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GWM

Gupta Wealth Management Portfolio holdings

AUM $427M
1-Year Est. Return 0.52%
This Fund
S&P 500
This Quarter Est. Return
+3.51%
1 Year Est. Return
-0.52%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$393M
AUM Growth
-$16.9M
Cap. Flow
-$27.4M
Cap. Flow %
-6.97%
Top 10 Hldgs %
29.91%
Holding
1,432
New
180
Increased
254
Reduced
342
Closed
195

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.88M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$3.42M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.31M
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$1.66M
5
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$1.63M

Top Sells

Rank Stock Value
1
DLS icon
WisdomTree International SmallCap Dividend Fund
DLS
+$8.73M
2
LLY icon
Eli Lilly
LLY
+$6.41M
3
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$4.09M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$3.79M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$3.62M

Sector Composition

Rank Sector Weight
1 Miscellaneous 48.89%
2 Technology 9.26%
3 Industrials 8.17%
4 Healthcare 7.5%
5 Financials 5.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ORAN
976
DELISTED
Orange
ORAN
$7K ﹤0.01%
+407
New +$6.83K
PCI
977
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$7K ﹤0.01%
+391
New +$7.22K
JJM
978
DELISTED
iPath Bloomberg Industrial Metals Subindex Total Return ETN due October 22, 2037
JJM
$7K ﹤0.01%
370
– –
LLTC
979
DELISTED
Linear Technology Corp
LLTC
$7K ﹤0.01%
172
-450
-72% -$19.8K
GMCR
980
DELISTED
KEURIG GREEN MTN INC
GMCR
$7K ﹤0.01%
83
+13
+19% +$808
ESV
981
DELISTED
Ensco Rowan plc
ESV
$7K ﹤0.01%
+112
New +$7.32K
SCIN
982
DELISTED
Columbia India Small Cap ETF
SCIN
$7K ﹤0.01%
455
-845
-65% -$12.8K
ASH icon
983
Ashland
ASH
$3.41B
$6K ﹤0.01%
+129
New +$6.79K
BDJ icon
984
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.75B
$6K ﹤0.01%
759
– –
BR icon
985
Broadridge
BR
$20.9B
$6K ﹤0.01%
107
-400
-79% -$22.4K
DINO icon
986
HF Sinclair
DINO
$17.7B
$6K ﹤0.01%
150
-349
-70% -$16.5K
ECPG icon
987
Encore Capital Group
ECPG
$2.1B
$6K ﹤0.01%
200
– –
EFAV icon
988
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.49B
$6K ﹤0.01%
+100
New +$6.52K
EXI icon
989
iShares Global Industrials ETF
EXI
$1.45B
$6K ﹤0.01%
90
– –
DMC
990
Del Monte Corp
DMC
$1.5B
$6K ﹤0.01%
153
– –
GSG icon
991
iShares S&P GSCI Commodity-Indexed Trust
GSG
$967M
$6K ﹤0.01%
400
-2,835
-88% -$45.1K
MOS icon
992
The Mosaic Company
MOS
$7.5B
$6K ﹤0.01%
+226
New +$7.21K
PVI icon
993
Invesco Floating Rate Municipal Income ETF
PVI
$31.1M
$6K ﹤0.01%
250
– –
RCI icon
994
Rogers Communications
RCI
$19.8B
$6K ﹤0.01%
187
-113
-38% -$4.24K
SABA
995
Saba Capital Income & Opportunities Fund II
SABA
$221M
$6K ﹤0.01%
500
– –
NSLR
996
Neostellar Capital Corp
NSLR
$270M
$6K ﹤0.01%
+995
New +$6.1K
SWX icon
997
Southwest Gas
SWX
$6.45B
$6K ﹤0.01%
100
– –
GAP
998
The Gap Inc
GAP
$8.45B
$6K ﹤0.01%
228
– –
WPS
999
DELISTED
iShares International Developed Property ETF
WPS
$6K ﹤0.01%
180
– –
KSU
1000
DELISTED
Kansas City Southern
KSU
$6K ﹤0.01%
76
-23
-23% -$1.97K
38 39
40
41 42

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EIM
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AIA
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SAS
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Gupta Wealth Management's Q4 2015 Portfolio in Review

As of Q4 2015, Gupta Wealth Management held 1,432 positions worth $393M, down 4.1% from $410M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Gupta Wealth Management withdrew a net $27.4M in Q4 2015, closing 195 positions and reducing 342 holdings. Its most notable exit was WisdomTree Enhanced Commodity Strategy Fund, an estimated $293K position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 49% of assets, down from 49% a quarter earlier, followed by Technology and Industrials.

Against the trend, Gupta Wealth Management opened a new position in Alphabet (Google) Class A worth $3.6M.

  • Gupta Wealth Management's largest Q4 2015 buy was Alphabet (Google) Class A: 92,540 shares worth $3.6M.
  • Gupta Wealth Management added most to iShares 20+ Year Treasury Bond ETF in Q4 2015, an estimated $4.88M increase.
  • Gupta Wealth Management's biggest Q4 2015 reduction was WisdomTree International SmallCap Dividend Fund, cutting an estimated $8.73M.
  • Gupta Wealth Management fully exited WisdomTree Enhanced Commodity Strategy Fund in Q4 2015, selling an estimated $293K.
  • Gupta Wealth Management's ten largest holdings make up 30% of its $393M portfolio in Q4 2015.
  • Gupta Wealth Management opened 180 new positions and closed 195 in Q4 2015.
  • Gupta Wealth Management's portfolio value fell 4.1% quarter-over-quarter to $393M.

Based on Gupta Wealth Management's 13F filing for Q4 2015, filed 17 Feb 2016.