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GWM

Gupta Wealth Management Portfolio holdings

AUM $427M
1-Year Est. Return 0.52%
This Fund
S&P 500
This Quarter Est. Return
+3.51%
1 Year Est. Return
-0.52%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$393M
AUM Growth
-$16.9M
Cap. Flow
-$27.4M
Cap. Flow %
-6.97%
Top 10 Hldgs %
29.91%
Holding
1,432
New
180
Increased
254
Reduced
342
Closed
195

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.88M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$3.42M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.31M
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$1.66M
5
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$1.63M

Top Sells

Rank Stock Value
1
DLS icon
WisdomTree International SmallCap Dividend Fund
DLS
+$8.73M
2
LLY icon
Eli Lilly
LLY
+$6.41M
3
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$4.09M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$3.79M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$3.62M

Sector Composition

Rank Sector Weight
1 Miscellaneous 48.89%
2 Technology 9.26%
3 Industrials 8.17%
4 Healthcare 7.5%
5 Financials 5.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DGL
1401
DELISTED
Invesco DB Gold Fund
DGL
– –
-150
Closed -$5K
APLP
1402
DELISTED
Archrock Partners, L.P. Common Units representing Limited Partner Interests
APLP
– –
-700
Closed -$12K
TERP
1403
DELISTED
TerraForm Power, Inc
TERP
– –
-4,300
Closed -$61K
TOFR
1404
DELISTED
Stock Split Index Fund
TOFR
– –
-62
Closed -$1K
HVPW
1405
DELISTED
U.S. Equity High Volatility Put Write Index Fund
HVPW
– –
-390
Closed -$8K
JNS
1406
DELISTED
Janus Capital Group Inc
JNS
– –
-1,350
Closed -$18K
BSJG
1407
DELISTED
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
– –
-191
Closed -$5K
BBRC
1408
DELISTED
Columbia Beyond BRICs ETF
BBRC
– –
-169
Closed -$3K
CRC
1409
DELISTED
California Resources Corporation
CRC
– –
-128
Closed -$3K
BBEP
1410
DELISTED
BREITBURN ENERGY PARTNERS LP COM UNITS RPTNG LTD PRTNRSHIP
BBEP
– –
-400
Closed -$1K
SGL
1411
DELISTED
STRATEGIC GLOBAL INCOME FUND
SGL
– –
-856
Closed -$7K
SUNE
1412
DELISTED
SUNEDISON, INC COM
SUNE
– –
-10,000
Closed -$72K
NIO
1413
DELISTED
NUVEEN MUNICIPAL OPPORTUNITY FUND INC
NIO
– –
-13,618
Closed -$192K
JMI
1414
DELISTED
JAVELIN MTG INVESTMENT CORP COM
JMI
– –
-2,000
Closed -$12K
RCAP
1415
DELISTED
RCS CAPITAL CORPORATION CLASS A COM
RCAP
– –
-2,638
Closed -$2K
CSG
1416
DELISTED
CHAMBERS STR PPTYS COM
CSG
– –
-500
Closed -$3K
AWAY
1417
DELISTED
HOMEAWAY INC COM
AWAY
– –
-300
Closed -$8K
MWE
1418
DELISTED
MARKWEST ENERGY PARTNERS, LP
MWE
– –
-200
Closed -$9K
SIAL
1419
DELISTED
SIGMA - ALDRICH CORP
SIAL
– –
-116
Closed -$16K
HCC
1420
DELISTED
HCC INSURANCES HOLDINGS INC
HCC
– –
-554
Closed -$43K
ZGNX
1421
DELISTED
Zogenix, Inc.
ZGNX
– –
-3,100
Closed -$42K
CMCSK
1422
DELISTED
COMCAST CORP SPL A (NEW)
CMCSK
– –
-521
Closed -$30K
NBG
1423
DELISTED
NATIONAL BANK OF GREECE SA ADR REPSTG 1 SHARE (NEW)
NBG
– –
-3,000
Closed -$1K
IRC
1424
DELISTED
INLAND REAL ESTATE CORP
IRC
– –
-2,000
Closed -$16K
UFS
1425
DELISTED
DOMTAR CORPORATION (New)
UFS
– –
-384
Closed -$14K
54 55 56
57
58

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EIM
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AIA
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SAS
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Gupta Wealth Management's Q4 2015 Portfolio in Review

As of Q4 2015, Gupta Wealth Management held 1,432 positions worth $393M, down 4.1% from $410M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Gupta Wealth Management withdrew a net $27.4M in Q4 2015, closing 195 positions and reducing 342 holdings. Its most notable exit was WisdomTree Enhanced Commodity Strategy Fund, an estimated $293K position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 49% of assets, down from 49% a quarter earlier, followed by Technology and Industrials.

Against the trend, Gupta Wealth Management opened a new position in Alphabet (Google) Class A worth $3.6M.

  • Gupta Wealth Management's largest Q4 2015 buy was Alphabet (Google) Class A: 92,540 shares worth $3.6M.
  • Gupta Wealth Management added most to iShares 20+ Year Treasury Bond ETF in Q4 2015, an estimated $4.88M increase.
  • Gupta Wealth Management's biggest Q4 2015 reduction was WisdomTree International SmallCap Dividend Fund, cutting an estimated $8.73M.
  • Gupta Wealth Management fully exited WisdomTree Enhanced Commodity Strategy Fund in Q4 2015, selling an estimated $293K.
  • Gupta Wealth Management's ten largest holdings make up 30% of its $393M portfolio in Q4 2015.
  • Gupta Wealth Management opened 180 new positions and closed 195 in Q4 2015.
  • Gupta Wealth Management's portfolio value fell 4.1% quarter-over-quarter to $393M.

Based on Gupta Wealth Management's 13F filing for Q4 2015, filed 17 Feb 2016.