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GWM

Gupta Wealth Management Portfolio holdings

AUM $427M
1-Year Est. Return 0.52%
This Fund
S&P 500
This Quarter Est. Return
-5.39%
1 Year Est. Return
-0.52%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$410M
AUM Growth
+$3.1M
Cap. Flow
+$29.3M
Cap. Flow %
7.15%
Top 10 Hldgs %
28.44%
Holding
1,427
New
180
Increased
280
Reduced
317
Closed
174

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.82M
3
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$2.97M
4
VOE icon
Vanguard Morningstar Mid-Cap Value ETF
VOE
+$2.75M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$2.55M

Top Sells

Rank Stock Value
1
TEVA icon
Teva Pharmaceuticals
TEVA
+$2.12M
2
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$1.4M
3
BKLN icon
Invesco Senior Loan ETF
BKLN
+$1.11M
4
LLY icon
Eli Lilly
LLY
+$848K
5
PID icon
Invesco International Dividend Achievers ETF
PID
+$815K

Sector Composition

Rank Sector Weight
1 Miscellaneous 49.02%
2 Healthcare 8.56%
3 Technology 8.41%
4 Industrials 8.27%
5 Financials 5.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DVYE icon
401
iShares Emerging Markets Dividend ETF
DVYE
$1.24B
$69K 0.02%
2,235
– –
WDAY icon
402
Workday
WDAY
$49.3B
$69K 0.02%
1,000
– –
ROP icon
403
Roper Technologies
ROP
$42.2B
$66K 0.02%
423
+7
+2% +$1.16K
VQT
404
DELISTED
iPath S&P VEQTOR ETN
VQT
$65K 0.02%
488
– –
NOC icon
405
Northrop Grumman
NOC
$77.5B
$64K 0.02%
388
+57
+17% +$9.55K
BHP icon
406
BHP
BHP
$242B
$63K 0.02%
2,250
-114
-5% -$3.7K
ECL icon
407
Ecolab
ECL
$80.4B
$63K 0.02%
575
+200
+53% +$22.4K
JEF icon
408
Jefferies Financial Group
JEF
$12.2B
$63K 0.02%
3,482
– –
CERN
409
DELISTED
Cerner Corp
CERN
$62K 0.02%
1,036
-54
-5% -$3.53K
HON icon
410
Honeywell
HON
$68.9B
$61K 0.01%
712
+172
+32% +$15.7K
SCHC icon
411
Schwab International Small-Cap Equity ETF
SCHC
$5.76B
$61K 0.01%
2,150
– –
AET
412
DELISTED
Aetna Inc
AET
$61K 0.01%
555
+506
+1,033% +$58.5K
TERP
413
DELISTED
TerraForm Power, Inc
TERP
$61K 0.01%
+4,300
New +$115K
PCL
414
DELISTED
PLUM CREEK TIMBER CO (REIT)
PCL
$61K 0.01%
1,549
– –
TRGP icon
415
Targa Resources
TRGP
$61.7B
$60K 0.01%
1,165
– –
DLX icon
416
Deluxe
DLX
$1.08B
$59K 0.01%
1,000
-47
-4% -$2.83K
TFI icon
417
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.09B
$59K 0.01%
1,225
-775
-39% -$37K
VLO icon
418
Valero Energy
VLO
$101B
$59K 0.01%
984
+111
+13% +$7.05K
WPP icon
419
WPP
WPP
$5.57B
$59K 0.01%
571
-81
-12% -$8.85K
GWR
420
DELISTED
Genesee & Wyoming Inc.
GWR
$59K 0.01%
1,000
– –
NRK icon
421
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$892M
$58K 0.01%
4,630
– –
SEE
422
DELISTED
Sealed Air
SEE
$58K 0.01%
1,237
-463
-27% -$23.9K
CBSH icon
423
Commerce Bancshares
CBSH
$8.32B
$57K 0.01%
2,145
– –
IWV icon
424
iShares Russell 3000 ETF
IWV
$20.3B
$57K 0.01%
502
+458
+1,041% +$55.4K
PAYX icon
425
Paychex
PAYX
$45.2B
$57K 0.01%
1,197
+430
+56% +$20.1K
15 16
17
18 19

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EIM
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AIA
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SAS
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Gupta Wealth Management's Q3 2015 Portfolio in Review

As of Q3 2015, Gupta Wealth Management held 1,427 positions worth $410M, up 0.76% from $407M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Gupta Wealth Management deployed $29.3M of net new capital in Q3 2015, opening 180 new positions and adding to 280 existing holdings. Its largest new stake was Myers Industries: 46,000 shares worth $616K.

By sector, the portfolio is most concentrated in Miscellaneous at 49% of assets, up from 46% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Vanguard Long-Term Treasury ETF, an estimated $1.4M trimmed.

  • Gupta Wealth Management's largest Q3 2015 buy was Myers Industries: 46,000 shares worth $616K.
  • Gupta Wealth Management added most to iShares 20+ Year Treasury Bond ETF in Q3 2015, an estimated $6M increase.
  • Gupta Wealth Management's biggest Q3 2015 reduction was Vanguard Long-Term Treasury ETF, cutting an estimated $1.4M.
  • Gupta Wealth Management fully exited Teva Pharmaceuticals in Q3 2015, selling an estimated $2.12M.
  • Gupta Wealth Management's ten largest holdings make up 28% of its $410M portfolio in Q3 2015.
  • Gupta Wealth Management opened 180 new positions and closed 174 in Q3 2015.
  • Gupta Wealth Management's portfolio value rose 0.76% quarter-over-quarter to $410M.

Based on Gupta Wealth Management's 13F filing for Q3 2015, filed 18 Nov 2015.