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GWM

Gupta Wealth Management Portfolio holdings

AUM $427M
1-Year Est. Return 0.52%
This Fund
S&P 500
This Quarter Est. Return
-5.39%
1 Year Est. Return
-0.52%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$410M
AUM Growth
+$3.1M
Cap. Flow
+$29.3M
Cap. Flow %
7.15%
Top 10 Hldgs %
28.44%
Holding
1,427
New
180
Increased
280
Reduced
317
Closed
174

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.82M
3
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$2.97M
4
VOE icon
Vanguard Morningstar Mid-Cap Value ETF
VOE
+$2.75M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$2.55M

Top Sells

Rank Stock Value
1
TEVA icon
Teva Pharmaceuticals
TEVA
+$2.12M
2
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$1.4M
3
BKLN icon
Invesco Senior Loan ETF
BKLN
+$1.11M
4
LLY icon
Eli Lilly
LLY
+$848K
5
PID icon
Invesco International Dividend Achievers ETF
PID
+$815K

Sector Composition

Rank Sector Weight
1 Miscellaneous 49.02%
2 Healthcare 8.56%
3 Technology 8.41%
4 Industrials 8.27%
5 Financials 5.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SWFT
876
DELISTED
Swift Transportation Company
SWFT
$12K ﹤0.01%
797
+409
+105% +$8.61K
AEP icon
877
American Electric Power
AEP
$66.6B
$11K ﹤0.01%
187
+11
+6% +$610
BKU icon
878
Bankunited
BKU
$3.3B
$11K ﹤0.01%
295
– –
CVV icon
879
CVD Equipment Corp
CVV
$48.5M
$11K ﹤0.01%
1,000
– –
DDD icon
880
3D Systems Corp
DDD
$545M
$11K ﹤0.01%
915
+625
+216% +$8.68K
EDF
881
Virtus Stone Harbor Emerging Markets Income Fund
EDF
$169M
$11K ﹤0.01%
897
– –
EES icon
882
WisdomTree US SmallCap Earnings Fund
EES
$720M
$11K ﹤0.01%
450
-210
-32% -$5.54K
IAT icon
883
iShares US Regional Banks ETF
IAT
$663M
$11K ﹤0.01%
323
+144
+80% +$5.12K
PACB icon
884
Pacific Biosciences
PACB
$435M
$11K ﹤0.01%
3,000
– –
RPM icon
885
RPM International
RPM
$13.6B
$11K ﹤0.01%
274
– –
SIL icon
886
Global X Silver Miners ETF NEW
SIL
$5.38B
$11K ﹤0.01%
567
– –
SKYY icon
887
First Trust Cloud Computing ETF
SKYY
$3.37B
$11K ﹤0.01%
400
-509
-56% -$15K
SNV
888
DELISTED
Synovus
SNV
$11K ﹤0.01%
+384
New +$11.8K
SYK icon
889
Stryker
SYK
$127B
$11K ﹤0.01%
115
– –
TDC icon
890
Teradata
TDC
$2.68B
$11K ﹤0.01%
374
– –
TPR icon
891
Tapestry
TPR
$25B
$11K ﹤0.01%
375
+110
+42% +$3.4K
TLI
892
DELISTED
Western Asset Corporate Loan Fund Inc.
TLI
$11K ﹤0.01%
1,077
– –
AYR
893
DELISTED
Aircastle Ltd
AYR
$11K ﹤0.01%
530
+5
+1% +$110
GHDX
894
DELISTED
Genomic Health, Inc.
GHDX
$11K ﹤0.01%
531
– –
GOV
895
DELISTED
Government Properties Income Trust
GOV
$11K ﹤0.01%
700
– –
PAY
896
DELISTED
Verifone Systems Inc
PAY
$11K ﹤0.01%
400
-500
-56% -$15.6K
MJN
897
DELISTED
Mead Johnson Nutrition Company
MJN
$11K ﹤0.01%
159
– –
BEAV
898
DELISTED
B/E Aerospace Inc
BEAV
$11K ﹤0.01%
+246
New +$12.3K
MHY
899
DELISTED
WESTERN ASSET MANAGED HIGH INCOM FD INC. COM
MHY
$11K ﹤0.01%
+2,378
New +$11.2K
AON icon
900
Aon
AON
$75.4B
$10K ﹤0.01%
113
-30
-21% -$2.9K
34 35
36
37 38

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EIM
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AIA
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SAS
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Gupta Wealth Management's Q3 2015 Portfolio in Review

As of Q3 2015, Gupta Wealth Management held 1,427 positions worth $410M, up 0.76% from $407M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Gupta Wealth Management deployed $29.3M of net new capital in Q3 2015, opening 180 new positions and adding to 280 existing holdings. Its largest new stake was Myers Industries: 46,000 shares worth $616K.

By sector, the portfolio is most concentrated in Miscellaneous at 49% of assets, up from 46% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Vanguard Long-Term Treasury ETF, an estimated $1.4M trimmed.

  • Gupta Wealth Management's largest Q3 2015 buy was Myers Industries: 46,000 shares worth $616K.
  • Gupta Wealth Management added most to iShares 20+ Year Treasury Bond ETF in Q3 2015, an estimated $6M increase.
  • Gupta Wealth Management's biggest Q3 2015 reduction was Vanguard Long-Term Treasury ETF, cutting an estimated $1.4M.
  • Gupta Wealth Management fully exited Teva Pharmaceuticals in Q3 2015, selling an estimated $2.12M.
  • Gupta Wealth Management's ten largest holdings make up 28% of its $410M portfolio in Q3 2015.
  • Gupta Wealth Management opened 180 new positions and closed 174 in Q3 2015.
  • Gupta Wealth Management's portfolio value rose 0.76% quarter-over-quarter to $410M.

Based on Gupta Wealth Management's 13F filing for Q3 2015, filed 18 Nov 2015.