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GWM

Gupta Wealth Management Portfolio holdings

AUM $427M
1-Year Est. Return 0.52%
This Fund
S&P 500
This Quarter Est. Return
+3.51%
1 Year Est. Return
-0.52%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$393M
AUM Growth
-$16.9M
Cap. Flow
-$27.4M
Cap. Flow %
-6.97%
Top 10 Hldgs %
29.91%
Holding
1,432
New
180
Increased
254
Reduced
342
Closed
195

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.88M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$3.42M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.31M
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$1.66M
5
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$1.63M

Top Sells

Rank Stock Value
1
DLS icon
WisdomTree International SmallCap Dividend Fund
DLS
+$8.73M
2
LLY icon
Eli Lilly
LLY
+$6.41M
3
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$4.09M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$3.79M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$3.62M

Sector Composition

Rank Sector Weight
1 Miscellaneous 48.89%
2 Technology 9.26%
3 Industrials 8.17%
4 Healthcare 7.5%
5 Financials 5.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SIRI icon
376
SiriusXM
SIRI
$9.62B
$74K 0.02%
1,808
-100
-5% -$4.04K
TGT icon
377
Target
TGT
$74.1B
$74K 0.02%
1,019
-118
-10% -$8.81K
PCL
378
DELISTED
PLUM CREEK TIMBER CO (REIT)
PCL
$74K 0.02%
1,549
– –
WWAV
379
DELISTED
The WhiteWave Foods Company
WWAV
$74K 0.02%
1,903
-242
-11% -$9.79K
HAL icon
380
Halliburton
HAL
$30.1B
$73K 0.02%
2,141
-452
-17% -$17K
SAN icon
381
Banco Santander
SAN
$213B
$73K 0.02%
15,701
+10,484
+201% +$54.4K
WM icon
382
Waste Management
WM
$87.8B
$71K 0.02%
1,327
-967
-42% -$51.4K
WFM
383
DELISTED
Whole Foods Market Inc
WFM
$71K 0.02%
2,132
+1,277
+149% +$40.6K
AMAT icon
384
Applied Materials
AMAT
$366B
$68K 0.02%
3,649
+2,000
+121% +$34.7K
AMP icon
385
Ameriprise Financial
AMP
$49.4B
$67K 0.02%
628
+500
+391% +$55.9K
CWB icon
386
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.59B
$67K 0.02%
1,550
– –
UTF icon
387
Cohen & Steers Infrastructure Fund
UTF
$3.03B
$67K 0.02%
3,528
+2,678
+315% +$51.5K
VQT
388
DELISTED
iPath S&P VEQTOR ETN
VQT
$67K 0.02%
488
– –
BX icon
389
Blackstone
BX
$107B
$65K 0.02%
2,229
+1,231
+123% +$39.2K
ADBE icon
390
Adobe
ADBE
$116B
$64K 0.02%
680
+200
+42% +$18K
TWX
391
DELISTED
Time Warner Inc
TWX
$63K 0.02%
971
-277
-22% -$19.4K
EL icon
392
Estee Lauder
EL
$37.4B
$62K 0.02%
700
– –
SCHC icon
393
Schwab International Small-Cap Equity ETF
SCHC
$5.76B
$62K 0.02%
2,150
– –
ARDC
394
Are Dynamic Credit Allocation Fund
ARDC
$296M
$61K 0.02%
+4,532
New +$62.7K
KHC icon
395
Kraft Heinz
KHC
$30.5B
$61K 0.02%
837
-1,387
-62% -$102K
NRK icon
396
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$892M
$61K 0.02%
4,630
– –
DGX icon
397
Quest Diagnostics
DGX
$26.8B
$60K 0.02%
839
– –
IWV icon
398
iShares Russell 3000 ETF
IWV
$20.3B
$60K 0.02%
502
– –
TFI icon
399
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.09B
$60K 0.02%
1,225
– –
GS icon
400
Goldman Sachs
GS
$301B
$59K 0.02%
326
-1,248
-79% -$232K
14 15
16
17 18

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SHA
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CK
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EIM
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AIA
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SAS
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Gupta Wealth Management's Q4 2015 Portfolio in Review

As of Q4 2015, Gupta Wealth Management held 1,432 positions worth $393M, down 4.1% from $410M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Gupta Wealth Management withdrew a net $27.4M in Q4 2015, closing 195 positions and reducing 342 holdings. Its most notable exit was WisdomTree Enhanced Commodity Strategy Fund, an estimated $293K position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 49% of assets, down from 49% a quarter earlier, followed by Technology and Industrials.

Against the trend, Gupta Wealth Management opened a new position in Alphabet (Google) Class A worth $3.6M.

  • Gupta Wealth Management's largest Q4 2015 buy was Alphabet (Google) Class A: 92,540 shares worth $3.6M.
  • Gupta Wealth Management added most to iShares 20+ Year Treasury Bond ETF in Q4 2015, an estimated $4.88M increase.
  • Gupta Wealth Management's biggest Q4 2015 reduction was WisdomTree International SmallCap Dividend Fund, cutting an estimated $8.73M.
  • Gupta Wealth Management fully exited WisdomTree Enhanced Commodity Strategy Fund in Q4 2015, selling an estimated $293K.
  • Gupta Wealth Management's ten largest holdings make up 30% of its $393M portfolio in Q4 2015.
  • Gupta Wealth Management opened 180 new positions and closed 195 in Q4 2015.
  • Gupta Wealth Management's portfolio value fell 4.1% quarter-over-quarter to $393M.

Based on Gupta Wealth Management's 13F filing for Q4 2015, filed 17 Feb 2016.