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GWM

Gupta Wealth Management Portfolio holdings

AUM $427M
1-Year Est. Return 0.52%
This Fund
S&P 500
This Quarter Est. Return
+3.51%
1 Year Est. Return
-0.52%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$393M
AUM Growth
-$16.9M
Cap. Flow
-$27.4M
Cap. Flow %
-6.97%
Top 10 Hldgs %
29.91%
Holding
1,432
New
180
Increased
254
Reduced
342
Closed
195

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.88M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$3.42M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.31M
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$1.66M
5
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$1.63M

Top Sells

Rank Stock Value
1
DLS icon
WisdomTree International SmallCap Dividend Fund
DLS
+$8.73M
2
LLY icon
Eli Lilly
LLY
+$6.41M
3
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$4.09M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$3.79M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$3.62M

Sector Composition

Rank Sector Weight
1 Miscellaneous 48.89%
2 Technology 9.26%
3 Industrials 8.17%
4 Healthcare 7.5%
5 Financials 5.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EPI icon
151
WisdomTree India Earnings Fund ETF
EPI
$2.03B
$441K 0.11%
22,223
-330
-1% -$6.57K
PSO icon
152
Pearson
PSO
$10.1B
$431K 0.11%
40,003
-42,325
-51% -$571K
MCK icon
153
McKesson
MCK
$104B
$430K 0.11%
2,179
-112
-5% -$21.1K
BMY icon
154
Bristol-Myers Squibb
BMY
$136B
$427K 0.11%
6,214
-2,766
-31% -$183K
BIIB icon
155
Biogen
BIIB
$32.3B
$421K 0.11%
1,374
-189
-12% -$54.3K
V icon
156
Visa
V
$712B
$420K 0.11%
5,411
+1,462
+37% +$113K
PM icon
157
Philip Morris
PM
$299B
$415K 0.11%
4,718
+391
+9% +$33.9K
F icon
158
Ford
F
$55.3B
$414K 0.11%
29,405
-1,409
-5% -$20.4K
ARI
159
Apollo Commercial Real Estate
ARI
$881M
$410K 0.1%
23,800
– –
FDN icon
160
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.43B
$401K 0.1%
5,373
+4,928
+1,107% +$365K
ABB
161
DELISTED
ABB Ltd
ABB
$400K 0.1%
22,551
-14,916
-40% -$275K
CI icon
162
Cigna
CI
$73.7B
$399K 0.1%
2,727
+5
+0.2% +$687
MMP
163
DELISTED
Magellan Midstream Partners, L.P.
MMP
$394K 0.1%
5,800
+300
+5% +$19.4K
DD
164
DELISTED
Du Pont De Nemours E I
DD
$388K 0.1%
5,823
-1,176
-17% -$74.7K
ETP
165
DELISTED
Energy Transfer Partners, L.P.
ETP
$386K 0.1%
15,000
– –
BSV icon
166
Vanguard Short-Term Bond ETF
BSV
$45.6B
$381K 0.1%
4,794
-1,536
-24% -$123K
CAT icon
167
Caterpillar
CAT
$368B
$379K 0.1%
5,577
+534
+11% +$37.3K
NKX icon
168
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$644M
$376K 0.1%
24,495
– –
MUB icon
169
iShares National Muni Bond ETF
MUB
$45.5B
$368K 0.09%
3,326
+117
+4% +$12.8K
MDY icon
170
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.4B
$349K 0.09%
1,375
– –
BNDX icon
171
Vanguard Total International Bond ETF
BNDX
$82.5B
$347K 0.09%
6,571
+6,315
+2,467% +$335K
DXJ icon
172
WisdomTree Japan Hedged Equity Fund
DXJ
$7.34B
$347K 0.09%
6,932
+1,447
+26% +$77K
HOT
173
DELISTED
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
$346K 0.09%
4,993
-775
-13% -$55.3K
AMGN icon
174
Amgen
AMGN
$234B
$344K 0.09%
2,118
+205
+11% +$32.2K
USO icon
175
United States Oil Fund
USO
$2.03B
$344K 0.09%
3,904
+625
+19% +$66.6K
5 6
7
8 9

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Gupta Wealth Management's Q4 2015 Portfolio in Review

As of Q4 2015, Gupta Wealth Management held 1,432 positions worth $393M, down 4.1% from $410M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Gupta Wealth Management withdrew a net $27.4M in Q4 2015, closing 195 positions and reducing 342 holdings. Its most notable exit was WisdomTree Enhanced Commodity Strategy Fund, an estimated $293K position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 49% of assets, down from 49% a quarter earlier, followed by Technology and Industrials.

Against the trend, Gupta Wealth Management opened a new position in Alphabet (Google) Class A worth $3.6M.

  • Gupta Wealth Management's largest Q4 2015 buy was Alphabet (Google) Class A: 92,540 shares worth $3.6M.
  • Gupta Wealth Management added most to iShares 20+ Year Treasury Bond ETF in Q4 2015, an estimated $4.88M increase.
  • Gupta Wealth Management's biggest Q4 2015 reduction was WisdomTree International SmallCap Dividend Fund, cutting an estimated $8.73M.
  • Gupta Wealth Management fully exited WisdomTree Enhanced Commodity Strategy Fund in Q4 2015, selling an estimated $293K.
  • Gupta Wealth Management's ten largest holdings make up 30% of its $393M portfolio in Q4 2015.
  • Gupta Wealth Management opened 180 new positions and closed 195 in Q4 2015.
  • Gupta Wealth Management's portfolio value fell 4.1% quarter-over-quarter to $393M.

Based on Gupta Wealth Management's 13F filing for Q4 2015, filed 17 Feb 2016.