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GWM

Gupta Wealth Management Portfolio holdings

AUM $427M
1-Year Est. Return 0.52%
This Fund
S&P 500
This Quarter Est. Return
-5.39%
1 Year Est. Return
-0.52%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$410M
AUM Growth
+$3.1M
Cap. Flow
+$29.3M
Cap. Flow %
7.15%
Top 10 Hldgs %
28.44%
Holding
1,427
New
180
Increased
280
Reduced
317
Closed
174

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.82M
3
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$2.97M
4
VOE icon
Vanguard Morningstar Mid-Cap Value ETF
VOE
+$2.75M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$2.55M

Top Sells

Rank Stock Value
1
TEVA icon
Teva Pharmaceuticals
TEVA
+$2.12M
2
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$1.4M
3
BKLN icon
Invesco Senior Loan ETF
BKLN
+$1.11M
4
LLY icon
Eli Lilly
LLY
+$848K
5
PID icon
Invesco International Dividend Achievers ETF
PID
+$815K

Sector Composition

Rank Sector Weight
1 Miscellaneous 49.02%
2 Healthcare 8.56%
3 Technology 8.41%
4 Industrials 8.27%
5 Financials 5.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XOP icon
1001
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.78B
$7K ﹤0.01%
+51
New +$7.78K
NUVA
1002
DELISTED
NuVasive, Inc.
NUVA
$7K ﹤0.01%
140
– –
AVP
1003
DELISTED
Avon Products, Inc.
AVP
$7K ﹤0.01%
+2,000
New +$10.1K
KYE
1004
DELISTED
Kayne Anderson Energy
KYE
$7K ﹤0.01%
499
– –
WGL
1005
DELISTED
Wgl Holdings
WGL
$7K ﹤0.01%
123
– –
ABCO
1006
DELISTED
Advisory Board Co
ABCO
$7K ﹤0.01%
150
– –
BHI
1007
DELISTED
Baker Hughes
BHI
$7K ﹤0.01%
139
– –
SGL
1008
DELISTED
STRATEGIC GLOBAL INCOME FUND
SGL
$7K ﹤0.01%
856
– –
CMO
1009
DELISTED
Capstead Mortgage Corp.
CMO
$7K ﹤0.01%
700
– –
BCS.PRA.CL
1010
DELISTED
Barclays Bank Plc Series 3
BCS.PRA.CL
$7K ﹤0.01%
284
-201
-41% -$5.2K
BCS icon
1011
Barclays
BCS
$90.2B
$6K ﹤0.01%
+450
New +$6.92K
CMA
1012
DELISTED
Comerica
CMA
$6K ﹤0.01%
157
– –
CP icon
1013
Canadian Pacific Kansas City
CP
$82.7B
$6K ﹤0.01%
+215
New +$6.48K
EXI icon
1014
iShares Global Industrials ETF
EXI
$1.45B
$6K ﹤0.01%
90
– –
DMC
1015
Del Monte Corp
DMC
$1.5B
$6K ﹤0.01%
153
– –
GLTR icon
1016
abrdn Physical Precious Metals Basket Shares ETF
GLTR
$2.77B
$6K ﹤0.01%
100
– –
HIO
1017
Western Asset High Income Opportunity Fund
HIO
$331M
$6K ﹤0.01%
+1,300
New +$6.35K
HPQ icon
1018
HP
HPQ
$27.5B
$6K ﹤0.01%
535
+42
+9% +$546
HRL icon
1019
Hormel Foods
HRL
$11.9B
$6K ﹤0.01%
+200
New +$5.99K
KGC icon
1020
Kinross Gold
KGC
$37.1B
$6K ﹤0.01%
+3,752
New +$6.86K
LBRDK
1021
DELISTED
Liberty Broadband Class C
LBRDK
$6K ﹤0.01%
117
– –
PARA
1022
DELISTED
Paramount Global Class B
PARA
$6K ﹤0.01%
143
– –
PBD icon
1023
Invesco Global Clean Energy ETF
PBD
$189M
$6K ﹤0.01%
600
– –
PVI icon
1024
Invesco Floating Rate Municipal Income ETF
PVI
$31.1M
$6K ﹤0.01%
250
– –
SABA
1025
Saba Capital Income & Opportunities Fund II
SABA
$221M
$6K ﹤0.01%
500
-200
-29% -$2.62K
39 40
41
42 43

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EIM
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AIA
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SAS
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Gupta Wealth Management's Q3 2015 Portfolio in Review

As of Q3 2015, Gupta Wealth Management held 1,427 positions worth $410M, up 0.76% from $407M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Gupta Wealth Management deployed $29.3M of net new capital in Q3 2015, opening 180 new positions and adding to 280 existing holdings. Its largest new stake was Myers Industries: 46,000 shares worth $616K.

By sector, the portfolio is most concentrated in Miscellaneous at 49% of assets, up from 46% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Vanguard Long-Term Treasury ETF, an estimated $1.4M trimmed.

  • Gupta Wealth Management's largest Q3 2015 buy was Myers Industries: 46,000 shares worth $616K.
  • Gupta Wealth Management added most to iShares 20+ Year Treasury Bond ETF in Q3 2015, an estimated $6M increase.
  • Gupta Wealth Management's biggest Q3 2015 reduction was Vanguard Long-Term Treasury ETF, cutting an estimated $1.4M.
  • Gupta Wealth Management fully exited Teva Pharmaceuticals in Q3 2015, selling an estimated $2.12M.
  • Gupta Wealth Management's ten largest holdings make up 28% of its $410M portfolio in Q3 2015.
  • Gupta Wealth Management opened 180 new positions and closed 174 in Q3 2015.
  • Gupta Wealth Management's portfolio value rose 0.76% quarter-over-quarter to $410M.

Based on Gupta Wealth Management's 13F filing for Q3 2015, filed 18 Nov 2015.