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GWM

Gupta Wealth Management Portfolio holdings

AUM $427M
1-Year Est. Return 0.52%
This Fund
S&P 500
This Quarter Est. Return
+3.51%
1 Year Est. Return
-0.52%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$393M
AUM Growth
-$16.9M
Cap. Flow
-$27.4M
Cap. Flow %
-6.97%
Top 10 Hldgs %
29.91%
Holding
1,432
New
180
Increased
254
Reduced
342
Closed
195

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.88M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$3.42M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.31M
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$1.66M
5
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$1.63M

Top Sells

Rank Stock Value
1
DLS icon
WisdomTree International SmallCap Dividend Fund
DLS
+$8.73M
2
LLY icon
Eli Lilly
LLY
+$6.41M
3
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$4.09M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$3.79M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$3.62M

Sector Composition

Rank Sector Weight
1 Miscellaneous 48.89%
2 Technology 9.26%
3 Industrials 8.17%
4 Healthcare 7.5%
5 Financials 5.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EFA icon
126
iShares MSCI EAFE ETF
EFA
$79.6B
$583K 0.15%
9,931
+2,680
+37% +$161K
SSTK icon
127
Shutterstock
SSTK
$221M
$578K 0.15%
17,863
+6,784
+61% +$223K
DWX icon
128
State Street SPDR S&P International Dividend ETF
DWX
$527M
$573K 0.15%
17,184
+12,809
+293% +$451K
ATHM icon
129
Autohome
ATHM
$2.63B
$572K 0.15%
16,389
– –
FLOT icon
130
iShares Floating Rate Bond ETF
FLOT
$10.6B
$571K 0.15%
11,320
-150
-1% -$7.56K
BND icon
131
Vanguard Total Bond Market
BND
$161B
$569K 0.14%
7,049
-7,116
-50% -$579K
NKE icon
132
Nike
NKE
$58.7B
$564K 0.14%
9,027
+5,287
+141% +$341K
CHEF icon
133
Chefs' Warehouse
CHEF
$4.69B
$553K 0.14%
33,156
– –
PGX icon
134
Invesco Preferred ETF
PGX
$3.72B
$552K 0.14%
36,915
-660
-2% -$9.74K
VEU icon
135
Vanguard FTSE All-World ex-US ETF
VEU
$70.4B
$547K 0.14%
12,610
+9,362
+288% +$419K
BIV icon
136
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$545K 0.14%
6,556
+3,556
+119% +$299K
VTIP icon
137
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.8B
$544K 0.14%
+11,245
New +$544K
SCHD icon
138
Schwab US Dividend Equity ETF
SCHD
$111B
$539K 0.14%
41,973
+3,135
+8% +$40.4K
VO icon
139
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$537K 0.14%
17,896
-15,088
-46% -$460K
CSCO icon
140
Cisco
CSCO
$433B
$523K 0.13%
19,258
-655
-3% -$18.1K
WPC icon
141
W.P. Carey
WPC
$16.1B
$522K 0.13%
9,027
– –
C icon
142
Citigroup
C
$223B
$519K 0.13%
10,023
-1,218
-11% -$64.6K
CVT
143
DELISTED
CVENT, INC.
CVT
$506K 0.13%
14,500
– –
CVS icon
144
CVS Health
CVS
$119B
$497K 0.13%
5,083
+1,229
+32% +$120K
VB icon
145
Vanguard Morningstar Small-Cap ETF
VB
$81.3B
$496K 0.13%
4,487
-1,490
-25% -$169K
HYG icon
146
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.6B
$492K 0.13%
6,103
-2,146
-26% -$178K
IVV icon
147
iShares Core S&P 500 ETF
IVV
$898B
$481K 0.12%
2,350
-14,923
-86% -$3.08M
BKLN icon
148
Invesco Senior Loan ETF
BKLN
$6.78B
$476K 0.12%
21,260
+19,178
+921% +$437K
TSLA icon
149
Tesla
TSLA
$1.38T
$462K 0.12%
28,890
-825
-3% -$12.3K
LBTYK icon
150
Liberty Global Class C
LBTYK
$3.56B
$443K 0.11%
12,531
– –
4 5
6
7 8

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EIM
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AIA
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SAS
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Gupta Wealth Management's Q4 2015 Portfolio in Review

As of Q4 2015, Gupta Wealth Management held 1,432 positions worth $393M, down 4.1% from $410M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Gupta Wealth Management withdrew a net $27.4M in Q4 2015, closing 195 positions and reducing 342 holdings. Its most notable exit was WisdomTree Enhanced Commodity Strategy Fund, an estimated $293K position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 49% of assets, down from 49% a quarter earlier, followed by Technology and Industrials.

Against the trend, Gupta Wealth Management opened a new position in Alphabet (Google) Class A worth $3.6M.

  • Gupta Wealth Management's largest Q4 2015 buy was Alphabet (Google) Class A: 92,540 shares worth $3.6M.
  • Gupta Wealth Management added most to iShares 20+ Year Treasury Bond ETF in Q4 2015, an estimated $4.88M increase.
  • Gupta Wealth Management's biggest Q4 2015 reduction was WisdomTree International SmallCap Dividend Fund, cutting an estimated $8.73M.
  • Gupta Wealth Management fully exited WisdomTree Enhanced Commodity Strategy Fund in Q4 2015, selling an estimated $293K.
  • Gupta Wealth Management's ten largest holdings make up 30% of its $393M portfolio in Q4 2015.
  • Gupta Wealth Management opened 180 new positions and closed 195 in Q4 2015.
  • Gupta Wealth Management's portfolio value fell 4.1% quarter-over-quarter to $393M.

Based on Gupta Wealth Management's 13F filing for Q4 2015, filed 17 Feb 2016.