
Merck
MRK
$366B
$318K 0.08%
6,307
-6,001
-49% -$303K
UFPT icon
186
UFP Technologies
UFPT
$2.32B
$316K 0.08%
13,281
– –
VCIT icon
187
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$67.6B
$314K 0.08%
3,737
+422
+13% +$35.9K
CAG icon
188
Conagra Brands
CAG
$7.72B
$312K 0.08%
9,504
-2,371
-20% -$75.8K
XLF icon
189
State Street Financial Select Sector SPDR ETF
XLF
$56.7B
$308K 0.08%
14,710
+759
+5% +$16K
SCHB icon
190
Schwab US Broad Market ETF
SCHB
$44.7B
$306K 0.08%
37,434
– –
CCK icon
191
Crown Holdings
CCK
$12.9B
$298K 0.08%
5,873
– –
BHC icon
192
Bausch Health
BHC
$2.36B
$296K 0.08%
2,913
+453
+18% +$50.9K
ATAXZ
193
DELISTED
AMERICA FIRST TAX EXEMT INV LP
ATAXZ
$294K 0.07%
58,150
– –
CSQ icon
194
Calamos Strategic Total Return Fund
CSQ
$3.36B
$291K 0.07%
29,364
– –
VBR icon
195
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.6B
$289K 0.07%
2,923
+29
+1% +$2.96K
IWM icon
196
iShares Russell 2000 ETF
IWM
$80.8B
$287K 0.07%
2,544
+496
+24% +$57.2K
CVX icon
197
Chevron
CVX
$396B
$284K 0.07%
3,154
-573
-15% -$51.7K
IVW icon
198
iShares S&P 500 Growth ETF
IVW
$76.8B
$282K 0.07%
9,728
+4,908
+102% +$143K
VV icon
199
Vanguard Morningstar Large-Cap ETF
VV
$54.3B
$281K 0.07%
3,009
+2,664
+772% +$251K
CLX icon
200
Clorox
CLX
$12.4B
$280K 0.07%
2,208
-1,900
-46% -$236K
6 7
8
9 10

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EIM
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Gupta Wealth Management's Q4 2015 Portfolio in Review

As of Q4 2015, Gupta Wealth Management held 1,432 positions worth $393M, down 4.1% from $410M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Gupta Wealth Management withdrew a net $27.4M in Q4 2015, closing 195 positions and reducing 342 holdings. Its most notable exit was WisdomTree Enhanced Commodity Strategy Fund, an estimated $293K position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 49% of assets, down from 49% a quarter earlier, followed by Technology and Industrials.

Against the trend, Gupta Wealth Management opened a new position in Alphabet (Google) Class A worth $3.6M.

  • Gupta Wealth Management's largest Q4 2015 buy was Alphabet (Google) Class A: 92,540 shares worth $3.6M.
  • Gupta Wealth Management added most to iShares 20+ Year Treasury Bond ETF in Q4 2015, an estimated $4.88M increase.
  • Gupta Wealth Management's biggest Q4 2015 reduction was WisdomTree International SmallCap Dividend Fund, cutting an estimated $8.73M.
  • Gupta Wealth Management fully exited WisdomTree Enhanced Commodity Strategy Fund in Q4 2015, selling an estimated $293K.
  • Gupta Wealth Management's ten largest holdings make up 30% of its $393M portfolio in Q4 2015.
  • Gupta Wealth Management opened 180 new positions and closed 195 in Q4 2015.
  • Gupta Wealth Management's portfolio value fell 4.1% quarter-over-quarter to $393M.

Based on Gupta Wealth Management's 13F filing for Q4 2015, filed 17 Feb 2016.