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GWM

Gupta Wealth Management Portfolio holdings

AUM $427M
1-Year Est. Return 0.52%
This Fund
S&P 500
This Quarter Est. Return
-5.39%
1 Year Est. Return
-0.52%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$410M
AUM Growth
+$3.1M
Cap. Flow
+$29.3M
Cap. Flow %
7.15%
Top 10 Hldgs %
28.44%
Holding
1,427
New
180
Increased
280
Reduced
317
Closed
174

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.82M
3
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$2.97M
4
VOE icon
Vanguard Morningstar Mid-Cap Value ETF
VOE
+$2.75M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$2.55M

Top Sells

Rank Stock Value
1
TEVA icon
Teva Pharmaceuticals
TEVA
+$2.12M
2
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$1.4M
3
BKLN icon
Invesco Senior Loan ETF
BKLN
+$1.11M
4
LLY icon
Eli Lilly
LLY
+$848K
5
PID icon
Invesco International Dividend Achievers ETF
PID
+$815K

Sector Composition

Rank Sector Weight
1 Miscellaneous 49.02%
2 Healthcare 8.56%
3 Technology 8.41%
4 Industrials 8.27%
5 Financials 5.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SSTK icon
176
Shutterstock
SSTK
$221M
$335K 0.08%
+11,079
New +$445K
MMP
177
DELISTED
Magellan Midstream Partners, L.P.
MMP
$331K 0.08%
5,500
– –
CAT icon
178
Caterpillar
CAT
$368B
$330K 0.08%
5,043
-511
-9% -$39.1K
OKE icon
179
Oneok
OKE
$59.7B
$328K 0.08%
10,180
+30
+0.3% +$1.09K
SCHP icon
180
Schwab US TIPS ETF
SCHP
$16.5B
$323K 0.08%
12,022
-720
-6% -$19.4K
UFPT icon
181
UFP Technologies
UFPT
$2.32B
$303K 0.07%
13,281
+825
+7% +$17.5K
ATAXZ
182
DELISTED
AMERICA FIRST TAX EXEMT INV LP
ATAXZ
$302K 0.07%
58,150
+18,150
+45% +$94.3K
JJA
183
DELISTED
iPath Bloomberg Agriculture Subindex Total Return ETN due October 22, 2037
JJA
$302K 0.07%
8,553
– –
CELG
184
DELISTED
Celgene Corp
CELG
$301K 0.07%
2,781
+834
+43% +$103K
OPK icon
185
Opko Health
OPK
$1.1B
$300K 0.07%
35,720
-1,481
-4% -$19.6K
QQQ icon
186
Invesco QQQ Trust
QQQ
$489B
$300K 0.07%
2,947
-2,371
-45% -$255K
PRI icon
187
Primerica
PRI
$8.94B
$296K 0.07%
6,577
-3,882
-37% -$170K
CVX icon
188
Chevron
CVX
$396B
$294K 0.07%
3,727
+1,236
+50% +$104K
GCC icon
189
WisdomTree Enhanced Commodity Strategy Fund
GCC
$297M
$293K 0.07%
15,057
+4,293
+40% +$86.5K
SCHB icon
190
Schwab US Broad Market ETF
SCHB
$44.7B
$289K 0.07%
37,434
+8,946
+31% +$73.5K
SUB icon
191
iShares Short-Term National Muni Bond ETF
SUB
$11.6B
$286K 0.07%
2,700
-500
-16% -$52.9K
AZN icon
192
AstraZeneca
AZN
$252B
$283K 0.07%
4,452
+44
+1% +$2.9K
ULST icon
193
State Street Ultra Short Term Bond ETF
ULST
$522M
$283K 0.07%
7,086
+4,361
+160% +$175K
UYG icon
194
ProShares Ultra Financials
UYG
$846M
$283K 0.07%
13,206
-1,482
-10% -$35.9K
VCIT icon
195
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$67.6B
$283K 0.07%
3,315
– –
ET icon
196
Energy Transfer Partners
ET
$73.4B
$281K 0.07%
13,500
-1,600
-11% -$45.2K
VBR icon
197
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.6B
$280K 0.07%
2,894
+300
+12% +$31.1K
BOND icon
198
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.55B
$278K 0.07%
2,635
-3,520
-57% -$376K
XLF icon
199
State Street Financial Select Sector SPDR ETF
XLF
$56.7B
$278K 0.07%
13,951
+3,773
+37% +$80K
UNH icon
200
UnitedHealth
UNH
$353B
$277K 0.07%
2,386
+124
+5% +$14.8K
6 7
8
9 10

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Gupta Wealth Management's Q3 2015 Portfolio in Review

As of Q3 2015, Gupta Wealth Management held 1,427 positions worth $410M, up 0.76% from $407M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Gupta Wealth Management deployed $29.3M of net new capital in Q3 2015, opening 180 new positions and adding to 280 existing holdings. Its largest new stake was Myers Industries: 46,000 shares worth $616K.

By sector, the portfolio is most concentrated in Miscellaneous at 49% of assets, up from 46% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Vanguard Long-Term Treasury ETF, an estimated $1.4M trimmed.

  • Gupta Wealth Management's largest Q3 2015 buy was Myers Industries: 46,000 shares worth $616K.
  • Gupta Wealth Management added most to iShares 20+ Year Treasury Bond ETF in Q3 2015, an estimated $6M increase.
  • Gupta Wealth Management's biggest Q3 2015 reduction was Vanguard Long-Term Treasury ETF, cutting an estimated $1.4M.
  • Gupta Wealth Management fully exited Teva Pharmaceuticals in Q3 2015, selling an estimated $2.12M.
  • Gupta Wealth Management's ten largest holdings make up 28% of its $410M portfolio in Q3 2015.
  • Gupta Wealth Management opened 180 new positions and closed 174 in Q3 2015.
  • Gupta Wealth Management's portfolio value rose 0.76% quarter-over-quarter to $410M.

Based on Gupta Wealth Management's 13F filing for Q3 2015, filed 18 Nov 2015.