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GWM

Gupta Wealth Management Portfolio holdings

AUM $427M
1-Year Est. Return 0.52%
This Fund
S&P 500
This Quarter Est. Return
+3.51%
1 Year Est. Return
-0.52%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$393M
AUM Growth
-$16.9M
Cap. Flow
-$27.4M
Cap. Flow %
-6.97%
Top 10 Hldgs %
29.91%
Holding
1,432
New
180
Increased
254
Reduced
342
Closed
195

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.88M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$3.42M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.31M
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$1.66M
5
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$1.63M

Top Sells

Rank Stock Value
1
DLS icon
WisdomTree International SmallCap Dividend Fund
DLS
+$8.73M
2
LLY icon
Eli Lilly
LLY
+$6.41M
3
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$4.09M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$3.79M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$3.62M

Sector Composition

Rank Sector Weight
1 Miscellaneous 48.89%
2 Technology 9.26%
3 Industrials 8.17%
4 Healthcare 7.5%
5 Financials 5.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CPRT icon
851
Copart
CPRT
$30.5B
$11K ﹤0.01%
2,400
– –
EES icon
852
WisdomTree US SmallCap Earnings Fund
EES
$720M
$11K ﹤0.01%
450
– –
IAT icon
853
iShares US Regional Banks ETF
IAT
$663M
$11K ﹤0.01%
323
– –
INCO icon
854
Columbia India Consumer ETF
INCO
$234M
$11K ﹤0.01%
331
-555
-63% -$17.7K
KIM icon
855
Kimco Realty
KIM
$16B
$11K ﹤0.01%
+400
New +$10.4K
MKL icon
856
Markel Group
MKL
$22.5B
$11K ﹤0.01%
12
-3
-20% -$2.61K
NCZ
857
Virtus Convertible & Income Fund II
NCZ
$295M
$11K ﹤0.01%
557
– –
PZZA icon
858
Papa John's
PZZA
$781M
$11K ﹤0.01%
200
– –
RPM icon
859
RPM International
RPM
$13.6B
$11K ﹤0.01%
250
-24
-9% -$1.08K
TEX icon
860
Terex
TEX
$7.28B
$11K ﹤0.01%
575
+350
+156% +$6.92K
TGNA
861
DELISTED
TEGNA Inc
TGNA
$11K ﹤0.01%
648
– –
TROX icon
862
Tronox
TROX
$862M
$11K ﹤0.01%
+2,900
New +$16K
TSN icon
863
Tyson Foods
TSN
$19.5B
$11K ﹤0.01%
199
– –
ZTS icon
864
Zoetis
ZTS
$32B
$11K ﹤0.01%
235
– –
XIFR
865
XPLR Infrastructure LP
XIFR
$1.11B
$11K ﹤0.01%
365
– –
TLI
866
DELISTED
Western Asset Corporate Loan Fund Inc.
TLI
$11K ﹤0.01%
1,077
– –
AYR
867
DELISTED
Aircastle Ltd
AYR
$11K ﹤0.01%
530
– –
AVP
868
DELISTED
Avon Products, Inc.
AVP
$11K ﹤0.01%
2,654
+654
+33% +$2.4K
MSF
869
DELISTED
Morgan Stanley Emerging Mkts Fd
MSF
$11K ﹤0.01%
387
-66
-15% -$867
STBZ
870
DELISTED
State Bank Financial Corporation. Common Stock
STBZ
$11K ﹤0.01%
+500
New +$10.9K
HTS
871
DELISTED
HATTERAS FINANCIAL CORP
HTS
$11K ﹤0.01%
847
– –
SWFT
872
DELISTED
Swift Transportation Company
SWFT
$11K ﹤0.01%
797
– –
AON icon
873
Aon
AON
$75.4B
$10K ﹤0.01%
113
– –
CBZ icon
874
CBIZ
CBZ
$2.96B
$10K ﹤0.01%
+1,000
New +$10.6K
CME icon
875
CME Group
CME
$103B
$10K ﹤0.01%
105
– –
33 34
35
36 37

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SHA
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CK
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EIM
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AIA
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SAS
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Gupta Wealth Management's Q4 2015 Portfolio in Review

As of Q4 2015, Gupta Wealth Management held 1,432 positions worth $393M, down 4.1% from $410M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Gupta Wealth Management withdrew a net $27.4M in Q4 2015, closing 195 positions and reducing 342 holdings. Its most notable exit was WisdomTree Enhanced Commodity Strategy Fund, an estimated $293K position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 49% of assets, down from 49% a quarter earlier, followed by Technology and Industrials.

Against the trend, Gupta Wealth Management opened a new position in Alphabet (Google) Class A worth $3.6M.

  • Gupta Wealth Management's largest Q4 2015 buy was Alphabet (Google) Class A: 92,540 shares worth $3.6M.
  • Gupta Wealth Management added most to iShares 20+ Year Treasury Bond ETF in Q4 2015, an estimated $4.88M increase.
  • Gupta Wealth Management's biggest Q4 2015 reduction was WisdomTree International SmallCap Dividend Fund, cutting an estimated $8.73M.
  • Gupta Wealth Management fully exited WisdomTree Enhanced Commodity Strategy Fund in Q4 2015, selling an estimated $293K.
  • Gupta Wealth Management's ten largest holdings make up 30% of its $393M portfolio in Q4 2015.
  • Gupta Wealth Management opened 180 new positions and closed 195 in Q4 2015.
  • Gupta Wealth Management's portfolio value fell 4.1% quarter-over-quarter to $393M.

Based on Gupta Wealth Management's 13F filing for Q4 2015, filed 17 Feb 2016.