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GWM

Gupta Wealth Management Portfolio holdings

AUM $427M
1-Year Est. Return 0.52%
This Fund
S&P 500
This Quarter Est. Return
-5.39%
1 Year Est. Return
-0.52%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$410M
AUM Growth
+$3.1M
Cap. Flow
+$29.3M
Cap. Flow %
7.15%
Top 10 Hldgs %
28.44%
Holding
1,427
New
180
Increased
280
Reduced
317
Closed
174

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.82M
3
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$2.97M
4
VOE icon
Vanguard Morningstar Mid-Cap Value ETF
VOE
+$2.75M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$2.55M

Top Sells

Rank Stock Value
1
TEVA icon
Teva Pharmaceuticals
TEVA
+$2.12M
2
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$1.4M
3
BKLN icon
Invesco Senior Loan ETF
BKLN
+$1.11M
4
LLY icon
Eli Lilly
LLY
+$848K
5
PID icon
Invesco International Dividend Achievers ETF
PID
+$815K

Sector Composition

Rank Sector Weight
1 Miscellaneous 49.02%
2 Healthcare 8.56%
3 Technology 8.41%
4 Industrials 8.27%
5 Financials 5.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSK icon
701
State Street SPDR ICE Preferred Securities ETF
PSK
$678M
$19K ﹤0.01%
+429
New +$18.9K
RH icon
702
RH
RH
$2.83B
$19K ﹤0.01%
+200
New +$19.7K
STRR
703
DELISTED
Star Equity Holdings
STRR
$19K ﹤0.01%
100
– –
VFH icon
704
Vanguard Financials ETF
VFH
$13.9B
$19K ﹤0.01%
400
+200
+100% +$9.83K
VTV icon
705
Vanguard Morningstar Value ETF
VTV
$192B
$19K ﹤0.01%
243
– –
SPLK
706
DELISTED
Splunk Inc
SPLK
$19K ﹤0.01%
336
– –
WBC
707
DELISTED
WABCO HOLDINGS INC.
WBC
$19K ﹤0.01%
185
+10
+6% +$1.17K
BCS.PR.CL
708
DELISTED
BARCLAYS BANK PLC ADR SER 2 REPSTG PREF SHS SER 2 (UK)
BCS.PR.CL
$19K ﹤0.01%
737
– –
SCIN
709
DELISTED
Columbia India Small Cap ETF
SCIN
$19K ﹤0.01%
1,300
– –
BSX icon
710
Boston Scientific
BSX
$67.9B
$18K ﹤0.01%
1,086
-641
-37% -$11K
CBRE icon
711
CBRE Group
CBRE
$43.7B
$18K ﹤0.01%
560
– –
EWZ icon
712
iShares MSCI Brazil ETF
EWZ
$8.16B
$18K ﹤0.01%
830
– –
FJP icon
713
First Trust Japan AlphaDEX Fund
FJP
$259M
$18K ﹤0.01%
400
– –
FXI icon
714
iShares China Large-Cap ETF
FXI
$4.23B
$18K ﹤0.01%
509
-59
-10% -$2.29K
GHC icon
715
Graham Holdings Company
GHC
$4.92B
$18K ﹤0.01%
32
-21
-40% -$13.9K
HYGH icon
716
iShares Interest Rate Hedged High Yield Bond ETF
HYGH
$621M
$18K ﹤0.01%
+209
New +$18.7K
IP icon
717
International Paper
IP
$20.8B
$18K ﹤0.01%
493
+44
+10% +$1.86K
PII icon
718
Polaris
PII
$3.63B
$18K ﹤0.01%
146
+116
+387% +$15.7K
PPLT
719
abrdn Physical Platinum Shares ETF
PPLT
$2.17B
$18K ﹤0.01%
2,000
– –
RF icon
720
Regions Financial
RF
$25.8B
$18K ﹤0.01%
2,000
-1,500
-43% -$14.8K
SAIC icon
721
Saic
SAIC
$5.33B
$18K ﹤0.01%
451
– –
RJA
722
DELISTED
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Agriculture Total Return
RJA
$18K ﹤0.01%
2,900
– –
APC
723
DELISTED
Anadarko Petroleum
APC
$18K ﹤0.01%
295
-259
-47% -$18.4K
JNS
724
DELISTED
Janus Capital Group Inc
JNS
$18K ﹤0.01%
1,350
– –
WPG
725
DELISTED
Washington Prime Group Inc.
WPG
$18K ﹤0.01%
168
+135
+409% +$15.7K
27 28
29
30 31

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EIM
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Gupta Wealth Management's Q3 2015 Portfolio in Review

As of Q3 2015, Gupta Wealth Management held 1,427 positions worth $410M, up 0.76% from $407M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Gupta Wealth Management deployed $29.3M of net new capital in Q3 2015, opening 180 new positions and adding to 280 existing holdings. Its largest new stake was Myers Industries: 46,000 shares worth $616K.

By sector, the portfolio is most concentrated in Miscellaneous at 49% of assets, up from 46% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Vanguard Long-Term Treasury ETF, an estimated $1.4M trimmed.

  • Gupta Wealth Management's largest Q3 2015 buy was Myers Industries: 46,000 shares worth $616K.
  • Gupta Wealth Management added most to iShares 20+ Year Treasury Bond ETF in Q3 2015, an estimated $6M increase.
  • Gupta Wealth Management's biggest Q3 2015 reduction was Vanguard Long-Term Treasury ETF, cutting an estimated $1.4M.
  • Gupta Wealth Management fully exited Teva Pharmaceuticals in Q3 2015, selling an estimated $2.12M.
  • Gupta Wealth Management's ten largest holdings make up 28% of its $410M portfolio in Q3 2015.
  • Gupta Wealth Management opened 180 new positions and closed 174 in Q3 2015.
  • Gupta Wealth Management's portfolio value rose 0.76% quarter-over-quarter to $410M.

Based on Gupta Wealth Management's 13F filing for Q3 2015, filed 18 Nov 2015.