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GWM

Gupta Wealth Management Portfolio holdings

AUM $427M
1-Year Est. Return 0.52%
This Fund
S&P 500
This Quarter Est. Return
-5.39%
1 Year Est. Return
-0.52%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$410M
AUM Growth
+$3.1M
Cap. Flow
+$29.3M
Cap. Flow %
7.15%
Top 10 Hldgs %
28.44%
Holding
1,427
New
180
Increased
280
Reduced
317
Closed
174

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.82M
3
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$2.97M
4
VOE icon
Vanguard Morningstar Mid-Cap Value ETF
VOE
+$2.75M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$2.55M

Top Sells

Rank Stock Value
1
TEVA icon
Teva Pharmaceuticals
TEVA
+$2.12M
2
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$1.4M
3
BKLN icon
Invesco Senior Loan ETF
BKLN
+$1.11M
4
LLY icon
Eli Lilly
LLY
+$848K
5
PID icon
Invesco International Dividend Achievers ETF
PID
+$815K

Sector Composition

Rank Sector Weight
1 Miscellaneous 49.02%
2 Healthcare 8.56%
3 Technology 8.41%
4 Industrials 8.27%
5 Financials 5.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CSX icon
51
CSX Corp
CSX
$95B
$2.01M 0.49%
224,019
-20,286
-8% -$199K
ES icon
52
Eversource Energy
ES
$26.7B
$1.89M 0.46%
37,291
-762
-2% -$36.7K
IJH icon
53
iShares Core S&P Mid-Cap ETF
IJH
$124B
$1.88M 0.46%
68,840
+9,705
+16% +$282K
UNP icon
54
Union Pacific
UNP
$183B
$1.84M 0.45%
20,841
+5,851
+39% +$534K
DEO icon
55
Diageo
DEO
$51.7B
$1.82M 0.44%
16,904
+1,176
+7% +$131K
MDT icon
56
Medtronic
MDT
$117B
$1.77M 0.43%
26,451
+2,904
+12% +$214K
NNN icon
57
NNN REIT
NNN
$8.77B
$1.7M 0.41%
46,918
+3,049
+7% +$111K
SCHM icon
58
Schwab US Mid-Cap ETF
SCHM
$14.9B
$1.68M 0.41%
129,399
+33,501
+35% +$465K
VTI icon
59
Vanguard Morningstar Total Stock Market ETF
VTI
$687B
$1.66M 0.4%
16,814
+12,879
+327% +$1.35M
JWN
60
DELISTED
Nordstrom
JWN
$1.62M 0.39%
22,569
+3,367
+18% +$254K
PID icon
61
Invesco International Dividend Achievers ETF
PID
$906M
$1.59M 0.39%
110,231
-51,420
-32% -$815K
DVY icon
62
iShares Select Dividend ETF
DVY
$23.8B
$1.59M 0.39%
21,821
-3,181
-13% -$238K
SCHF icon
63
Schwab International Equity ETF
SCHF
$69.3B
$1.54M 0.38%
112,648
+29,726
+36% +$437K
YUM icon
64
Yum! Brands
YUM
$42B
$1.51M 0.37%
26,220
+2,305
+10% +$140K
D icon
65
Dominion Energy
D
$57.7B
$1.46M 0.36%
20,726
+2,768
+15% +$195K
TD icon
66
Toronto Dominion Bank
TD
$199B
$1.45M 0.35%
36,693
+8,824
+32% +$351K
GE icon
67
GE Aerospace
GE
$355B
$1.42M 0.35%
11,735
-242
-2% -$29.7K
PSO icon
68
Pearson
PSO
$10.1B
$1.41M 0.34%
82,328
-17,580
-18% -$317K
TIP icon
69
iShares TIPS Bond ETF
TIP
$15B
$1.35M 0.33%
12,169
+796
+7% +$88.8K
AMJ
70
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$1.27M 0.31%
41,837
-5,400
-11% -$194K
BBBY
71
DELISTED
Bed Bath & Beyond Inc
BBBY
$1.26M 0.31%
22,122
– –
UL icon
72
Unilever
UL
$140B
$1.25M 0.31%
27,294
-2,638
-9% -$126K
IVZ icon
73
Invesco
IVZ
$14.5B
$1.25M 0.3%
39,880
+9,039
+29% +$322K
VFC icon
74
VF Corp
VFC
$5.37B
$1.19M 0.29%
18,455
+356
+2% +$24.4K
BRK.A icon
75
Berkshire Hathaway Class A
BRK.A
$1.08T
$1.17M 0.29%
6
– –
1 2
3
4 5

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SHA
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EIM
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Gupta Wealth Management's Q3 2015 Portfolio in Review

As of Q3 2015, Gupta Wealth Management held 1,427 positions worth $410M, up 0.76% from $407M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Gupta Wealth Management deployed $29.3M of net new capital in Q3 2015, opening 180 new positions and adding to 280 existing holdings. Its largest new stake was Myers Industries: 46,000 shares worth $616K.

By sector, the portfolio is most concentrated in Miscellaneous at 49% of assets, up from 46% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Vanguard Long-Term Treasury ETF, an estimated $1.4M trimmed.

  • Gupta Wealth Management's largest Q3 2015 buy was Myers Industries: 46,000 shares worth $616K.
  • Gupta Wealth Management added most to iShares 20+ Year Treasury Bond ETF in Q3 2015, an estimated $6M increase.
  • Gupta Wealth Management's biggest Q3 2015 reduction was Vanguard Long-Term Treasury ETF, cutting an estimated $1.4M.
  • Gupta Wealth Management fully exited Teva Pharmaceuticals in Q3 2015, selling an estimated $2.12M.
  • Gupta Wealth Management's ten largest holdings make up 28% of its $410M portfolio in Q3 2015.
  • Gupta Wealth Management opened 180 new positions and closed 174 in Q3 2015.
  • Gupta Wealth Management's portfolio value rose 0.76% quarter-over-quarter to $410M.

Based on Gupta Wealth Management's 13F filing for Q3 2015, filed 18 Nov 2015.