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GWM

Gupta Wealth Management Portfolio holdings

AUM $427M
1-Year Est. Return 0.52%
This Fund
S&P 500
This Quarter Est. Return
+3.51%
1 Year Est. Return
-0.52%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$393M
AUM Growth
-$16.9M
Cap. Flow
-$27.4M
Cap. Flow %
-6.97%
Top 10 Hldgs %
29.91%
Holding
1,432
New
180
Increased
254
Reduced
342
Closed
195

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.88M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$3.42M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.31M
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$1.66M
5
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$1.63M

Top Sells

Rank Stock Value
1
DLS icon
WisdomTree International SmallCap Dividend Fund
DLS
+$8.73M
2
LLY icon
Eli Lilly
LLY
+$6.41M
3
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$4.09M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$3.79M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$3.62M

Sector Composition

Rank Sector Weight
1 Miscellaneous 48.89%
2 Technology 9.26%
3 Industrials 8.17%
4 Healthcare 7.5%
5 Financials 5.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYGH icon
1301
iShares Interest Rate Hedged High Yield Bond ETF
HYGH
$621M
– –
-209
Closed -$18K
HYS icon
1302
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.78B
– –
-135
Closed -$13K
ICLN icon
1303
iShares Global Clean Energy ETF
ICLN
$2.19B
– –
-195
Closed -$2K
IDLV icon
1304
Invesco S&P International Developed Low Volatility ETF
IDLV
$345M
– –
-251
Closed -$7K
IHI icon
1305
iShares US Medical Devices ETF
IHI
$3.41B
– –
-840
Closed -$16K
IIM icon
1306
Invesco Value Municipal Income Trust
IIM
$601M
– –
-13,200
Closed -$204K
ING icon
1307
ING
ING
$101B
– –
-1,115
Closed -$16K
IYH icon
1308
iShares US Healthcare ETF
IYH
$3.74B
– –
-545
Closed -$15K
KBH icon
1309
KB Home
KBH
$3.36B
– –
-2,123
Closed -$29K
KRC icon
1310
Kilroy Realty
KRC
$4.21B
– –
-451
Closed -$29K
LECO icon
1311
Lincoln Electric
LECO
$15.5B
– –
-265
Closed -$14K
LNG icon
1312
Cheniere Energy
LNG
$58.3B
– –
-300
Closed -$14K
MAT icon
1313
Mattel
MAT
$4.33B
– –
-1,000
Closed -$21K
MAV
1314
DELISTED
Pioneer Municipal High Income Advantage Fund
MAV
– –
-1,975
Closed -$25K
MCY icon
1315
Mercury Insurance
MCY
$5.7B
– –
-573
Closed -$29K
MGA icon
1316
Magna International
MGA
$17.6B
– –
-310
Closed -$15K
MKC icon
1317
McCormick & Company Non-Voting
MKC
$14.9B
– –
-160
Closed -$7K
MT icon
1318
ArcelorMittal
MT
$56.1B
– –
-787
Closed -$9K
MU icon
1319
Micron Technology
MU
$1.05T
– –
-1,089
Closed -$16K
MUE
1320
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
– –
-3,000
Closed -$40K
MUNI icon
1321
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.14B
– –
-159
Closed -$8K
NMFC icon
1322
New Mountain Finance
NMFC
$712M
– –
-6,810
Closed -$93K
NMZ icon
1323
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.15B
– –
-5,628
Closed -$75K
NWG icon
1324
NatWest
NWG
$73B
– –
-1,427
Closed -$15K
OGE icon
1325
OGE Energy
OGE
$9.45B
– –
-249
Closed -$7K
51 52
53
54 55

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EIM
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AIA
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SAS
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Gupta Wealth Management's Q4 2015 Portfolio in Review

As of Q4 2015, Gupta Wealth Management held 1,432 positions worth $393M, down 4.1% from $410M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Gupta Wealth Management withdrew a net $27.4M in Q4 2015, closing 195 positions and reducing 342 holdings. Its most notable exit was WisdomTree Enhanced Commodity Strategy Fund, an estimated $293K position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 49% of assets, down from 49% a quarter earlier, followed by Technology and Industrials.

Against the trend, Gupta Wealth Management opened a new position in Alphabet (Google) Class A worth $3.6M.

  • Gupta Wealth Management's largest Q4 2015 buy was Alphabet (Google) Class A: 92,540 shares worth $3.6M.
  • Gupta Wealth Management added most to iShares 20+ Year Treasury Bond ETF in Q4 2015, an estimated $4.88M increase.
  • Gupta Wealth Management's biggest Q4 2015 reduction was WisdomTree International SmallCap Dividend Fund, cutting an estimated $8.73M.
  • Gupta Wealth Management fully exited WisdomTree Enhanced Commodity Strategy Fund in Q4 2015, selling an estimated $293K.
  • Gupta Wealth Management's ten largest holdings make up 30% of its $393M portfolio in Q4 2015.
  • Gupta Wealth Management opened 180 new positions and closed 195 in Q4 2015.
  • Gupta Wealth Management's portfolio value fell 4.1% quarter-over-quarter to $393M.

Based on Gupta Wealth Management's 13F filing for Q4 2015, filed 17 Feb 2016.