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GWM

Gupta Wealth Management Portfolio holdings

AUM $427M
1-Year Est. Return 0.52%
This Fund
S&P 500
This Quarter Est. Return
-5.39%
1 Year Est. Return
-0.52%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$410M
AUM Growth
+$3.1M
Cap. Flow
+$29.3M
Cap. Flow %
7.15%
Top 10 Hldgs %
28.44%
Holding
1,427
New
180
Increased
280
Reduced
317
Closed
174

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.82M
3
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$2.97M
4
VOE icon
Vanguard Morningstar Mid-Cap Value ETF
VOE
+$2.75M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$2.55M

Top Sells

Rank Stock Value
1
TEVA icon
Teva Pharmaceuticals
TEVA
+$2.12M
2
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$1.4M
3
BKLN icon
Invesco Senior Loan ETF
BKLN
+$1.11M
4
LLY icon
Eli Lilly
LLY
+$848K
5
PID icon
Invesco International Dividend Achievers ETF
PID
+$815K

Sector Composition

Rank Sector Weight
1 Miscellaneous 49.02%
2 Healthcare 8.56%
3 Technology 8.41%
4 Industrials 8.27%
5 Financials 5.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CME icon
901
CME Group
CME
$103B
$10K ﹤0.01%
105
-45
-30% -$4.28K
CPRT icon
902
Copart
CPRT
$30.5B
$10K ﹤0.01%
2,400
– –
DEM icon
903
WisdomTree Emerging Markets High Dividend Fund
DEM
$4.14B
$10K ﹤0.01%
300
-1,036
-78% -$39.3K
DLR icon
904
Digital Realty Trust
DLR
$68.8B
$10K ﹤0.01%
150
-490
-77% -$32K
EWU icon
905
iShares MSCI United Kingdom ETF
EWU
$3.81B
$10K ﹤0.01%
301
-1,397
-82% -$49.3K
MS icon
906
Morgan Stanley
MS
$337B
$10K ﹤0.01%
315
-10
-3% -$364
NLY icon
907
Annaly Capital Management
NLY
$17.4B
$10K ﹤0.01%
253
-1,254
-83% -$50.1K
PIO icon
908
Invesco Global Water ETF
PIO
$274M
$10K ﹤0.01%
500
– –
RCI icon
909
Rogers Communications
RCI
$19.8B
$10K ﹤0.01%
+300
New +$10.3K
RSPM icon
910
Invesco S&P 500 Equal Weight Materials ETF
RSPM
$191M
$10K ﹤0.01%
+720
New +$11.5K
STK
911
Columbia Seligman Premium Technology Growth Fund
STK
$928M
$10K ﹤0.01%
635
-50
-7% -$853
SYY icon
912
Sysco
SYY
$39.3B
$10K ﹤0.01%
246
-171
-41% -$6.53K
TRP icon
913
TC Energy
TRP
$64.4B
$10K ﹤0.01%
332
-168
-34% -$6.03K
VALE icon
914
Vale
VALE
$64B
$10K ﹤0.01%
2,329
+329
+16% +$1.68K
ZTS icon
915
Zoetis
ZTS
$32B
$10K ﹤0.01%
235
– –
PDCO
916
DELISTED
Patterson Companies, Inc.
PDCO
$10K ﹤0.01%
+234
New +$11.2K
UMPQ
917
DELISTED
Umpqua Holdings Corp
UMPQ
$10K ﹤0.01%
598
– –
WFT
918
DELISTED
Weatherford International plc
WFT
$10K ﹤0.01%
1,160
+773
+200% +$7.82K
SBW
919
DELISTED
Western Asset Worldwide Income
SBW
$10K ﹤0.01%
1,000
– –
BAB icon
920
Invesco Taxable Municipal Bond ETF
BAB
$944M
$9K ﹤0.01%
309
– –
BCX icon
921
BlackRock Resources & Commodities Strategy Trust
BCX
$992M
$9K ﹤0.01%
1,215
-4
-0.3% -$32
BIDU icon
922
Baidu
BIDU
$32.9B
$9K ﹤0.01%
65
-488
-88% -$80.4K
CWT icon
923
California Water Service
CWT
$3.12B
$9K ﹤0.01%
400
– –
ETW
924
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.08B
$9K ﹤0.01%
810
– –
FDD icon
925
First Trust STOXX European Select Dividend Income Fund
FDD
$929M
$9K ﹤0.01%
+750
New +$9.45K
35 36
37
38 39

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SHA
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CK
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EIM
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AIA
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SAS
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Gupta Wealth Management's Q3 2015 Portfolio in Review

As of Q3 2015, Gupta Wealth Management held 1,427 positions worth $410M, up 0.76% from $407M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Gupta Wealth Management deployed $29.3M of net new capital in Q3 2015, opening 180 new positions and adding to 280 existing holdings. Its largest new stake was Myers Industries: 46,000 shares worth $616K.

By sector, the portfolio is most concentrated in Miscellaneous at 49% of assets, up from 46% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Vanguard Long-Term Treasury ETF, an estimated $1.4M trimmed.

  • Gupta Wealth Management's largest Q3 2015 buy was Myers Industries: 46,000 shares worth $616K.
  • Gupta Wealth Management added most to iShares 20+ Year Treasury Bond ETF in Q3 2015, an estimated $6M increase.
  • Gupta Wealth Management's biggest Q3 2015 reduction was Vanguard Long-Term Treasury ETF, cutting an estimated $1.4M.
  • Gupta Wealth Management fully exited Teva Pharmaceuticals in Q3 2015, selling an estimated $2.12M.
  • Gupta Wealth Management's ten largest holdings make up 28% of its $410M portfolio in Q3 2015.
  • Gupta Wealth Management opened 180 new positions and closed 174 in Q3 2015.
  • Gupta Wealth Management's portfolio value rose 0.76% quarter-over-quarter to $410M.

Based on Gupta Wealth Management's 13F filing for Q3 2015, filed 18 Nov 2015.