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GWM

Gupta Wealth Management Portfolio holdings

AUM $427M
1-Year Est. Return 0.52%
This Fund
S&P 500
This Quarter Est. Return
-5.39%
1 Year Est. Return
-0.52%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$410M
AUM Growth
+$3.1M
Cap. Flow
+$29.3M
Cap. Flow %
7.15%
Top 10 Hldgs %
28.44%
Holding
1,427
New
180
Increased
280
Reduced
317
Closed
174

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.82M
3
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$2.97M
4
VOE icon
Vanguard Morningstar Mid-Cap Value ETF
VOE
+$2.75M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$2.55M

Top Sells

Rank Stock Value
1
TEVA icon
Teva Pharmaceuticals
TEVA
+$2.12M
2
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$1.4M
3
BKLN icon
Invesco Senior Loan ETF
BKLN
+$1.11M
4
LLY icon
Eli Lilly
LLY
+$848K
5
PID icon
Invesco International Dividend Achievers ETF
PID
+$815K

Sector Composition

Rank Sector Weight
1 Miscellaneous 49.02%
2 Healthcare 8.56%
3 Technology 8.41%
4 Industrials 8.27%
5 Financials 5.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STT icon
851
State Street
STT
$53.1B
$13K ﹤0.01%
194
-178
-48% -$13.2K
SU icon
852
Suncor Energy
SU
$76.5B
$13K ﹤0.01%
504
– –
TAC icon
853
TransAlta
TAC
$3.86B
$13K ﹤0.01%
2,805
+1,240
+79% +$7.07K
TWO
854
DELISTED
Two Harbors Investment
TWO
$13K ﹤0.01%
183
– –
WELL icon
855
Welltower
WELL
$172B
$13K ﹤0.01%
187
-85
-31% -$5.68K
NWHM
856
DELISTED
THE NEW HOME COMPANY INC.
NWHM
$13K ﹤0.01%
1,000
– –
AFSI
857
DELISTED
AmTrust Financial Services, Inc.
AFSI
$13K ﹤0.01%
410
– –
LOCK
858
DELISTED
LifeLock, Inc.
LOCK
$13K ﹤0.01%
1,463
– –
HTS
859
DELISTED
HATTERAS FINANCIAL CORP
HTS
$13K ﹤0.01%
847
– –
AOR icon
860
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.76B
$12K ﹤0.01%
310
– –
ATO icon
861
Atmos Energy
ATO
$28.2B
$12K ﹤0.01%
200
– –
BXMX
862
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$12K ﹤0.01%
1,000
– –
ICF icon
863
iShares Select U.S. REIT ETF
ICF
$2.08B
$12K ﹤0.01%
+252
New +$11.7K
INO icon
864
Inovio Pharmaceuticals
INO
$133M
$12K ﹤0.01%
167
– –
MKL icon
865
Markel Group
MKL
$22.5B
$12K ﹤0.01%
15
-172
-92% -$146K
NCZ
866
Virtus Convertible & Income Fund II
NCZ
$295M
$12K ﹤0.01%
557
-174
-24% -$4.53K
ADAM
867
Adamas Trust
ADAM
$881M
$12K ﹤0.01%
559
– –
OXLC
868
Oxford Lane Capital
OXLC
$948M
$12K ﹤0.01%
210
– –
RHI icon
869
Robert Half
RHI
$4.64B
$12K ﹤0.01%
230
– –
TFC icon
870
Truist Financial
TFC
$61.6B
$12K ﹤0.01%
326
-200
-38% -$7.72K
VHT icon
871
Vanguard Health Care ETF
VHT
$19.3B
$12K ﹤0.01%
100
+50
+100% +$6.86K
JCP
872
DELISTED
J.C. Penney Company, Inc.
JCP
$12K ﹤0.01%
1,250
-544
-30% -$4.82K
MSF
873
DELISTED
Morgan Stanley Emerging Mkts Fd
MSF
$12K ﹤0.01%
+453
New +$6.13K
APLP
874
DELISTED
Archrock Partners, L.P. Common Units representing Limited Partner Interests
APLP
$12K ﹤0.01%
+700
New +$14.1K
JMI
875
DELISTED
JAVELIN MTG INVESTMENT CORP COM
JMI
$12K ﹤0.01%
+2,000
New +$13.6K
33 34
35
36 37

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Gupta Wealth Management's Q3 2015 Portfolio in Review

As of Q3 2015, Gupta Wealth Management held 1,427 positions worth $410M, up 0.76% from $407M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Gupta Wealth Management deployed $29.3M of net new capital in Q3 2015, opening 180 new positions and adding to 280 existing holdings. Its largest new stake was Myers Industries: 46,000 shares worth $616K.

By sector, the portfolio is most concentrated in Miscellaneous at 49% of assets, up from 46% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Vanguard Long-Term Treasury ETF, an estimated $1.4M trimmed.

  • Gupta Wealth Management's largest Q3 2015 buy was Myers Industries: 46,000 shares worth $616K.
  • Gupta Wealth Management added most to iShares 20+ Year Treasury Bond ETF in Q3 2015, an estimated $6M increase.
  • Gupta Wealth Management's biggest Q3 2015 reduction was Vanguard Long-Term Treasury ETF, cutting an estimated $1.4M.
  • Gupta Wealth Management fully exited Teva Pharmaceuticals in Q3 2015, selling an estimated $2.12M.
  • Gupta Wealth Management's ten largest holdings make up 28% of its $410M portfolio in Q3 2015.
  • Gupta Wealth Management opened 180 new positions and closed 174 in Q3 2015.
  • Gupta Wealth Management's portfolio value rose 0.76% quarter-over-quarter to $410M.

Based on Gupta Wealth Management's 13F filing for Q3 2015, filed 18 Nov 2015.