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GWM

Gupta Wealth Management Portfolio holdings

AUM $427M
1-Year Est. Return 0.52%
This Fund
S&P 500
This Quarter Est. Return
-5.39%
1 Year Est. Return
-0.52%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$410M
AUM Growth
+$3.1M
Cap. Flow
+$29.3M
Cap. Flow %
7.15%
Top 10 Hldgs %
28.44%
Holding
1,427
New
180
Increased
280
Reduced
317
Closed
174

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.82M
3
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$2.97M
4
VOE icon
Vanguard Morningstar Mid-Cap Value ETF
VOE
+$2.75M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$2.55M

Top Sells

Rank Stock Value
1
TEVA icon
Teva Pharmaceuticals
TEVA
+$2.12M
2
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$1.4M
3
BKLN icon
Invesco Senior Loan ETF
BKLN
+$1.11M
4
LLY icon
Eli Lilly
LLY
+$848K
5
PID icon
Invesco International Dividend Achievers ETF
PID
+$815K

Sector Composition

Rank Sector Weight
1 Miscellaneous 49.02%
2 Healthcare 8.56%
3 Technology 8.41%
4 Industrials 8.27%
5 Financials 5.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BLCM
476
DELISTED
Bellicum Pharmaceuticals, Inc.
BLCM
$44K 0.01%
+300
New +$55.1K
RDS.B
477
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$44K 0.01%
928
+528
+132% +$28.5K
SIRO
478
DELISTED
SIRONA DENTAL SYSTEMS INC COM STK
SIRO
$44K 0.01%
469
-24
-5% -$2.38K
PCP
479
DELISTED
PRECISION CASTPARTS CORP
PCP
$44K 0.01%
193
-1,790
-90% -$384K
XPO icon
480
XPO
XPO
$22.1B
$43K 0.01%
5,262
+3,542
+206% +$46.5K
FLG.PRU
481
Flagstar Bank National Association Bifurcated Option Note Unit Securities
FLG.PRU
$119M
$43K 0.01%
850
– –
CEM
482
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$43K 0.01%
496
– –
PACW
483
DELISTED
PacWest Bancorp
PACW
$43K 0.01%
1,004
– –
HCC
484
DELISTED
HCC INSURANCES HOLDINGS INC
HCC
$43K 0.01%
554
– –
SCZ icon
485
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.3B
$42K 0.01%
875
-50
-5% -$2.49K
ZGNX
486
DELISTED
Zogenix, Inc.
ZGNX
$42K 0.01%
+3,100
New +$55.9K
OIL
487
DELISTED
Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In
OIL
$42K 0.01%
4,925
+925
+23% +$8.28K
KR icon
488
Kroger
KR
$35.4B
$41K 0.01%
1,133
-201
-15% -$7.45K
TOL icon
489
Toll Brothers
TOL
$13.5B
$41K 0.01%
1,189
+839
+240% +$31.8K
CCI.PRA
490
DELISTED
Crown Castle International Corp.
CCI.PRA
$41K 0.01%
400
– –
AAL icon
491
American Airlines Group
AAL
$9.03B
$40K 0.01%
1,037
-19
-2% -$780
CUBI icon
492
Customers Bancorp
CUBI
$2.65B
$40K 0.01%
1,543
– –
IYW icon
493
iShares US Technology ETF
IYW
$25.3B
$40K 0.01%
1,600
– –
MUE
494
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
$40K 0.01%
+3,000
New +$39.2K
SNN icon
495
Smith & Nephew
SNN
$12.1B
$40K 0.01%
1,144
– –
ADBE icon
496
Adobe
ADBE
$116B
$39K 0.01%
480
– –
IWR icon
497
iShares Russell Mid-Cap ETF
IWR
$57.1B
$39K 0.01%
1,000
-64
-6% -$2.65K
JBL icon
498
Jabil
JBL
$31.6B
$39K 0.01%
1,751
+690
+65% +$13.7K
LUMN icon
499
Lumen
LUMN
$6.23B
$39K 0.01%
1,563
+1,313
+525% +$36.3K
PGF icon
500
Invesco Financial Preferred ETF
PGF
$660M
$39K 0.01%
2,133
+318
+18% +$5.81K
18 19
20
21 22

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EIM
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AIA
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SAS
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Gupta Wealth Management's Q3 2015 Portfolio in Review

As of Q3 2015, Gupta Wealth Management held 1,427 positions worth $410M, up 0.76% from $407M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Gupta Wealth Management deployed $29.3M of net new capital in Q3 2015, opening 180 new positions and adding to 280 existing holdings. Its largest new stake was Myers Industries: 46,000 shares worth $616K.

By sector, the portfolio is most concentrated in Miscellaneous at 49% of assets, up from 46% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Vanguard Long-Term Treasury ETF, an estimated $1.4M trimmed.

  • Gupta Wealth Management's largest Q3 2015 buy was Myers Industries: 46,000 shares worth $616K.
  • Gupta Wealth Management added most to iShares 20+ Year Treasury Bond ETF in Q3 2015, an estimated $6M increase.
  • Gupta Wealth Management's biggest Q3 2015 reduction was Vanguard Long-Term Treasury ETF, cutting an estimated $1.4M.
  • Gupta Wealth Management fully exited Teva Pharmaceuticals in Q3 2015, selling an estimated $2.12M.
  • Gupta Wealth Management's ten largest holdings make up 28% of its $410M portfolio in Q3 2015.
  • Gupta Wealth Management opened 180 new positions and closed 174 in Q3 2015.
  • Gupta Wealth Management's portfolio value rose 0.76% quarter-over-quarter to $410M.

Based on Gupta Wealth Management's 13F filing for Q3 2015, filed 18 Nov 2015.