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GWM

Gupta Wealth Management Portfolio holdings

AUM $427M
1-Year Est. Return 0.52%
This Fund
S&P 500
This Quarter Est. Return
+3.51%
1 Year Est. Return
-0.52%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$393M
AUM Growth
-$16.9M
Cap. Flow
-$27.4M
Cap. Flow %
-6.97%
Top 10 Hldgs %
29.91%
Holding
1,432
New
180
Increased
254
Reduced
342
Closed
195

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.88M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$3.42M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.31M
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$1.66M
5
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$1.63M

Top Sells

Rank Stock Value
1
DLS icon
WisdomTree International SmallCap Dividend Fund
DLS
+$8.73M
2
LLY icon
Eli Lilly
LLY
+$6.41M
3
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$4.09M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$3.79M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$3.62M

Sector Composition

Rank Sector Weight
1 Miscellaneous 48.89%
2 Technology 9.26%
3 Industrials 8.17%
4 Healthcare 7.5%
5 Financials 5.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WEC icon
676
WEC Energy
WEC
$34.6B
$19K ﹤0.01%
375
– –
RDS.B
677
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$19K ﹤0.01%
413
-515
-55% -$26K
WBC
678
DELISTED
WABCO HOLDINGS INC.
WBC
$19K ﹤0.01%
185
– –
GHDX
679
DELISTED
Genomic Health, Inc.
GHDX
$19K ﹤0.01%
531
– –
HYF
680
DELISTED
MANAGED HIGH YLD PLUS FD INC
HYF
$19K ﹤0.01%
10,965
– –
BNY
681
Bank of New York Mellon
BNY
$110B
$18K ﹤0.01%
434
-4,709
-92% -$198K
CRUS icon
682
Cirrus Logic
CRUS
$5.44B
$18K ﹤0.01%
600
– –
ETJ
683
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$573M
$18K ﹤0.01%
1,773
– –
FXI icon
684
iShares China Large-Cap ETF
FXI
$4.23B
$18K ﹤0.01%
509
– –
LYG icon
685
Lloyds Banking Group
LYG
$85.7B
$18K ﹤0.01%
4,126
+607
+17% +$2.75K
PKG icon
686
Packaging Corp of America
PKG
$21.4B
$18K ﹤0.01%
284
-238
-46% -$15.7K
PNC icon
687
PNC Financial Services
PNC
$96.6B
$18K ﹤0.01%
193
– –
SHW icon
688
Sherwin-Williams
SHW
$83.7B
$18K ﹤0.01%
210
– –
SYF icon
689
Synchrony
SYF
$25.4B
$18K ﹤0.01%
605
+310
+105% +$9.71K
TRMB icon
690
Trimble
TRMB
$14.2B
$18K ﹤0.01%
+855
New +$17.8K
TUR icon
691
iShares MSCI Turkey ETF
TUR
$225M
$18K ﹤0.01%
+500
New +$19.8K
VRSK icon
692
Verisk Analytics
VRSK
$25B
$18K ﹤0.01%
231
-110
-32% -$8.36K
VSH icon
693
Vishay Intertechnology
VSH
$4.69B
$18K ﹤0.01%
1,495
– –
RJA
694
DELISTED
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Agriculture Total Return
RJA
$18K ﹤0.01%
2,900
– –
AMAG
695
DELISTED
AMAG Pharmaceuticals
AMAG
$18K ﹤0.01%
600
– –
ARRS
696
DELISTED
ARRIS International plc Ordinary Shares
ARRS
$18K ﹤0.01%
600
– –
OA
697
DELISTED
Orbital ATK, Inc.
OA
$18K ﹤0.01%
200
– –
CSC
698
DELISTED
Computer Sciences
CSC
$18K ﹤0.01%
537
+487
+974% +$14.2K
RELY
699
DELISTED
Real Industry, Inc.
RELY
$18K ﹤0.01%
+2,300
New +$21.5K
VSTO
700
DELISTED
Vista Outdoor Inc.
VSTO
$18K ﹤0.01%
400
– –
26 27
28
29 30

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EIM
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AIA
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SAS
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Gupta Wealth Management's Q4 2015 Portfolio in Review

As of Q4 2015, Gupta Wealth Management held 1,432 positions worth $393M, down 4.1% from $410M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Gupta Wealth Management withdrew a net $27.4M in Q4 2015, closing 195 positions and reducing 342 holdings. Its most notable exit was WisdomTree Enhanced Commodity Strategy Fund, an estimated $293K position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 49% of assets, down from 49% a quarter earlier, followed by Technology and Industrials.

Against the trend, Gupta Wealth Management opened a new position in Alphabet (Google) Class A worth $3.6M.

  • Gupta Wealth Management's largest Q4 2015 buy was Alphabet (Google) Class A: 92,540 shares worth $3.6M.
  • Gupta Wealth Management added most to iShares 20+ Year Treasury Bond ETF in Q4 2015, an estimated $4.88M increase.
  • Gupta Wealth Management's biggest Q4 2015 reduction was WisdomTree International SmallCap Dividend Fund, cutting an estimated $8.73M.
  • Gupta Wealth Management fully exited WisdomTree Enhanced Commodity Strategy Fund in Q4 2015, selling an estimated $293K.
  • Gupta Wealth Management's ten largest holdings make up 30% of its $393M portfolio in Q4 2015.
  • Gupta Wealth Management opened 180 new positions and closed 195 in Q4 2015.
  • Gupta Wealth Management's portfolio value fell 4.1% quarter-over-quarter to $393M.

Based on Gupta Wealth Management's 13F filing for Q4 2015, filed 17 Feb 2016.