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GWM

Gupta Wealth Management Portfolio holdings

AUM $427M
1-Year Est. Return 0.52%
This Fund
S&P 500
This Quarter Est. Return
+3.51%
1 Year Est. Return
-0.52%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$393M
AUM Growth
-$16.9M
Cap. Flow
-$27.4M
Cap. Flow %
-6.97%
Top 10 Hldgs %
29.91%
Holding
1,432
New
180
Increased
254
Reduced
342
Closed
195

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.88M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$3.42M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.31M
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$1.66M
5
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$1.63M

Top Sells

Rank Stock Value
1
DLS icon
WisdomTree International SmallCap Dividend Fund
DLS
+$8.73M
2
LLY icon
Eli Lilly
LLY
+$6.41M
3
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$4.09M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$3.79M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$3.62M

Sector Composition

Rank Sector Weight
1 Miscellaneous 48.89%
2 Technology 9.26%
3 Industrials 8.17%
4 Healthcare 7.5%
5 Financials 5.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SAVE
1376
DELISTED
Spirit Airlines, Inc.
SAVE
– –
-12
Closed -$1K
SCU
1377
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
– –
-100
Closed -$9K
KMF
1378
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
– –
-417
Closed -$8K
NUVA
1379
DELISTED
NuVasive, Inc.
NUVA
– –
-140
Closed -$7K
BLCM
1380
DELISTED
Bellicum Pharmaceuticals, Inc.
BLCM
– –
-300
Closed -$44K
UMPQ
1381
DELISTED
Umpqua Holdings Corp
UMPQ
– –
-598
Closed -$10K
SWIR
1382
DELISTED
Sierra Wireless
SWIR
– –
-75
Closed -$2K
MNDT
1383
DELISTED
Mandiant, Inc. Common Stock
MNDT
– –
-1,032
Closed -$33K
SMM
1384
DELISTED
Salient Midstream & MLP Fund
SMM
– –
-1,250
Closed -$17K
TGP
1385
DELISTED
Teekay LNG Partners L.P.
TGP
– –
-1,400
Closed -$33K
XEC
1386
DELISTED
CIMAREX ENERGY CO
XEC
– –
-500
Closed -$51K
MXIM
1387
DELISTED
Maxim Integrated Products
MXIM
– –
-500
Closed -$17K
JCP
1388
DELISTED
J.C. Penney Company, Inc.
JCP
– –
-1,250
Closed -$12K
JMLP
1389
DELISTED
NUVEEN ALL CAP ENERGY MLP OPPORTUNITIES FUND
JMLP
– –
-2,500
Closed -$25K
JMF
1390
DELISTED
NUVEEN ENERGY MLP TOTAL RETURN FUND
JMF
– –
-2,573
Closed -$32K
S
1391
DELISTED
Sprint Corporation
S
– –
-392
Closed -$2K
VIAB
1392
DELISTED
Viacom Inc. Class B
VIAB
– –
-22
Closed -$1K
VVC
1393
DELISTED
Vectren Corporation
VVC
– –
-3,633
Closed -$142K
EEP
1394
DELISTED
Enbridge Energy Partners
EEP
– –
-7,746
Closed -$191K
SEP
1395
DELISTED
Spectra Engy Parters Lp
SEP
– –
-1,800
Closed -$72K
SODA
1396
DELISTED
SodaStream International Ltd
SODA
– –
-89
Closed -$1K
HGT
1397
DELISTED
Hugoton Royalty Trust
HGT
– –
-300
Closed -$1K
NSH
1398
DELISTED
NuStar GP Holdings LLC
NSH
– –
-1,700
Closed -$45K
AHGP
1399
DELISTED
Alliance Holdings GP
AHGP
– –
-1,500
Closed -$46K
DBV
1400
DELISTED
Invesco DB G10 Currency Harvest Fund
DBV
– –
-400
Closed -$9K
54 55
56
57 58

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EIM
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AIA
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SAS
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Gupta Wealth Management's Q4 2015 Portfolio in Review

As of Q4 2015, Gupta Wealth Management held 1,432 positions worth $393M, down 4.1% from $410M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Gupta Wealth Management withdrew a net $27.4M in Q4 2015, closing 195 positions and reducing 342 holdings. Its most notable exit was WisdomTree Enhanced Commodity Strategy Fund, an estimated $293K position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 49% of assets, down from 49% a quarter earlier, followed by Technology and Industrials.

Against the trend, Gupta Wealth Management opened a new position in Alphabet (Google) Class A worth $3.6M.

  • Gupta Wealth Management's largest Q4 2015 buy was Alphabet (Google) Class A: 92,540 shares worth $3.6M.
  • Gupta Wealth Management added most to iShares 20+ Year Treasury Bond ETF in Q4 2015, an estimated $4.88M increase.
  • Gupta Wealth Management's biggest Q4 2015 reduction was WisdomTree International SmallCap Dividend Fund, cutting an estimated $8.73M.
  • Gupta Wealth Management fully exited WisdomTree Enhanced Commodity Strategy Fund in Q4 2015, selling an estimated $293K.
  • Gupta Wealth Management's ten largest holdings make up 30% of its $393M portfolio in Q4 2015.
  • Gupta Wealth Management opened 180 new positions and closed 195 in Q4 2015.
  • Gupta Wealth Management's portfolio value fell 4.1% quarter-over-quarter to $393M.

Based on Gupta Wealth Management's 13F filing for Q4 2015, filed 17 Feb 2016.