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GWM

Gupta Wealth Management Portfolio holdings

AUM $427M
1-Year Est. Return 0.52%
This Fund
S&P 500
This Quarter Est. Return
+3.51%
1 Year Est. Return
-0.52%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$393M
AUM Growth
-$16.9M
Cap. Flow
-$27.4M
Cap. Flow %
-6.97%
Top 10 Hldgs %
29.91%
Holding
1,432
New
180
Increased
254
Reduced
342
Closed
195

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.88M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$3.42M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.31M
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$1.66M
5
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$1.63M

Top Sells

Rank Stock Value
1
DLS icon
WisdomTree International SmallCap Dividend Fund
DLS
+$8.73M
2
LLY icon
Eli Lilly
LLY
+$6.41M
3
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$4.09M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$3.79M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$3.62M

Sector Composition

Rank Sector Weight
1 Miscellaneous 48.89%
2 Technology 9.26%
3 Industrials 8.17%
4 Healthcare 7.5%
5 Financials 5.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PNR icon
1051
Pentair
PNR
$9.84B
$4K ﹤0.01%
127
-87
-41% -$3.18K
PPG icon
1052
PPG Industries
PPG
$25.4B
$4K ﹤0.01%
44
-384
-90% -$38.8K
RH icon
1053
RH
RH
$2.83B
$4K ﹤0.01%
50
-150
-75% -$13.9K
SAP icon
1054
SAP
SAP
$256B
$4K ﹤0.01%
+53
New +$4.07K
SBAC icon
1055
SBA Communications
SBAC
$20.3B
$4K ﹤0.01%
35
– –
SHAK icon
1056
Shake Shack
SHAK
$2.82B
$4K ﹤0.01%
100
– –
SIL icon
1057
Global X Silver Miners ETF NEW
SIL
$5.38B
$4K ﹤0.01%
233
-334
-59% -$6.73K
TAP icon
1058
Molson Coors Class B
TAP
$7.73B
$4K ﹤0.01%
38
– –
UYG icon
1059
ProShares Ultra Financials
UYG
$846M
$4K ﹤0.01%
180
-13,026
-99% -$313K
VRTX icon
1060
Vertex Pharmaceuticals
VRTX
$137B
$4K ﹤0.01%
33
– –
CCEC
1061
Capital Clean Energy Carriers
CCEC
$1.37B
$4K ﹤0.01%
106
– –
QVCGA
1062
DELISTED
QVC Group Inc Series A
QVCGA
$4K ﹤0.01%
3
– –
ZNGA
1063
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$4K ﹤0.01%
1,522
– –
FPRX
1064
DELISTED
Five Prime Therapeutics, Inc.
FPRX
$4K ﹤0.01%
+100
New +$3.35K
KYE
1065
DELISTED
Kayne Anderson Energy
KYE
$4K ﹤0.01%
499
– –
JJP
1066
DELISTED
iPath Bloomberg Precious Metals Subindex Total Return ETN due June 24, 2038
JJP
$4K ﹤0.01%
82
– –
CPN
1067
DELISTED
Calpine Corporation
CPN
$4K ﹤0.01%
+280
New +$4.1K
GCI
1068
DELISTED
Gannett Co., Inc
GCI
$4K ﹤0.01%
222
-1,000
-82% -$16.2K
AIZ icon
1069
Assurant
AIZ
$14.1B
$3K ﹤0.01%
35
– –
ANSS
1070
DELISTED
Ansys
ANSS
$3K ﹤0.01%
34
– –
CRT
1071
Cross Timbers Royalty Trust
CRT
$62.5M
$3K ﹤0.01%
200
– –
DJP icon
1072
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
$856M
$3K ﹤0.01%
+135
New +$3.12K
EMBJ
1073
Embraer S.A. ADS
EMBJ
$12.9B
$3K ﹤0.01%
100
– –
ETR icon
1074
Entergy
ETR
$49.3B
$3K ﹤0.01%
100
– –
EW icon
1075
Edwards Lifesciences
EW
$52B
$3K ﹤0.01%
120
– –
41 42
43
44 45

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EIM
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AIA
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SAS
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Gupta Wealth Management's Q4 2015 Portfolio in Review

As of Q4 2015, Gupta Wealth Management held 1,432 positions worth $393M, down 4.1% from $410M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Gupta Wealth Management withdrew a net $27.4M in Q4 2015, closing 195 positions and reducing 342 holdings. Its most notable exit was WisdomTree Enhanced Commodity Strategy Fund, an estimated $293K position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 49% of assets, down from 49% a quarter earlier, followed by Technology and Industrials.

Against the trend, Gupta Wealth Management opened a new position in Alphabet (Google) Class A worth $3.6M.

  • Gupta Wealth Management's largest Q4 2015 buy was Alphabet (Google) Class A: 92,540 shares worth $3.6M.
  • Gupta Wealth Management added most to iShares 20+ Year Treasury Bond ETF in Q4 2015, an estimated $4.88M increase.
  • Gupta Wealth Management's biggest Q4 2015 reduction was WisdomTree International SmallCap Dividend Fund, cutting an estimated $8.73M.
  • Gupta Wealth Management fully exited WisdomTree Enhanced Commodity Strategy Fund in Q4 2015, selling an estimated $293K.
  • Gupta Wealth Management's ten largest holdings make up 30% of its $393M portfolio in Q4 2015.
  • Gupta Wealth Management opened 180 new positions and closed 195 in Q4 2015.
  • Gupta Wealth Management's portfolio value fell 4.1% quarter-over-quarter to $393M.

Based on Gupta Wealth Management's 13F filing for Q4 2015, filed 17 Feb 2016.