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GWM

Gupta Wealth Management Portfolio holdings

AUM $427M
1-Year Est. Return 0.52%
This Fund
S&P 500
This Quarter Est. Return
-5.39%
1 Year Est. Return
-0.52%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$410M
AUM Growth
+$3.1M
Cap. Flow
+$29.3M
Cap. Flow %
7.15%
Top 10 Hldgs %
28.44%
Holding
1,427
New
180
Increased
280
Reduced
317
Closed
174

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.82M
3
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$2.97M
4
VOE icon
Vanguard Morningstar Mid-Cap Value ETF
VOE
+$2.75M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$2.55M

Top Sells

Rank Stock Value
1
TEVA icon
Teva Pharmaceuticals
TEVA
+$2.12M
2
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$1.4M
3
BKLN icon
Invesco Senior Loan ETF
BKLN
+$1.11M
4
LLY icon
Eli Lilly
LLY
+$848K
5
PID icon
Invesco International Dividend Achievers ETF
PID
+$815K

Sector Composition

Rank Sector Weight
1 Miscellaneous 49.02%
2 Healthcare 8.56%
3 Technology 8.41%
4 Industrials 8.27%
5 Financials 5.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VSTO
726
DELISTED
Vista Outdoor Inc.
VSTO
$18K ﹤0.01%
400
– –
HYF
727
DELISTED
MANAGED HIGH YLD PLUS FD INC
HYF
$18K ﹤0.01%
10,965
– –
GCI
728
DELISTED
Gannett Co., Inc
GCI
$18K ﹤0.01%
1,222
+30
+3% +$393
AMBA icon
729
Ambarella
AMBA
$3.1B
$17K ﹤0.01%
300
-540
-64% -$51K
CMU
730
DELISTED
MFS High Yield Municipal Trust
CMU
$17K ﹤0.01%
+4,000
New +$16.9K
COO icon
731
Cooper Companies
COO
$13.9B
$17K ﹤0.01%
452
-32
-7% -$1.33K
ETJ
732
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$573M
$17K ﹤0.01%
1,773
– –
FXG icon
733
First Trust Consumer Staples AlphaDEX Fund
FXG
$232M
$17K ﹤0.01%
403
+35
+10% +$1.55K
FXH icon
734
First Trust Health Care AlphaDEX Fund
FXH
$1.15B
$17K ﹤0.01%
285
– –
IJK icon
735
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.8B
$17K ﹤0.01%
440
-88
-17% -$3.67K
OHI icon
736
Omega Healthcare
OHI
$13.9B
$17K ﹤0.01%
492
+39
+9% +$1.37K
PNC icon
737
PNC Financial Services
PNC
$96.6B
$17K ﹤0.01%
193
+9
+5% +$847
UAL icon
738
United Airlines
UAL
$35.9B
$17K ﹤0.01%
322
+22
+7% +$1.24K
XLU icon
739
State Street Utilities Select Sector SPDR ETF
XLU
$21.9B
$17K ﹤0.01%
804
+4
+0.5% +$86
CAJ
740
DELISTED
Canon, Inc.
CAJ
$17K ﹤0.01%
578
-896
-61% -$28K
SMM
741
DELISTED
Salient Midstream & MLP Fund
SMM
$17K ﹤0.01%
1,250
– –
MXIM
742
DELISTED
Maxim Integrated Products
MXIM
$17K ﹤0.01%
+500
New +$16.6K
TFCFA
743
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$17K ﹤0.01%
624
+468
+300% +$14K
IHS
744
DELISTED
IHS INC CL-A COM STK
IHS
$17K ﹤0.01%
143
– –
AKAM icon
745
Akamai
AKAM
$15.4B
$16K ﹤0.01%
230
– –
ALK icon
746
Alaska Air
ALK
$4.72B
$16K ﹤0.01%
+196
New +$15K
ARW icon
747
Arrow Electronics
ARW
$10.4B
$16K ﹤0.01%
+284
New +$15.8K
BUD icon
748
AB InBev
BUD
$158B
$16K ﹤0.01%
150
– –
CCL icon
749
Carnival Corporation Ltd
CCL
$33.9B
$16K ﹤0.01%
+329
New +$16.7K
CLH icon
750
Clean Harbors
CLH
$16.4B
$16K ﹤0.01%
370
– –
28 29
30
31 32

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EIM
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AIA
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SAS
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Gupta Wealth Management's Q3 2015 Portfolio in Review

As of Q3 2015, Gupta Wealth Management held 1,427 positions worth $410M, up 0.76% from $407M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Gupta Wealth Management deployed $29.3M of net new capital in Q3 2015, opening 180 new positions and adding to 280 existing holdings. Its largest new stake was Myers Industries: 46,000 shares worth $616K.

By sector, the portfolio is most concentrated in Miscellaneous at 49% of assets, up from 46% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Vanguard Long-Term Treasury ETF, an estimated $1.4M trimmed.

  • Gupta Wealth Management's largest Q3 2015 buy was Myers Industries: 46,000 shares worth $616K.
  • Gupta Wealth Management added most to iShares 20+ Year Treasury Bond ETF in Q3 2015, an estimated $6M increase.
  • Gupta Wealth Management's biggest Q3 2015 reduction was Vanguard Long-Term Treasury ETF, cutting an estimated $1.4M.
  • Gupta Wealth Management fully exited Teva Pharmaceuticals in Q3 2015, selling an estimated $2.12M.
  • Gupta Wealth Management's ten largest holdings make up 28% of its $410M portfolio in Q3 2015.
  • Gupta Wealth Management opened 180 new positions and closed 174 in Q3 2015.
  • Gupta Wealth Management's portfolio value rose 0.76% quarter-over-quarter to $410M.

Based on Gupta Wealth Management's 13F filing for Q3 2015, filed 18 Nov 2015.