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GWM

Gupta Wealth Management Portfolio holdings

AUM $427M
1-Year Est. Return 0.52%
This Fund
S&P 500
This Quarter Est. Return
-5.39%
1 Year Est. Return
-0.52%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$410M
AUM Growth
+$3.1M
Cap. Flow
+$29.3M
Cap. Flow %
7.15%
Top 10 Hldgs %
28.44%
Holding
1,427
New
180
Increased
280
Reduced
317
Closed
174

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.82M
3
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$2.97M
4
VOE icon
Vanguard Morningstar Mid-Cap Value ETF
VOE
+$2.75M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$2.55M

Top Sells

Rank Stock Value
1
TEVA icon
Teva Pharmaceuticals
TEVA
+$2.12M
2
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$1.4M
3
BKLN icon
Invesco Senior Loan ETF
BKLN
+$1.11M
4
LLY icon
Eli Lilly
LLY
+$848K
5
PID icon
Invesco International Dividend Achievers ETF
PID
+$815K

Sector Composition

Rank Sector Weight
1 Miscellaneous 49.02%
2 Healthcare 8.56%
3 Technology 8.41%
4 Industrials 8.27%
5 Financials 5.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MOO icon
626
VanEck Agribusiness ETF
MOO
$1.02B
$26K 0.01%
558
– –
SAN icon
627
Banco Santander
SAN
$213B
$26K 0.01%
5,217
+296
+6% +$1.8K
TEL icon
628
TE Connectivity
TEL
$58.7B
$26K 0.01%
436
+250
+134% +$15.2K
VCSH icon
629
Vanguard Short-Term Corporate Bond ETF
VCSH
$45B
$26K 0.01%
330
– –
BPL
630
DELISTED
Buckeye Partners, L.P.
BPL
$26K 0.01%
440
-400
-48% -$27.8K
RAX
631
DELISTED
Rackspace Hosting Inc
RAX
$26K 0.01%
1,060
– –
INXX
632
DELISTED
Columbia India Infrastructure ETF
INXX
$26K 0.01%
2,385
– –
BSE
633
DELISTED
BLACKROCK NEW YORK MUNICIPAL INCOME QUALITY TRUST
BSE
$26K 0.01%
2,000
– –
BDX icon
634
Becton Dickinson
BDX
$51.6B
$25K 0.01%
190
– –
DY icon
635
Dycom Industries
DY
$8.88B
$25K 0.01%
345
-153
-31% -$10.6K
B
636
Barrick Mining
B
$75.1B
$25K 0.01%
3,900
-500
-11% -$3.76K
MAV
637
DELISTED
Pioneer Municipal High Income Advantage Fund
MAV
$25K 0.01%
+1,975
New +$25K
MNST icon
638
Monster Beverage
MNST
$91.8B
$25K 0.01%
2,232
– –
NICE icon
639
Nice
NICE
$6.38B
$25K 0.01%
450
– –
PRGO icon
640
Perrigo
PRGO
$2.01B
$25K 0.01%
160
+105
+191% +$19.3K
VRSK icon
641
Verisk Analytics
VRSK
$25B
$25K 0.01%
341
+13
+4% +$969
SRCL
642
DELISTED
Stericycle Inc
SRCL
$25K 0.01%
182
– –
PTR
643
DELISTED
PETROCHINA COMPANY LIMITED ADS (REP 100 H SHARES)
PTR
$25K 0.01%
365
-195
-35% -$17.4K
JMLP
644
DELISTED
NUVEEN ALL CAP ENERGY MLP OPPORTUNITIES FUND
JMLP
$25K 0.01%
2,500
-2,500
-50% -$30.7K
LLTC
645
DELISTED
Linear Technology Corp
LLTC
$25K 0.01%
+622
New +$25.5K
AMAT icon
646
Applied Materials
AMAT
$366B
$24K 0.01%
1,649
– –
BLK icon
647
Blackrock
BLK
$180B
$24K 0.01%
82
-148
-64% -$47.7K
DINO icon
648
HF Sinclair
DINO
$17.7B
$24K 0.01%
499
+349
+233% +$16.6K
ESPR
649
DELISTED
Esperion Therapeutics
ESPR
$24K 0.01%
+1,000
New +$62.8K
EXC icon
650
Exelon
EXC
$45.3B
$24K 0.01%
1,143
+94
+9% +$2.11K
24 25
26
27 28

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AIA
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SAS
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Gupta Wealth Management's Q3 2015 Portfolio in Review

As of Q3 2015, Gupta Wealth Management held 1,427 positions worth $410M, up 0.76% from $407M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Gupta Wealth Management deployed $29.3M of net new capital in Q3 2015, opening 180 new positions and adding to 280 existing holdings. Its largest new stake was Myers Industries: 46,000 shares worth $616K.

By sector, the portfolio is most concentrated in Miscellaneous at 49% of assets, up from 46% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Vanguard Long-Term Treasury ETF, an estimated $1.4M trimmed.

  • Gupta Wealth Management's largest Q3 2015 buy was Myers Industries: 46,000 shares worth $616K.
  • Gupta Wealth Management added most to iShares 20+ Year Treasury Bond ETF in Q3 2015, an estimated $6M increase.
  • Gupta Wealth Management's biggest Q3 2015 reduction was Vanguard Long-Term Treasury ETF, cutting an estimated $1.4M.
  • Gupta Wealth Management fully exited Teva Pharmaceuticals in Q3 2015, selling an estimated $2.12M.
  • Gupta Wealth Management's ten largest holdings make up 28% of its $410M portfolio in Q3 2015.
  • Gupta Wealth Management opened 180 new positions and closed 174 in Q3 2015.
  • Gupta Wealth Management's portfolio value rose 0.76% quarter-over-quarter to $410M.

Based on Gupta Wealth Management's 13F filing for Q3 2015, filed 18 Nov 2015.