We are live on ! Find out more
GWM

Gupta Wealth Management Portfolio holdings

AUM $427M
1-Year Est. Return 0.52%
This Fund
S&P 500
This Quarter Est. Return
-5.39%
1 Year Est. Return
-0.52%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$410M
AUM Growth
+$3.1M
Cap. Flow
+$29.3M
Cap. Flow %
7.15%
Top 10 Hldgs %
28.44%
Holding
1,427
New
180
Increased
280
Reduced
317
Closed
174

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.82M
3
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$2.97M
4
VOE icon
Vanguard Morningstar Mid-Cap Value ETF
VOE
+$2.75M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$2.55M

Top Sells

Rank Stock Value
1
TEVA icon
Teva Pharmaceuticals
TEVA
+$2.12M
2
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$1.4M
3
BKLN icon
Invesco Senior Loan ETF
BKLN
+$1.11M
4
LLY icon
Eli Lilly
LLY
+$848K
5
PID icon
Invesco International Dividend Achievers ETF
PID
+$815K

Sector Composition

Rank Sector Weight
1 Miscellaneous 49.02%
2 Healthcare 8.56%
3 Technology 8.41%
4 Industrials 8.27%
5 Financials 5.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BND icon
76
Vanguard Total Bond Market
BND
$161B
$1.16M 0.28%
14,165
+65
+0.5% +$5.3K
T icon
77
AT&T
T
$178B
$1.16M 0.28%
47,169
+6,529
+16% +$166K
XLVS
78
DELISTED
POWERSHARES S&P SMALLCAP HEALTH CARE PORTFOLIO
XLVS
$1.15M 0.28%
17,676
– –
ILMN icon
79
Illumina
ILMN
$32.6B
$1.1M 0.27%
6,451
+1,141
+21% +$231K
VEA icon
80
Vanguard FTSE Developed Markets ETF
VEA
$238B
$1.08M 0.26%
30,353
+1,303
+4% +$50.1K
PG icon
81
Procter & Gamble
PG
$334B
$1.08M 0.26%
14,958
+3,446
+30% +$258K
PCY icon
82
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.29B
$1.05M 0.26%
38,445
+16
+0% +$442
IJR icon
83
iShares Core S&P Small-Cap ETF
IJR
$110B
$1.04M 0.25%
19,480
+1,582
+9% +$89.7K
NFLX icon
84
Netflix
NFLX
$340B
$1.04M 0.25%
100,540
+10,730
+12% +$115K
PEP icon
85
PepsiCo
PEP
$193B
$1.04M 0.25%
10,986
+7,935
+260% +$755K
PFE icon
86
Pfizer
PFE
$159B
$1.03M 0.25%
34,717
-2,235
-6% -$71.7K
XLKS
87
DELISTED
POWERSHARES S&P SMALLCAP INFORMATION TECHNOLOGY PORTFOLIO
XLKS
$1.03M 0.25%
21,335
-500
-2% -$24.3K
IEFA icon
88
iShares Core MSCI EAFE ETF
IEFA
$195B
$1.02M 0.25%
19,296
+4,001
+26% +$227K
USCI icon
89
US Commodity Index
USCI
$390M
$986K 0.24%
23,578
-4,327
-16% -$189K
AMZN icon
90
Amazon
AMZN
$2.87T
$981K 0.24%
38,320
-420
-1% -$10.6K
VO icon
91
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$962K 0.23%
32,984
-328
-1% -$10.2K
VWO icon
92
Vanguard FTSE Emerging Markets ETF
VWO
$127B
$920K 0.22%
27,803
+1,051
+4% +$38.2K
COST icon
93
Costco
COST
$419B
$898K 0.22%
6,214
-83
-1% -$11.8K
SCHA icon
94
Schwab U.S Small- Cap ETF
SCHA
$22.7B
$884K 0.22%
69,644
+22,924
+49% +$316K
BTI icon
95
British American Tobacco
BTI
$121B
$878K 0.21%
15,958
+3,700
+30% +$205K
AMPH icon
96
Amphastar Pharmaceuticals
AMPH
$936M
$877K 0.21%
75,000
+25,000
+50% +$375K
REGN icon
97
Regeneron Pharmaceuticals
REGN
$81.8B
$862K 0.21%
1,854
+54
+3% +$29K
FTGC icon
98
First Trust Global Tactical Commodity Strategy Fund
FTGC
$3.23B
$858K 0.21%
38,590
-1,000
-3% -$22.9K
ESRX
99
DELISTED
Express Scripts Holding Company
ESRX
$855K 0.21%
10,558
-417
-4% -$36.3K
SNY icon
100
Sanofi
SNY
$107B
$853K 0.21%
17,979
-2,287
-11% -$116K
2 3
4
5 6

Similar funds

IUAM
Itau USA Asset Management New York $410M AUM 3.05% 1-Year Est. Return
FVFI
Flagship Ventures Fund IV Cambridge, Massachusetts $382M AUM
SHA
Smith Hayes Advisers Lincoln, Nebraska $491M AUM 0.17% 1-Year Est. Return
HC
HHG & Company Darien, Connecticut $360M AUM 2.45% 1-Year Est. Return
CK
Carnick & Kubik Colorado Springs, Colorado $334M AUM 1.52% 1-Year Est. Return
EIM
Emerson Investment Management Boston, Massachusetts $528M AUM 1.16% 1-Year Est. Return
AIA
Alerus Investment Advisors Wayzata, Minnesota $575M AUM 0.66% 1-Year Est. Return
SAS
Spectrum Advisory Services Atlanta, Georgia $255M AUM 4.81% 1-Year Est. Return

Gupta Wealth Management's Q3 2015 Portfolio in Review

As of Q3 2015, Gupta Wealth Management held 1,427 positions worth $410M, up 0.76% from $407M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Gupta Wealth Management deployed $29.3M of net new capital in Q3 2015, opening 180 new positions and adding to 280 existing holdings. Its largest new stake was Myers Industries: 46,000 shares worth $616K.

By sector, the portfolio is most concentrated in Miscellaneous at 49% of assets, up from 46% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Vanguard Long-Term Treasury ETF, an estimated $1.4M trimmed.

  • Gupta Wealth Management's largest Q3 2015 buy was Myers Industries: 46,000 shares worth $616K.
  • Gupta Wealth Management added most to iShares 20+ Year Treasury Bond ETF in Q3 2015, an estimated $6M increase.
  • Gupta Wealth Management's biggest Q3 2015 reduction was Vanguard Long-Term Treasury ETF, cutting an estimated $1.4M.
  • Gupta Wealth Management fully exited Teva Pharmaceuticals in Q3 2015, selling an estimated $2.12M.
  • Gupta Wealth Management's ten largest holdings make up 28% of its $410M portfolio in Q3 2015.
  • Gupta Wealth Management opened 180 new positions and closed 174 in Q3 2015.
  • Gupta Wealth Management's portfolio value rose 0.76% quarter-over-quarter to $410M.

Based on Gupta Wealth Management's 13F filing for Q3 2015, filed 18 Nov 2015.