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GWM

Gupta Wealth Management Portfolio holdings

AUM $427M
1-Year Est. Return 0.52%
This Fund
S&P 500
This Quarter Est. Return
+3.51%
1 Year Est. Return
-0.52%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$393M
AUM Growth
-$16.9M
Cap. Flow
-$27.4M
Cap. Flow %
-6.97%
Top 10 Hldgs %
29.91%
Holding
1,432
New
180
Increased
254
Reduced
342
Closed
195

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.88M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$3.42M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.31M
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$1.66M
5
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$1.63M

Top Sells

Rank Stock Value
1
DLS icon
WisdomTree International SmallCap Dividend Fund
DLS
+$8.73M
2
LLY icon
Eli Lilly
LLY
+$6.41M
3
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$4.09M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$3.79M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$3.62M

Sector Composition

Rank Sector Weight
1 Miscellaneous 48.89%
2 Technology 9.26%
3 Industrials 8.17%
4 Healthcare 7.5%
5 Financials 5.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DGI
926
DELISTED
DigitalGlobe Inc.
DGI
$9K ﹤0.01%
600
+200
+50% +$3.5K
ACIW icon
927
ACI Worldwide
ACIW
$5.43B
$8K ﹤0.01%
+360
New +$8.29K
CEF icon
928
Sprott Physical Gold and Silver Trust
CEF
$7.99B
$8K ﹤0.01%
800
– –
CSM icon
929
ProShares Large Cap Core Plus
CSM
$530M
$8K ﹤0.01%
308
– –
DECK icon
930
Deckers Outdoor
DECK
$12B
$8K ﹤0.01%
+1,032
New +$9.14K
EWBC icon
931
East-West Bancorp
EWBC
$17.7B
$8K ﹤0.01%
+204
New +$8.39K
FCO
932
DELISTED
abrdn Global Income Fund
FCO
$8K ﹤0.01%
1,000
– –
FMS icon
933
Fresenius Medical Care
FMS
$12.3B
$8K ﹤0.01%
200
– –
FWONK icon
934
Liberty Media Series C
FWONK
$25.5B
$8K ﹤0.01%
283
-381
-57% -$10.3K
GT icon
935
Goodyear
GT
$1.83B
$8K ﹤0.01%
239
– –
HOG icon
936
Harley-Davidson
HOG
$2.92B
$8K ﹤0.01%
168
+11
+7% +$542
IEV icon
937
iShares Europe ETF
IEV
$1.69B
$8K ﹤0.01%
207
– –
MCO icon
938
Moody's
MCO
$89.2B
$8K ﹤0.01%
79
– –
NWL icon
939
Newell Brands
NWL
$2.63B
$8K ﹤0.01%
175
– –
RPG icon
940
Invesco S&P 500 Pure Growth ETF
RPG
$1.93B
$8K ﹤0.01%
500
– –
SOR
941
Source Capital
SOR
$387M
$8K ﹤0.01%
+123
New +$8.38K
WRB icon
942
W.R. Berkley
WRB
$25.4B
$8K ﹤0.01%
489
– –
RJI
943
DELISTED
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Total Return
RJI
$8K ﹤0.01%
1,724
– –
GM.WS.B
944
DELISTED
General Motors Company
GM.WS.B
$8K ﹤0.01%
466
– –
WGL
945
DELISTED
Wgl Holdings
WGL
$8K ﹤0.01%
123
– –
NSR
946
DELISTED
Neustar Inc
NSR
$8K ﹤0.01%
+335
New +$8.66K
SHPG
947
DELISTED
Shire pic
SHPG
$8K ﹤0.01%
+41
New +$8.52K
CBA
948
DELISTED
ClearBridge American Energy MLP
CBA
$8K ﹤0.01%
+1,000
New +$9.91K
AVNS
949
DELISTED
Avanos Medical
AVNS
$7K ﹤0.01%
+212
New +$6.59K
CADE
950
DELISTED
Cadence Bank
CADE
$7K ﹤0.01%
+276
New +$6.92K
36 37
38
39 40

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SHA
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EIM
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AIA
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SAS
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Gupta Wealth Management's Q4 2015 Portfolio in Review

As of Q4 2015, Gupta Wealth Management held 1,432 positions worth $393M, down 4.1% from $410M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Gupta Wealth Management withdrew a net $27.4M in Q4 2015, closing 195 positions and reducing 342 holdings. Its most notable exit was WisdomTree Enhanced Commodity Strategy Fund, an estimated $293K position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 49% of assets, down from 49% a quarter earlier, followed by Technology and Industrials.

Against the trend, Gupta Wealth Management opened a new position in Alphabet (Google) Class A worth $3.6M.

  • Gupta Wealth Management's largest Q4 2015 buy was Alphabet (Google) Class A: 92,540 shares worth $3.6M.
  • Gupta Wealth Management added most to iShares 20+ Year Treasury Bond ETF in Q4 2015, an estimated $4.88M increase.
  • Gupta Wealth Management's biggest Q4 2015 reduction was WisdomTree International SmallCap Dividend Fund, cutting an estimated $8.73M.
  • Gupta Wealth Management fully exited WisdomTree Enhanced Commodity Strategy Fund in Q4 2015, selling an estimated $293K.
  • Gupta Wealth Management's ten largest holdings make up 30% of its $393M portfolio in Q4 2015.
  • Gupta Wealth Management opened 180 new positions and closed 195 in Q4 2015.
  • Gupta Wealth Management's portfolio value fell 4.1% quarter-over-quarter to $393M.

Based on Gupta Wealth Management's 13F filing for Q4 2015, filed 17 Feb 2016.