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GWM

Gupta Wealth Management Portfolio holdings

AUM $427M
1-Year Est. Return 0.52%
This Fund
S&P 500
This Quarter Est. Return
+3.51%
1 Year Est. Return
-0.52%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$393M
AUM Growth
-$16.9M
Cap. Flow
-$27.4M
Cap. Flow %
-6.97%
Top 10 Hldgs %
29.91%
Holding
1,432
New
180
Increased
254
Reduced
342
Closed
195

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.88M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$3.42M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.31M
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$1.66M
5
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$1.63M

Top Sells

Rank Stock Value
1
DLS icon
WisdomTree International SmallCap Dividend Fund
DLS
+$8.73M
2
LLY icon
Eli Lilly
LLY
+$6.41M
3
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$4.09M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$3.79M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$3.62M

Sector Composition

Rank Sector Weight
1 Miscellaneous 48.89%
2 Technology 9.26%
3 Industrials 8.17%
4 Healthcare 7.5%
5 Financials 5.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WES
901
DELISTED
Western Gas Partners Lp
WES
$10K ﹤0.01%
200
-1,800
-90% -$86.6K
AEE icon
902
Ameren
AEE
$29.4B
$9K ﹤0.01%
+200
New +$8.67K
APA icon
903
APA Corp
APA
$14.9B
$9K ﹤0.01%
194
+151
+351% +$7.04K
CWT icon
904
California Water Service
CWT
$3.12B
$9K ﹤0.01%
400
– –
DEM icon
905
WisdomTree Emerging Markets High Dividend Fund
DEM
$4.14B
$9K ﹤0.01%
300
– –
DSI icon
906
iShares MSCI KLD 400 Social ETF
DSI
$5.53B
$9K ﹤0.01%
226
– –
ETW
907
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.08B
$9K ﹤0.01%
810
– –
FPX icon
908
First Trust US Equity Opportunities ETF
FPX
$1.48B
$9K ﹤0.01%
170
– –
HBI
909
DELISTED
Hanesbrands
HBI
$9K ﹤0.01%
312
-750
-71% -$22.5K
IVE icon
910
iShares S&P 500 Value ETF
IVE
$50.2B
$9K ﹤0.01%
+102
New +$9.12K
MNST icon
911
Monster Beverage
MNST
$91.8B
$9K ﹤0.01%
744
-1,488
-67% -$18K
MPC icon
912
Marathon Petroleum
MPC
$104B
$9K ﹤0.01%
168
– –
NLY icon
913
Annaly Capital Management
NLY
$17.4B
$9K ﹤0.01%
253
– –
OIS icon
914
Oil States International
OIS
$519M
$9K ﹤0.01%
+331
New +$9.85K
RYAAY icon
915
Ryanair
RYAAY
$29.1B
$9K ﹤0.01%
250
-1
-0.4% -$33
SPBO icon
916
State Street SPDR Portfolio Corporate Bond ETF
SPBO
$2.14B
$9K ﹤0.01%
300
– –
TDS icon
917
Telephone and Data Systems
TDS
$3.87B
$9K ﹤0.01%
+358
New +$9.78K
VOX icon
918
Vanguard Communication Services ETF
VOX
$5.88B
$9K ﹤0.01%
110
– –
VTR icon
919
Ventas
VTR
$47.1B
$9K ﹤0.01%
167
-120
-42% -$6.53K
CTXS
920
DELISTED
Citrix Systems Inc
CTXS
$9K ﹤0.01%
144
+125
+658% +$7.68K
DNKN
921
DELISTED
Dunkin' Brands Group, Inc.
DNKN
$9K ﹤0.01%
200
-389
-66% -$16.3K
ABCO
922
DELISTED
Advisory Board Co
ABCO
$9K ﹤0.01%
175
+25
+17% +$1.22K
VMEM
923
DELISTED
VIOLIN MEMORY, INC.
VMEM
$9K ﹤0.01%
2,463
-125
-5% -$660
INXX
924
DELISTED
Columbia India Infrastructure ETF
INXX
$9K ﹤0.01%
835
-1,550
-65% -$16.5K
SBNY
925
DELISTED
Signature Bank
SBNY
$9K ﹤0.01%
59
– –
35 36
37
38 39

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EIM
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AIA
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SAS
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Gupta Wealth Management's Q4 2015 Portfolio in Review

As of Q4 2015, Gupta Wealth Management held 1,432 positions worth $393M, down 4.1% from $410M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Gupta Wealth Management withdrew a net $27.4M in Q4 2015, closing 195 positions and reducing 342 holdings. Its most notable exit was WisdomTree Enhanced Commodity Strategy Fund, an estimated $293K position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 49% of assets, down from 49% a quarter earlier, followed by Technology and Industrials.

Against the trend, Gupta Wealth Management opened a new position in Alphabet (Google) Class A worth $3.6M.

  • Gupta Wealth Management's largest Q4 2015 buy was Alphabet (Google) Class A: 92,540 shares worth $3.6M.
  • Gupta Wealth Management added most to iShares 20+ Year Treasury Bond ETF in Q4 2015, an estimated $4.88M increase.
  • Gupta Wealth Management's biggest Q4 2015 reduction was WisdomTree International SmallCap Dividend Fund, cutting an estimated $8.73M.
  • Gupta Wealth Management fully exited WisdomTree Enhanced Commodity Strategy Fund in Q4 2015, selling an estimated $293K.
  • Gupta Wealth Management's ten largest holdings make up 30% of its $393M portfolio in Q4 2015.
  • Gupta Wealth Management opened 180 new positions and closed 195 in Q4 2015.
  • Gupta Wealth Management's portfolio value fell 4.1% quarter-over-quarter to $393M.

Based on Gupta Wealth Management's 13F filing for Q4 2015, filed 17 Feb 2016.