We are live on ! Find out more
GWM

Gupta Wealth Management Portfolio holdings

AUM $427M
1-Year Est. Return 0.52%
This Fund
S&P 500
This Quarter Est. Return
-5.39%
1 Year Est. Return
-0.52%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$410M
AUM Growth
+$3.1M
Cap. Flow
+$29.3M
Cap. Flow %
7.15%
Top 10 Hldgs %
28.44%
Holding
1,427
New
180
Increased
280
Reduced
317
Closed
174

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.82M
3
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$2.97M
4
VOE icon
Vanguard Morningstar Mid-Cap Value ETF
VOE
+$2.75M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$2.55M

Top Sells

Rank Stock Value
1
TEVA icon
Teva Pharmaceuticals
TEVA
+$2.12M
2
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$1.4M
3
BKLN icon
Invesco Senior Loan ETF
BKLN
+$1.11M
4
LLY icon
Eli Lilly
LLY
+$848K
5
PID icon
Invesco International Dividend Achievers ETF
PID
+$815K

Sector Composition

Rank Sector Weight
1 Miscellaneous 49.02%
2 Healthcare 8.56%
3 Technology 8.41%
4 Industrials 8.27%
5 Financials 5.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KMI icon
151
Kinder Morgan
KMI
$70.3B
$437K 0.11%
15,778
+3,607
+30% +$119K
PFF icon
152
iShares Preferred and Income Securities ETF
PFF
$13.1B
$435K 0.11%
11,264
+3,367
+43% +$132K
ETP
153
DELISTED
Energy Transfer Partners, L.P.
ETP
$430K 0.1%
15,000
– –
MCK icon
154
McKesson
MCK
$104B
$424K 0.1%
2,291
-270
-11% -$57.2K
F icon
155
Ford
F
$55.3B
$418K 0.1%
30,814
-2,961
-9% -$42.3K
EFA icon
156
iShares MSCI EAFE ETF
EFA
$79.6B
$416K 0.1%
7,251
+2,533
+54% +$156K
AMLP icon
157
Alerian MLP ETF
AMLP
$13.4B
$415K 0.1%
6,650
-778
-10% -$56.6K
JCI icon
158
Johnson Controls International
JCI
$84.6B
$409K 0.1%
9,433
+8,377
+793% +$386K
WMB icon
159
Williams Companies
WMB
$90.2B
$401K 0.1%
10,886
+380
+4% +$18.9K
USO icon
160
United States Oil Fund
USO
$2.03B
$385K 0.09%
3,279
-7
-0.2% -$860
HOT
161
DELISTED
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
$383K 0.09%
5,768
-876
-13% -$66.6K
IDV icon
162
iShares International Select Dividend ETF
IDV
$8.6B
$379K 0.09%
13,463
+70
+0.5% +$2.14K
ARI
163
Apollo Commercial Real Estate
ARI
$881M
$374K 0.09%
23,800
+22,450
+1,663% +$374K
CAG icon
164
Conagra Brands
CAG
$7.72B
$374K 0.09%
11,875
-191
-2% -$6.41K
CVS icon
165
CVS Health
CVS
$119B
$372K 0.09%
3,854
-80
-2% -$8.41K
CI icon
166
Cigna
CI
$73.7B
$367K 0.09%
2,722
+2,619
+2,543% +$380K
GIS icon
167
General Mills
GIS
$22.2B
$364K 0.09%
6,481
-1,227
-16% -$70.3K
COP icon
168
ConocoPhillips
COP
$157B
$363K 0.09%
7,564
+293
+4% +$14.9K
TTE icon
169
TotalEnergies
TTE
$191B
$361K 0.09%
8,080
-1,286
-14% -$60.6K
NKX icon
170
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$644M
$359K 0.09%
+24,495
New +$355K
MUB icon
171
iShares National Muni Bond ETF
MUB
$45.5B
$352K 0.09%
3,209
– –
PM icon
172
Philip Morris
PM
$299B
$343K 0.08%
4,327
-554
-11% -$45.6K
MDY icon
173
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.4B
$342K 0.08%
1,375
-992
-42% -$263K
APD icon
174
Air Products & Chemicals
APD
$68.6B
$340K 0.08%
2,878
-108
-4% -$13.7K
DD
175
DELISTED
Du Pont De Nemours E I
DD
$337K 0.08%
6,999
-1,438
-17% -$76.8K
5 6
7
8 9

Similar funds

IUAM
Itau USA Asset Management New York $410M AUM 3.05% 1-Year Est. Return
FVFI
Flagship Ventures Fund IV Cambridge, Massachusetts $382M AUM
SHA
Smith Hayes Advisers Lincoln, Nebraska $491M AUM 0.17% 1-Year Est. Return
HC
HHG & Company Darien, Connecticut $360M AUM 2.45% 1-Year Est. Return
CK
Carnick & Kubik Colorado Springs, Colorado $334M AUM 1.52% 1-Year Est. Return
EIM
Emerson Investment Management Boston, Massachusetts $528M AUM 1.16% 1-Year Est. Return
AIA
Alerus Investment Advisors Wayzata, Minnesota $575M AUM 0.66% 1-Year Est. Return
SAS
Spectrum Advisory Services Atlanta, Georgia $255M AUM 4.81% 1-Year Est. Return

Gupta Wealth Management's Q3 2015 Portfolio in Review

As of Q3 2015, Gupta Wealth Management held 1,427 positions worth $410M, up 0.76% from $407M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Gupta Wealth Management deployed $29.3M of net new capital in Q3 2015, opening 180 new positions and adding to 280 existing holdings. Its largest new stake was Myers Industries: 46,000 shares worth $616K.

By sector, the portfolio is most concentrated in Miscellaneous at 49% of assets, up from 46% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Vanguard Long-Term Treasury ETF, an estimated $1.4M trimmed.

  • Gupta Wealth Management's largest Q3 2015 buy was Myers Industries: 46,000 shares worth $616K.
  • Gupta Wealth Management added most to iShares 20+ Year Treasury Bond ETF in Q3 2015, an estimated $6M increase.
  • Gupta Wealth Management's biggest Q3 2015 reduction was Vanguard Long-Term Treasury ETF, cutting an estimated $1.4M.
  • Gupta Wealth Management fully exited Teva Pharmaceuticals in Q3 2015, selling an estimated $2.12M.
  • Gupta Wealth Management's ten largest holdings make up 28% of its $410M portfolio in Q3 2015.
  • Gupta Wealth Management opened 180 new positions and closed 174 in Q3 2015.
  • Gupta Wealth Management's portfolio value rose 0.76% quarter-over-quarter to $410M.

Based on Gupta Wealth Management's 13F filing for Q3 2015, filed 18 Nov 2015.