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GWM

Gupta Wealth Management Portfolio holdings

AUM $427M
1-Year Est. Return 0.52%
This Fund
S&P 500
This Quarter Est. Return
+3.51%
1 Year Est. Return
-0.52%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$393M
AUM Growth
-$16.9M
Cap. Flow
-$27.4M
Cap. Flow %
-6.97%
Top 10 Hldgs %
29.91%
Holding
1,432
New
180
Increased
254
Reduced
342
Closed
195

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.88M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$3.42M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.31M
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$1.66M
5
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$1.63M

Top Sells

Rank Stock Value
1
DLS icon
WisdomTree International SmallCap Dividend Fund
DLS
+$8.73M
2
LLY icon
Eli Lilly
LLY
+$6.41M
3
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$4.09M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$3.79M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$3.62M

Sector Composition

Rank Sector Weight
1 Miscellaneous 48.89%
2 Technology 9.26%
3 Industrials 8.17%
4 Healthcare 7.5%
5 Financials 5.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PHYS icon
476
Sprott Physical Gold
PHYS
$16B
$39K 0.01%
+4,500
New +$40.8K
SPTN
477
DELISTED
SpartanNash
SPTN
$39K 0.01%
+1,800
New +$44.5K
UBS icon
478
UBS Group
UBS
$168B
$39K 0.01%
2,028
+1,716
+550% +$33.5K
ITIP
479
DELISTED
ISHARES TR INTL INFLATION LKD BD ETF
ITIP
$39K 0.01%
996
– –
CPGX
480
DELISTED
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
$39K 0.01%
1,952
– –
BEN icon
481
Franklin Templeton
BEN
$17.6B
$38K 0.01%
+1,022
New +$40K
NI icon
482
NiSource
NI
$19.5B
$38K 0.01%
1,952
– –
RELX icon
483
RELX
RELX
$63.6B
$38K 0.01%
2,135
+311
+17% +$5.55K
RF icon
484
Regions Financial
RF
$25.8B
$38K 0.01%
4,000
+2,000
+100% +$19.2K
VNQI icon
485
Vanguard Global ex-US Real Estate ETF
VNQI
$3.49B
$38K 0.01%
743
-1,697
-70% -$89.2K
EGPT
486
DELISTED
VanEck Egypt Index ETF
EGPT
$38K 0.01%
+1,000
New +$38.3K
BRCM
487
DELISTED
BROADCOM CORP CL-A
BRCM
$38K 0.01%
652
– –
ADI icon
488
Analog Devices
ADI
$175B
$37K 0.01%
664
– –
AOS icon
489
A.O. Smith
AOS
$8.21B
$37K 0.01%
974
– –
OPPJ
490
WisdomTree Trust WisdomTree Japan Opportunities Fund
OPPJ
$283M
$37K 0.01%
2,200
– –
FLR icon
491
Fluor
FLR
$7.12B
$37K 0.01%
782
-370
-32% -$17.4K
NOV icon
492
NOV
NOV
$7.48B
$37K 0.01%
1,119
-144
-11% -$5.35K
THG icon
493
Hanover Insurance
THG
$7.93B
$37K 0.01%
451
– –
AFG icon
494
American Financial Group
AFG
$11.9B
$36K 0.01%
498
– –
CNC icon
495
Centene
CNC
$32B
$36K 0.01%
1,100
-200
-15% -$5.92K
CTRA
496
DELISTED
Coterra Energy
CTRA
$36K 0.01%
2,050
-436
-18% -$8.75K
DGRO icon
497
iShares Core Dividend Growth ETF
DGRO
$43.6B
$36K 0.01%
1,400
– –
IBND icon
498
State Street SPDR Bloomberg International Corporate Bond ETF
IBND
$460M
$36K 0.01%
1,180
– –
UDR icon
499
UDR
UDR
$11.9B
$36K 0.01%
970
– –
WAT icon
500
Waters Corp
WAT
$40.7B
$36K 0.01%
270
– –
18 19
20
21 22

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EIM
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AIA
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SAS
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Gupta Wealth Management's Q4 2015 Portfolio in Review

As of Q4 2015, Gupta Wealth Management held 1,432 positions worth $393M, down 4.1% from $410M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Gupta Wealth Management withdrew a net $27.4M in Q4 2015, closing 195 positions and reducing 342 holdings. Its most notable exit was WisdomTree Enhanced Commodity Strategy Fund, an estimated $293K position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 49% of assets, down from 49% a quarter earlier, followed by Technology and Industrials.

Against the trend, Gupta Wealth Management opened a new position in Alphabet (Google) Class A worth $3.6M.

  • Gupta Wealth Management's largest Q4 2015 buy was Alphabet (Google) Class A: 92,540 shares worth $3.6M.
  • Gupta Wealth Management added most to iShares 20+ Year Treasury Bond ETF in Q4 2015, an estimated $4.88M increase.
  • Gupta Wealth Management's biggest Q4 2015 reduction was WisdomTree International SmallCap Dividend Fund, cutting an estimated $8.73M.
  • Gupta Wealth Management fully exited WisdomTree Enhanced Commodity Strategy Fund in Q4 2015, selling an estimated $293K.
  • Gupta Wealth Management's ten largest holdings make up 30% of its $393M portfolio in Q4 2015.
  • Gupta Wealth Management opened 180 new positions and closed 195 in Q4 2015.
  • Gupta Wealth Management's portfolio value fell 4.1% quarter-over-quarter to $393M.

Based on Gupta Wealth Management's 13F filing for Q4 2015, filed 17 Feb 2016.