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GWM

Gupta Wealth Management Portfolio holdings

AUM $427M
1-Year Est. Return 0.52%
This Fund
S&P 500
This Quarter Est. Return
+3.51%
1 Year Est. Return
-0.52%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$393M
AUM Growth
-$16.9M
Cap. Flow
-$27.4M
Cap. Flow %
-6.97%
Top 10 Hldgs %
29.91%
Holding
1,432
New
180
Increased
254
Reduced
342
Closed
195

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.88M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$3.42M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.31M
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$1.66M
5
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$1.63M

Top Sells

Rank Stock Value
1
DLS icon
WisdomTree International SmallCap Dividend Fund
DLS
+$8.73M
2
LLY icon
Eli Lilly
LLY
+$6.41M
3
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$4.09M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$3.79M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$3.62M

Sector Composition

Rank Sector Weight
1 Miscellaneous 48.89%
2 Technology 9.26%
3 Industrials 8.17%
4 Healthcare 7.5%
5 Financials 5.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OUT icon
626
Outfront Media
OUT
$5.21B
$23K 0.01%
1,064
+640
+151% +$14.4K
TDC icon
627
Teradata
TDC
$2.68B
$23K 0.01%
875
+501
+134% +$14.1K
TEVA icon
628
Teva Pharmaceuticals
TEVA
$42.5B
$23K 0.01%
+357
New +$22.1K
TJX icon
629
TJX Companies
TJX
$149B
$23K 0.01%
638
-1,698
-73% -$60.5K
HTY
630
DELISTED
JOHN HANCOCK TAX-ADVANTAGED GLOBAL SHAREHOLDER YIELD FUND
HTY
$23K 0.01%
2,213
– –
NXGN
631
DELISTED
NextGen Healthcare, Inc. Common Stock
NXGN
$23K 0.01%
+1,400
New +$20.4K
ADT
632
DELISTED
ADT Corp
ADT
$23K 0.01%
702
-323
-32% -$10.9K
ACM icon
633
Aecom
ACM
$8.9B
$22K 0.01%
+742
New +$22.3K
CCL icon
634
Carnival Corporation Ltd
CCL
$33.9B
$22K 0.01%
401
+72
+22% +$3.73K
EQIX icon
635
Equinix
EQIX
$103B
$22K 0.01%
72
+1
+1% +$292
NAN icon
636
Nuveen New York Quality Municipal Income Fund
NAN
$360M
$22K 0.01%
1,545
– –
NYF icon
637
iShares New York Muni Bond ETF
NYF
$1.44B
$22K 0.01%
400
-260
-39% -$14.5K
PTH icon
638
Invesco Dorsey Wright Healthcare Momentum ETF
PTH
$265M
$22K 0.01%
1,200
– –
SPLV icon
639
Invesco S&P 500 Low Volatility ETF
SPLV
$7.03B
$22K 0.01%
571
-198
-26% -$7.55K
BXLT
640
DELISTED
BAXALTA INC COM STK (DE)
BXLT
$22K 0.01%
556
-70
-11% -$2.44K
AYI icon
641
Acuity Brands
AYI
$10B
$21K 0.01%
89
+71
+394% +$15.4K
BABA icon
642
Alibaba
BABA
$296B
$21K 0.01%
260
+138
+113% +$10.8K
CCI icon
643
Crown Castle
CCI
$32.4B
$21K 0.01%
246
+183
+290% +$15.5K
GEN icon
644
Gen Digital
GEN
$18.6B
$21K 0.01%
1,000
-390
-28% -$7.93K
HAIN icon
645
Hain Celestial
HAIN
$66.1M
$21K 0.01%
525
+15
+3% +$680
INDA icon
646
iShares MSCI India ETF
INDA
$6.61B
$21K 0.01%
760
-1,890
-71% -$52.8K
PCG icon
647
PG&E
PCG
$36.6B
$21K 0.01%
400
– –
SAIC icon
648
Saic
SAIC
$5.33B
$21K 0.01%
451
– –
SCHE icon
649
Schwab Emerging Markets Equity ETF
SCHE
$13B
$21K 0.01%
1,054
-32,924
-97% -$690K
SNEX icon
650
StoneX
SNEX
$8.28B
$21K 0.01%
+3,164
New +$20.2K
24 25
26
27 28

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EIM
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AIA
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SAS
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Gupta Wealth Management's Q4 2015 Portfolio in Review

As of Q4 2015, Gupta Wealth Management held 1,432 positions worth $393M, down 4.1% from $410M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Gupta Wealth Management withdrew a net $27.4M in Q4 2015, closing 195 positions and reducing 342 holdings. Its most notable exit was WisdomTree Enhanced Commodity Strategy Fund, an estimated $293K position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 49% of assets, down from 49% a quarter earlier, followed by Technology and Industrials.

Against the trend, Gupta Wealth Management opened a new position in Alphabet (Google) Class A worth $3.6M.

  • Gupta Wealth Management's largest Q4 2015 buy was Alphabet (Google) Class A: 92,540 shares worth $3.6M.
  • Gupta Wealth Management added most to iShares 20+ Year Treasury Bond ETF in Q4 2015, an estimated $4.88M increase.
  • Gupta Wealth Management's biggest Q4 2015 reduction was WisdomTree International SmallCap Dividend Fund, cutting an estimated $8.73M.
  • Gupta Wealth Management fully exited WisdomTree Enhanced Commodity Strategy Fund in Q4 2015, selling an estimated $293K.
  • Gupta Wealth Management's ten largest holdings make up 30% of its $393M portfolio in Q4 2015.
  • Gupta Wealth Management opened 180 new positions and closed 195 in Q4 2015.
  • Gupta Wealth Management's portfolio value fell 4.1% quarter-over-quarter to $393M.

Based on Gupta Wealth Management's 13F filing for Q4 2015, filed 17 Feb 2016.