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GWM

Gupta Wealth Management Portfolio holdings

AUM $427M
1-Year Est. Return 0.52%
This Fund
S&P 500
This Quarter Est. Return
+3.51%
1 Year Est. Return
-0.52%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$393M
AUM Growth
-$16.9M
Cap. Flow
-$27.4M
Cap. Flow %
-6.97%
Top 10 Hldgs %
29.91%
Holding
1,432
New
180
Increased
254
Reduced
342
Closed
195

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.88M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$3.42M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.31M
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$1.66M
5
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$1.63M

Top Sells

Rank Stock Value
1
DLS icon
WisdomTree International SmallCap Dividend Fund
DLS
+$8.73M
2
LLY icon
Eli Lilly
LLY
+$6.41M
3
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$4.09M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$3.79M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$3.62M

Sector Composition

Rank Sector Weight
1 Miscellaneous 48.89%
2 Technology 9.26%
3 Industrials 8.17%
4 Healthcare 7.5%
5 Financials 5.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WFT
1001
DELISTED
Weatherford International plc
WFT
$6K ﹤0.01%
687
-473
-41% -$4.67K
BIOA
1002
DELISTED
BioAmber Inc.
BIOA
$6K ﹤0.01%
+988
New +$7.44K
BHI
1003
DELISTED
Baker Hughes
BHI
$6K ﹤0.01%
139
– –
TC
1004
DELISTED
Thompson Creek Metals Company Inc. Ordinary Shares (Canada)
TC
$6K ﹤0.01%
+30,000
New +$10.6K
CMO
1005
DELISTED
Capstead Mortgage Corp.
CMO
$6K ﹤0.01%
700
– –
MNR
1006
DELISTED
Monmouth Real Estate Investment Corp
MNR
$6K ﹤0.01%
601
– –
EDF
1007
Virtus Stone Harbor Emerging Markets Income Fund
EDF
$169M
$5K ﹤0.01%
444
-453
-51% -$5.72K
EEMV icon
1008
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.65B
$5K ﹤0.01%
+100
New +$5.11K
EHTH icon
1009
eHealth
EHTH
$38.4M
$5K ﹤0.01%
534
– –
EMN icon
1010
Eastman Chemical
EMN
$8.35B
$5K ﹤0.01%
75
– –
EWY icon
1011
iShares MSCI South Korea ETF
EWY
$28B
$5K ﹤0.01%
100
– –
HPQ icon
1012
HP
HPQ
$27.5B
$5K ﹤0.01%
459
-76
-14% -$973
HURC icon
1013
Hurco Companies Inc
HURC
$149M
$5K ﹤0.01%
+200
New +$5.33K
IWC icon
1014
iShares Micro-Cap ETF
IWC
$1.5B
$5K ﹤0.01%
75
– –
IWY icon
1015
iShares Russell Top 200 Growth ETF
IWY
$16B
$5K ﹤0.01%
+100
New +$5.35K
IYF icon
1016
iShares US Financials ETF
IYF
$4.31B
$5K ﹤0.01%
108
– –
LULU icon
1017
lululemon athletica
LULU
$13.7B
$5K ﹤0.01%
100
– –
NFLT icon
1018
Virtus Newfleet Multi-Sector Bond ETF
NFLT
$478M
$5K ﹤0.01%
+219
New +$5.46K
ROBO icon
1019
ROBO Global Robotics & Automation Index ETF
ROBO
$2.05B
$5K ﹤0.01%
200
– –
SSYS icon
1020
Stratasys
SSYS
$678M
$5K ﹤0.01%
205
-835
-80% -$22K
STK
1021
Columbia Seligman Premium Technology Growth Fund
STK
$928M
$5K ﹤0.01%
268
-367
-58% -$6.64K
TEF
1022
DELISTED
Telefonica
TEF
$5K ﹤0.01%
+535
New +$5.07K
WCN
1023
Waste Connections
WCN
$41.7B
$5K ﹤0.01%
129
– –
XLE icon
1024
State Street Energy Select Sector SPDR ETF
XLE
$41.2B
$5K ﹤0.01%
+174
New +$5.73K
YELP icon
1025
Yelp
YELP
$1.26B
$5K ﹤0.01%
186
-554
-75% -$14.6K
39 40
41
42 43

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EIM
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AIA
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SAS
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Gupta Wealth Management's Q4 2015 Portfolio in Review

As of Q4 2015, Gupta Wealth Management held 1,432 positions worth $393M, down 4.1% from $410M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Gupta Wealth Management withdrew a net $27.4M in Q4 2015, closing 195 positions and reducing 342 holdings. Its most notable exit was WisdomTree Enhanced Commodity Strategy Fund, an estimated $293K position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 49% of assets, down from 49% a quarter earlier, followed by Technology and Industrials.

Against the trend, Gupta Wealth Management opened a new position in Alphabet (Google) Class A worth $3.6M.

  • Gupta Wealth Management's largest Q4 2015 buy was Alphabet (Google) Class A: 92,540 shares worth $3.6M.
  • Gupta Wealth Management added most to iShares 20+ Year Treasury Bond ETF in Q4 2015, an estimated $4.88M increase.
  • Gupta Wealth Management's biggest Q4 2015 reduction was WisdomTree International SmallCap Dividend Fund, cutting an estimated $8.73M.
  • Gupta Wealth Management fully exited WisdomTree Enhanced Commodity Strategy Fund in Q4 2015, selling an estimated $293K.
  • Gupta Wealth Management's ten largest holdings make up 30% of its $393M portfolio in Q4 2015.
  • Gupta Wealth Management opened 180 new positions and closed 195 in Q4 2015.
  • Gupta Wealth Management's portfolio value fell 4.1% quarter-over-quarter to $393M.

Based on Gupta Wealth Management's 13F filing for Q4 2015, filed 17 Feb 2016.