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GWM

Gupta Wealth Management Portfolio holdings

AUM $427M
1-Year Est. Return 0.52%
This Fund
S&P 500
This Quarter Est. Return
+3.51%
1 Year Est. Return
-0.52%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$393M
AUM Growth
-$16.9M
Cap. Flow
-$27.4M
Cap. Flow %
-6.97%
Top 10 Hldgs %
29.91%
Holding
1,432
New
180
Increased
254
Reduced
342
Closed
195

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.88M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$3.42M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.31M
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$1.66M
5
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$1.63M

Top Sells

Rank Stock Value
1
DLS icon
WisdomTree International SmallCap Dividend Fund
DLS
+$8.73M
2
LLY icon
Eli Lilly
LLY
+$6.41M
3
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$4.09M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$3.79M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$3.62M

Sector Composition

Rank Sector Weight
1 Miscellaneous 48.89%
2 Technology 9.26%
3 Industrials 8.17%
4 Healthcare 7.5%
5 Financials 5.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PBP icon
1326
Invesco S&P 500 BuyWrite ETF
PBP
$376M
– –
-649
Closed -$14K
PCEF icon
1327
Invesco CEF Income Composite ETF
PCEF
$815M
– –
-190
Closed -$4K
PII icon
1328
Polaris
PII
$3.63B
– –
-146
Closed -$18K
PMF
1329
DELISTED
PIMCO Municipal Income Fund
PMF
– –
-10,000
Closed -$144K
PMX
1330
DELISTED
PIMCO Municipal Income Fund III
PMX
– –
-14,400
Closed -$158K
PRAA icon
1331
PRA Group
PRAA
$721M
– –
-25
Closed -$1K
PRGO icon
1332
Perrigo
PRGO
$2.01B
– –
-160
Closed -$25K
PRLB icon
1333
Protolabs
PRLB
$1.91B
– –
-52
Closed -$3K
PSEC icon
1334
Prospect Capital
PSEC
$1.15B
– –
-19,076
Closed -$136K
PSK icon
1335
State Street SPDR ICE Preferred Securities ETF
PSK
$678M
– –
-429
Closed -$19K
QRVO icon
1336
Qorvo
QRVO
$8.36B
– –
-25
Closed -$1K
RGA icon
1337
Reinsurance Group of America
RGA
$16B
– –
-344
Closed -$31K
RING icon
1338
iShares MSCI Global Gold Miners ETF
RING
$2.49B
– –
-1,450
Closed -$16K
RSPM icon
1339
Invesco S&P 500 Equal Weight Materials ETF
RSPM
$191M
– –
-720
Closed -$10K
RYN icon
1340
Rayonier
RYN
$6.06B
– –
-2,521
Closed -$50K
RZG icon
1341
Invesco S&P SmallCap 600 Pure Growth ETF
RZG
$132M
– –
-315
Closed -$8K
SDIV icon
1342
Global X SuperDividend ETF
SDIV
$1.23B
– –
-2,090
Closed -$123K
SDS icon
1343
ProShares UltraShort S&P500
SDS
$393M
– –
-35
Closed -$81K
SH icon
1344
ProShares Short S&P500
SH
$826M
– –
-14
Closed -$2K
SIVR icon
1345
abrdn Physical Silver Shares ETF
SIVR
$4.49B
– –
-500
Closed -$7K
SJNK icon
1346
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.8B
– –
-465
Closed -$13K
SKYY icon
1347
First Trust Cloud Computing ETF
SKYY
$3.37B
– –
-400
Closed -$11K
SMFG icon
1348
Sumitomo Mitsui Financial
SMFG
$164B
– –
-1,971
Closed -$15K
SMIN icon
1349
iShares MSCI India Small-Cap ETF
SMIN
$772M
– –
-120
Closed -$4K
SNV
1350
DELISTED
Synovus
SNV
– –
-384
Closed -$11K
52 53
54
55 56

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AIA
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SAS
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Gupta Wealth Management's Q4 2015 Portfolio in Review

As of Q4 2015, Gupta Wealth Management held 1,432 positions worth $393M, down 4.1% from $410M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Gupta Wealth Management withdrew a net $27.4M in Q4 2015, closing 195 positions and reducing 342 holdings. Its most notable exit was WisdomTree Enhanced Commodity Strategy Fund, an estimated $293K position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 49% of assets, down from 49% a quarter earlier, followed by Technology and Industrials.

Against the trend, Gupta Wealth Management opened a new position in Alphabet (Google) Class A worth $3.6M.

  • Gupta Wealth Management's largest Q4 2015 buy was Alphabet (Google) Class A: 92,540 shares worth $3.6M.
  • Gupta Wealth Management added most to iShares 20+ Year Treasury Bond ETF in Q4 2015, an estimated $4.88M increase.
  • Gupta Wealth Management's biggest Q4 2015 reduction was WisdomTree International SmallCap Dividend Fund, cutting an estimated $8.73M.
  • Gupta Wealth Management fully exited WisdomTree Enhanced Commodity Strategy Fund in Q4 2015, selling an estimated $293K.
  • Gupta Wealth Management's ten largest holdings make up 30% of its $393M portfolio in Q4 2015.
  • Gupta Wealth Management opened 180 new positions and closed 195 in Q4 2015.
  • Gupta Wealth Management's portfolio value fell 4.1% quarter-over-quarter to $393M.

Based on Gupta Wealth Management's 13F filing for Q4 2015, filed 17 Feb 2016.