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GWM

Gupta Wealth Management Portfolio holdings

AUM $427M
1-Year Est. Return 0.52%
This Fund
S&P 500
This Quarter Est. Return
+3.51%
1 Year Est. Return
-0.52%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$393M
AUM Growth
-$16.9M
Cap. Flow
-$27.4M
Cap. Flow %
-6.97%
Top 10 Hldgs %
29.91%
Holding
1,432
New
180
Increased
254
Reduced
342
Closed
195

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.88M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$3.42M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.31M
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$1.66M
5
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$1.63M

Top Sells

Rank Stock Value
1
DLS icon
WisdomTree International SmallCap Dividend Fund
DLS
+$8.73M
2
LLY icon
Eli Lilly
LLY
+$6.41M
3
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$4.09M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$3.79M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$3.62M

Sector Composition

Rank Sector Weight
1 Miscellaneous 48.89%
2 Technology 9.26%
3 Industrials 8.17%
4 Healthcare 7.5%
5 Financials 5.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARCC icon
526
Ares Capital
ARCC
$14.3B
$33K 0.01%
2,350
– –
EVT icon
527
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.16B
$33K 0.01%
+1,700
New +$33.2K
IBKR icon
528
Interactive Brokers
IBKR
$43.4B
$33K 0.01%
3,000
– –
IJS icon
529
iShares S&P Small-Cap 600 Value ETF
IJS
$8.28B
$33K 0.01%
616
+126
+26% +$6.99K
IVR icon
530
Invesco Mortgage Capital
IVR
$792M
$33K 0.01%
266
+200
+303% +$25.5K
KXI icon
531
iShares Global Consumer Staples ETF
KXI
$1.08B
$33K 0.01%
+710
New +$33.1K
SO icon
532
Southern Company
SO
$102B
$33K 0.01%
707
-300
-30% -$13.6K
SPG icon
533
Simon Property Group
SPG
$69.4B
$33K 0.01%
169
-453
-73% -$87.8K
THO icon
534
Thor Industries
THO
$4.01B
$33K 0.01%
587
– –
BOH icon
535
Bank of Hawaii
BOH
$3.05B
$32K 0.01%
508
– –
EG icon
536
Everest Group
EG
$14.5B
$32K 0.01%
176
– –
FAF icon
537
First American
FAF
$7.6B
$32K 0.01%
889
– –
FCX icon
538
Freeport-McMoran
FCX
$110B
$32K 0.01%
4,767
+1,050
+28% +$10K
GLPI icon
539
Gaming and Leisure Properties
GLPI
$12.4B
$32K 0.01%
+1,135
New +$32.5K
IEFA icon
540
iShares Core MSCI EAFE ETF
IEFA
$195B
$32K 0.01%
590
-18,706
-97% -$1.04M
JD icon
541
JD.com
JD
$38.8B
$32K 0.01%
+1,000
New +$29.5K
MBB icon
542
iShares MBS ETF
MBB
$39B
$32K 0.01%
300
– –
RS icon
543
Reliance Steel & Aluminium
RS
$19.8B
$32K 0.01%
545
– –
XLU icon
544
State Street Utilities Select Sector SPDR ETF
XLU
$21.9B
$32K 0.01%
1,484
+680
+85% +$14.7K
Y
545
DELISTED
Alleghany Corp
Y
$32K 0.01%
67
– –
AHL
546
DELISTED
ASPEN Insurance Holding Limited
AHL
$32K 0.01%
671
– –
SNDK
547
DELISTED
SANDISK CORP
SNDK
$32K 0.01%
421
-150
-26% -$11K
MOBL
548
DELISTED
MobileIron, Inc.
MOBL
$32K 0.01%
8,928
– –
UN
549
DELISTED
Unilever NV New York Registry Shares
UN
$32K 0.01%
734
+61
+9% +$2.67K
BNY
550
DELISTED
BlackRock New York Municipal Income Trust
BNY
$31K 0.01%
2,000
– –
20 21
22
23 24

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EIM
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AIA
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SAS
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Gupta Wealth Management's Q4 2015 Portfolio in Review

As of Q4 2015, Gupta Wealth Management held 1,432 positions worth $393M, down 4.1% from $410M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Gupta Wealth Management withdrew a net $27.4M in Q4 2015, closing 195 positions and reducing 342 holdings. Its most notable exit was WisdomTree Enhanced Commodity Strategy Fund, an estimated $293K position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 49% of assets, down from 49% a quarter earlier, followed by Technology and Industrials.

Against the trend, Gupta Wealth Management opened a new position in Alphabet (Google) Class A worth $3.6M.

  • Gupta Wealth Management's largest Q4 2015 buy was Alphabet (Google) Class A: 92,540 shares worth $3.6M.
  • Gupta Wealth Management added most to iShares 20+ Year Treasury Bond ETF in Q4 2015, an estimated $4.88M increase.
  • Gupta Wealth Management's biggest Q4 2015 reduction was WisdomTree International SmallCap Dividend Fund, cutting an estimated $8.73M.
  • Gupta Wealth Management fully exited WisdomTree Enhanced Commodity Strategy Fund in Q4 2015, selling an estimated $293K.
  • Gupta Wealth Management's ten largest holdings make up 30% of its $393M portfolio in Q4 2015.
  • Gupta Wealth Management opened 180 new positions and closed 195 in Q4 2015.
  • Gupta Wealth Management's portfolio value fell 4.1% quarter-over-quarter to $393M.

Based on Gupta Wealth Management's 13F filing for Q4 2015, filed 17 Feb 2016.