We are live on ! Find out more
GWM

Gupta Wealth Management Portfolio holdings

AUM $427M
1-Year Est. Return 0.52%
This Fund
S&P 500
This Quarter Est. Return
+3.51%
1 Year Est. Return
-0.52%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$393M
AUM Growth
-$16.9M
Cap. Flow
-$27.4M
Cap. Flow %
-6.97%
Top 10 Hldgs %
29.91%
Holding
1,432
New
180
Increased
254
Reduced
342
Closed
195

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.88M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$3.42M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.31M
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$1.66M
5
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$1.63M

Top Sells

Rank Stock Value
1
DLS icon
WisdomTree International SmallCap Dividend Fund
DLS
+$8.73M
2
LLY icon
Eli Lilly
LLY
+$6.41M
3
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$4.09M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$3.79M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$3.62M

Sector Composition

Rank Sector Weight
1 Miscellaneous 48.89%
2 Technology 9.26%
3 Industrials 8.17%
4 Healthcare 7.5%
5 Financials 5.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLC
751
DELISTED
Clarcor
CLC
$16K ﹤0.01%
+320
New +$16K
BCS.PR.CL
752
DELISTED
BARCLAYS BANK PLC ADR SER 2 REPSTG PREF SHS SER 2 (UK)
BCS.PR.CL
$16K ﹤0.01%
604
-133
-18% -$3.42K
FMER
753
DELISTED
FIRSTMERIT CORP
FMER
$16K ﹤0.01%
+832
New +$15.8K
FNFG
754
DELISTED
FIRST NIAGARA FINANCIAL GROUP INC
FNFG
$16K ﹤0.01%
1,437
– –
CAM
755
DELISTED
CAMERON INTERNATIONAL CORPORATION
CAM
$16K ﹤0.01%
246
– –
AL
756
DELISTED
Air Lease Corp
AL
$15K ﹤0.01%
440
– –
ARW icon
757
Arrow Electronics
ARW
$10.4B
$15K ﹤0.01%
284
– –
ASB icon
758
Associated Banc-Corp
ASB
$5.84B
$15K ﹤0.01%
+811
New +$15.7K
AVNT icon
759
Avient
AVNT
$4.1B
$15K ﹤0.01%
+475
New +$15.9K
BIO icon
760
Bio-Rad Laboratories Class A
BIO
$10.4B
$15K ﹤0.01%
109
– –
CAE icon
761
CAE Inc
CAE
$7.81B
$15K ﹤0.01%
1,385
– –
CIM
762
Chimera Investment
CIM
$963M
$15K ﹤0.01%
369
-1
-0.3% -$42
CLH icon
763
Clean Harbors
CLH
$16.4B
$15K ﹤0.01%
370
– –
EFG icon
764
iShares MSCI EAFE Growth ETF
EFG
$17.1B
$15K ﹤0.01%
+220
New +$14.9K
HDV
765
iShares Core High Dividend ETF
HDV
$15.2B
$15K ﹤0.01%
1,000
-15,335
-94% -$227K
HYMB icon
766
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.42B
$15K ﹤0.01%
542
-296
-35% -$8.38K
K
767
DELISTED
Kellanova
K
$15K ﹤0.01%
227
– –
MANH icon
768
Manhattan Associates
MANH
$13B
$15K ﹤0.01%
220
– –
MD icon
769
Pediatrix Medical
MD
$2.16B
$15K ﹤0.01%
+211
New +$15.6K
OSPN icon
770
OneSpan
OSPN
$610M
$15K ﹤0.01%
+875
New +$16.1K
PCH
771
DELISTED
PotlatchDeltic
PCH
$15K ﹤0.01%
+508
New +$15.9K
RIG icon
772
Transocean
RIG
$6.48B
$15K ﹤0.01%
1,210
+1,029
+569% +$14.8K
RRX icon
773
Regal Rexnord
RRX
$10.5B
$15K ﹤0.01%
+250
New +$15.3K
SONY icon
774
Sony
SONY
$145B
$15K ﹤0.01%
3,010
– –
TPH
775
DELISTED
Tri Pointe Homes
TPH
$15K ﹤0.01%
+1,195
New +$16K
29 30
31
32 33

Similar funds

IUAM
Itau USA Asset Management New York $410M AUM 3.05% 1-Year Est. Return
FVFI
Flagship Ventures Fund IV Cambridge, Massachusetts $382M AUM
SHA
Smith Hayes Advisers Lincoln, Nebraska $491M AUM 0.17% 1-Year Est. Return
HC
HHG & Company Darien, Connecticut $360M AUM 2.45% 1-Year Est. Return
CK
Carnick & Kubik Colorado Springs, Colorado $334M AUM 1.52% 1-Year Est. Return
EIM
Emerson Investment Management Boston, Massachusetts $528M AUM 1.16% 1-Year Est. Return
AIA
Alerus Investment Advisors Wayzata, Minnesota $575M AUM 0.66% 1-Year Est. Return
SAS
Spectrum Advisory Services Atlanta, Georgia $255M AUM 4.81% 1-Year Est. Return

Gupta Wealth Management's Q4 2015 Portfolio in Review

As of Q4 2015, Gupta Wealth Management held 1,432 positions worth $393M, down 4.1% from $410M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Gupta Wealth Management withdrew a net $27.4M in Q4 2015, closing 195 positions and reducing 342 holdings. Its most notable exit was WisdomTree Enhanced Commodity Strategy Fund, an estimated $293K position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 49% of assets, down from 49% a quarter earlier, followed by Technology and Industrials.

Against the trend, Gupta Wealth Management opened a new position in Alphabet (Google) Class A worth $3.6M.

  • Gupta Wealth Management's largest Q4 2015 buy was Alphabet (Google) Class A: 92,540 shares worth $3.6M.
  • Gupta Wealth Management added most to iShares 20+ Year Treasury Bond ETF in Q4 2015, an estimated $4.88M increase.
  • Gupta Wealth Management's biggest Q4 2015 reduction was WisdomTree International SmallCap Dividend Fund, cutting an estimated $8.73M.
  • Gupta Wealth Management fully exited WisdomTree Enhanced Commodity Strategy Fund in Q4 2015, selling an estimated $293K.
  • Gupta Wealth Management's ten largest holdings make up 30% of its $393M portfolio in Q4 2015.
  • Gupta Wealth Management opened 180 new positions and closed 195 in Q4 2015.
  • Gupta Wealth Management's portfolio value fell 4.1% quarter-over-quarter to $393M.

Based on Gupta Wealth Management's 13F filing for Q4 2015, filed 17 Feb 2016.