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GWM

Gupta Wealth Management Portfolio holdings

AUM $427M
1-Year Est. Return 0.52%
This Fund
S&P 500
This Quarter Est. Return
+3.51%
1 Year Est. Return
-0.52%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$393M
AUM Growth
-$16.9M
Cap. Flow
-$27.4M
Cap. Flow %
-6.97%
Top 10 Hldgs %
29.91%
Holding
1,432
New
180
Increased
254
Reduced
342
Closed
195

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.88M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$3.42M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.31M
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$1.66M
5
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$1.63M

Top Sells

Rank Stock Value
1
DLS icon
WisdomTree International SmallCap Dividend Fund
DLS
+$8.73M
2
LLY icon
Eli Lilly
LLY
+$6.41M
3
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$4.09M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$3.79M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$3.62M

Sector Composition

Rank Sector Weight
1 Miscellaneous 48.89%
2 Technology 9.26%
3 Industrials 8.17%
4 Healthcare 7.5%
5 Financials 5.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ETG
551
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.86B
$31K 0.01%
+2,000
New +$32K
HOLX
552
DELISTED
Hologic
HOLX
$31K 0.01%
795
– –
IXUS icon
553
iShares Core MSCI Total International Stock ETF
IXUS
$60.8B
$31K 0.01%
621
+71
+13% +$3.62K
KMX icon
554
CarMax
KMX
$8.81B
$31K 0.01%
583
+560
+2,435% +$32K
NIE
555
Virtus Equity & Convertible Income Fund
NIE
$722M
$31K 0.01%
+1,700
New +$31.1K
PBA icon
556
Pembina Pipeline
PBA
$27.9B
$31K 0.01%
1,444
+1,104
+325% +$26.5K
PWV icon
557
Invesco Large Cap Value ETF
PWV
$1.85B
$31K 0.01%
1,055
– –
VYM icon
558
Vanguard High Dividend Yield ETF
VYM
$82.8B
$31K 0.01%
468
– –
WBS
559
DELISTED
Webster Financial
WBS
$31K 0.01%
844
– –
ASNA
560
DELISTED
Ascena Retail Group, Inc.
ASNA
$31K 0.01%
+156
New +$36.8K
APC
561
DELISTED
Anadarko Petroleum
APC
$31K 0.01%
635
+340
+115% +$20.8K
GOV
562
DELISTED
Government Properties Income Trust
GOV
$31K 0.01%
1,969
+1,269
+181% +$20.8K
ITC
563
DELISTED
ITC HOLDINGS CORP
ITC
$31K 0.01%
798
– –
ACG
564
DELISTED
AllianceBernstein Income Fund Inc
ACG
$31K 0.01%
4,079
– –
BWA icon
565
BorgWarner
BWA
$13.1B
$30K 0.01%
799
+262
+49% +$9.83K
CAH icon
566
Cardinal Health
CAH
$54.6B
$30K 0.01%
332
– –
MELI icon
567
Mercado Libre
MELI
$99.7B
$30K 0.01%
+265
New +$29.1K
CEM
568
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$30K 0.01%
392
-104
-21% -$9.16K
FLY
569
DELISTED
Fly Leasing Limited
FLY
$30K 0.01%
2,200
– –
CB
570
DELISTED
CHUBB CORPORATION
CB
$30K 0.01%
223
– –
CNK icon
571
Cinemark Holdings
CNK
$4.17B
$29K 0.01%
870
+200
+30% +$6.9K
B
572
Barrick Mining
B
$75.1B
$29K 0.01%
3,900
– –
GPC icon
573
Genuine Parts
GPC
$19B
$29K 0.01%
333
+18
+6% +$1.57K
PYPL icon
574
PayPal
PYPL
$45.9B
$29K 0.01%
804
-610
-43% -$21.5K
STRR
575
DELISTED
Star Equity Holdings
STRR
$29K 0.01%
100
– –
21 22
23
24 25

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EIM
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AIA
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SAS
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Gupta Wealth Management's Q4 2015 Portfolio in Review

As of Q4 2015, Gupta Wealth Management held 1,432 positions worth $393M, down 4.1% from $410M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Gupta Wealth Management withdrew a net $27.4M in Q4 2015, closing 195 positions and reducing 342 holdings. Its most notable exit was WisdomTree Enhanced Commodity Strategy Fund, an estimated $293K position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 49% of assets, down from 49% a quarter earlier, followed by Technology and Industrials.

Against the trend, Gupta Wealth Management opened a new position in Alphabet (Google) Class A worth $3.6M.

  • Gupta Wealth Management's largest Q4 2015 buy was Alphabet (Google) Class A: 92,540 shares worth $3.6M.
  • Gupta Wealth Management added most to iShares 20+ Year Treasury Bond ETF in Q4 2015, an estimated $4.88M increase.
  • Gupta Wealth Management's biggest Q4 2015 reduction was WisdomTree International SmallCap Dividend Fund, cutting an estimated $8.73M.
  • Gupta Wealth Management fully exited WisdomTree Enhanced Commodity Strategy Fund in Q4 2015, selling an estimated $293K.
  • Gupta Wealth Management's ten largest holdings make up 30% of its $393M portfolio in Q4 2015.
  • Gupta Wealth Management opened 180 new positions and closed 195 in Q4 2015.
  • Gupta Wealth Management's portfolio value fell 4.1% quarter-over-quarter to $393M.

Based on Gupta Wealth Management's 13F filing for Q4 2015, filed 17 Feb 2016.