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GWM

Gupta Wealth Management Portfolio holdings

AUM $427M
1-Year Est. Return 0.52%
This Fund
S&P 500
This Quarter Est. Return
+3.51%
1 Year Est. Return
-0.52%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$393M
AUM Growth
-$16.9M
Cap. Flow
-$27.4M
Cap. Flow %
-6.97%
Top 10 Hldgs %
29.91%
Holding
1,432
New
180
Increased
254
Reduced
342
Closed
195

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.88M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$3.42M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.31M
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$1.66M
5
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$1.63M

Top Sells

Rank Stock Value
1
DLS icon
WisdomTree International SmallCap Dividend Fund
DLS
+$8.73M
2
LLY icon
Eli Lilly
LLY
+$6.41M
3
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$4.09M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$3.79M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$3.62M

Sector Composition

Rank Sector Weight
1 Miscellaneous 48.89%
2 Technology 9.26%
3 Industrials 8.17%
4 Healthcare 7.5%
5 Financials 5.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPH icon
1351
Suburban Propane Partners
SPH
$1.18B
– –
-2,600
Closed -$85K
SPSB icon
1352
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.5B
– –
-928
Closed -$28K
SR icon
1353
Spire
SR
$4.88B
– –
-940
Closed -$47K
SRLN icon
1354
State Street Blackstone Senior Loan ETF
SRLN
$5.48B
– –
-102
Closed -$5K
STM icon
1355
STMicroelectronics
STM
$44B
– –
-101
Closed -$1K
TAC icon
1356
TransAlta
TAC
$3.86B
– –
-2,805
Closed -$13K
TEI
1357
Templeton Emerging Markets Income Fund
TEI
$320M
– –
-415
Closed -$4K
TK icon
1358
Teekay
TK
$1.14B
– –
-250
Closed -$7K
TMHC
1359
DELISTED
Taylor Morrison
TMHC
– –
-750
Closed -$14K
TPR icon
1360
Tapestry
TPR
$25B
– –
-375
Closed -$11K
TRGP icon
1361
Targa Resources
TRGP
$61.7B
– –
-1,165
Closed -$60K
TRN icon
1362
Trinity Industries
TRN
$2.33B
– –
-383
Closed -$6K
TT icon
1363
Trane Technologies
TT
$98.8B
– –
-122
Closed -$6K
VALE icon
1364
Vale
VALE
$64B
– –
-2,329
Closed -$10K
VFH icon
1365
Vanguard Financials ETF
VFH
$13.9B
– –
-400
Closed -$19K
VGM icon
1366
Invesco Trust Investment Grade Municipals
VGM
$563M
– –
-3,400
Closed -$44K
WSM icon
1367
Williams-Sonoma
WSM
$27.7B
– –
-842
Closed -$32K
WTRG icon
1368
Essential Utilities
WTRG
$11.7B
– –
-104
Closed -$3K
XBI icon
1369
State Street SPDR S&P Biotech ETF
XBI
$11.3B
– –
-336
Closed -$21K
XHR
1370
Xenia Hotels & Resorts
XHR
$1.8B
– –
-1,250
Closed -$22K
XOP icon
1371
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.78B
– –
-51
Closed -$7K
XRT icon
1372
State Street SPDR S&P Retail ETF
XRT
$322M
– –
-38
Closed -$2K
Z icon
1373
Zillow
Z
$8.02B
– –
-200
Closed -$5K
PDCO
1374
DELISTED
Patterson Companies, Inc.
PDCO
– –
-234
Closed -$10K
MUI
1375
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
– –
-3,592
Closed -$50K
53 54
55
56 57

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SHA
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HC
HHG & Company Darien, Connecticut $360M AUM 2.45% 1-Year Est. Return
CK
Carnick & Kubik Colorado Springs, Colorado $334M AUM 1.52% 1-Year Est. Return
EIM
Emerson Investment Management Boston, Massachusetts $528M AUM 1.16% 1-Year Est. Return
AIA
Alerus Investment Advisors Wayzata, Minnesota $575M AUM 0.66% 1-Year Est. Return
SAS
Spectrum Advisory Services Atlanta, Georgia $255M AUM 4.81% 1-Year Est. Return

Gupta Wealth Management's Q4 2015 Portfolio in Review

As of Q4 2015, Gupta Wealth Management held 1,432 positions worth $393M, down 4.1% from $410M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Gupta Wealth Management withdrew a net $27.4M in Q4 2015, closing 195 positions and reducing 342 holdings. Its most notable exit was WisdomTree Enhanced Commodity Strategy Fund, an estimated $293K position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 49% of assets, down from 49% a quarter earlier, followed by Technology and Industrials.

Against the trend, Gupta Wealth Management opened a new position in Alphabet (Google) Class A worth $3.6M.

  • Gupta Wealth Management's largest Q4 2015 buy was Alphabet (Google) Class A: 92,540 shares worth $3.6M.
  • Gupta Wealth Management added most to iShares 20+ Year Treasury Bond ETF in Q4 2015, an estimated $4.88M increase.
  • Gupta Wealth Management's biggest Q4 2015 reduction was WisdomTree International SmallCap Dividend Fund, cutting an estimated $8.73M.
  • Gupta Wealth Management fully exited WisdomTree Enhanced Commodity Strategy Fund in Q4 2015, selling an estimated $293K.
  • Gupta Wealth Management's ten largest holdings make up 30% of its $393M portfolio in Q4 2015.
  • Gupta Wealth Management opened 180 new positions and closed 195 in Q4 2015.
  • Gupta Wealth Management's portfolio value fell 4.1% quarter-over-quarter to $393M.

Based on Gupta Wealth Management's 13F filing for Q4 2015, filed 17 Feb 2016.