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GWM

Gupta Wealth Management Portfolio holdings

AUM $427M
1-Year Est. Return 0.52%
This Fund
S&P 500
This Quarter Est. Return
+3.51%
1 Year Est. Return
-0.52%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$393M
AUM Growth
-$16.9M
Cap. Flow
-$27.4M
Cap. Flow %
-6.97%
Top 10 Hldgs %
29.91%
Holding
1,432
New
180
Increased
254
Reduced
342
Closed
195

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.88M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$3.42M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.31M
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$1.66M
5
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$1.63M

Top Sells

Rank Stock Value
1
DLS icon
WisdomTree International SmallCap Dividend Fund
DLS
+$8.73M
2
LLY icon
Eli Lilly
LLY
+$6.41M
3
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$4.09M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$3.79M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$3.62M

Sector Composition

Rank Sector Weight
1 Miscellaneous 48.89%
2 Technology 9.26%
3 Industrials 8.17%
4 Healthcare 7.5%
5 Financials 5.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CXA
326
DELISTED
SPDR NUVEEN BARCLAYS CALIF MUN BD ETF
CXA
$97K 0.02%
4,000
– –
BMO icon
327
Bank of Montreal
BMO
$120B
$96K 0.02%
1,693
+118
+7% +$6.79K
EEM icon
328
iShares MSCI Emerging Markets ETF
EEM
$31.2B
$94K 0.02%
2,906
+1,500
+107% +$51.4K
VLO icon
329
Valero Energy
VLO
$101B
$94K 0.02%
1,326
+342
+35% +$23.3K
DAL icon
330
Delta Air Lines
DAL
$52.7B
$93K 0.02%
1,835
+215
+13% +$10.6K
RY icon
331
Royal Bank of Canada
RY
$283B
$92K 0.02%
1,720
+320
+23% +$17.9K
VGK icon
332
Vanguard FTSE Europe ETF
VGK
$30.9B
$92K 0.02%
1,850
+1,155
+166% +$59.1K
PTF icon
333
Invesco Dorsey Wright Technology Momentum ETF
PTF
$566M
$91K 0.02%
6,900
– –
EMC
334
DELISTED
EMC CORPORATION
EMC
$91K 0.02%
3,557
-2,153
-38% -$55.9K
BCE icon
335
BCE
BCE
$21.9B
$90K 0.02%
2,343
-117
-5% -$4.93K
TLH icon
336
iShares 10-20 Year Treasury Bond ETF
TLH
$11B
$90K 0.02%
670
– –
TYG
337
Tortoise Energy Infrastructure Corp
TYG
$1.1B
$90K 0.02%
808
-280
-26% -$31.2K
TYC
338
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
$90K 0.02%
2,692
-239
-8% -$8.72K
GVI icon
339
iShares Intermediate Government/Credit Bond ETF
GVI
$3.81B
$88K 0.02%
800
– –
SNA icon
340
Snap-on
SNA
$20.3B
$88K 0.02%
516
– –
JUNO
341
DELISTED
Juno Therapeutics, Inc.
JUNO
$88K 0.02%
2,000
– –
CNI icon
342
Canadian National Railway
CNI
$76.2B
$87K 0.02%
1,552
-74
-5% -$4.33K
DLR icon
343
Digital Realty Trust
DLR
$68.8B
$87K 0.02%
1,150
+1,000
+667% +$72.1K
IBN icon
344
ICICI Bank
IBN
$107B
$87K 0.02%
12,265
– –
IEP icon
345
Icahn Enterprises
IEP
$4.82B
$87K 0.02%
1,425
-32
-2% -$2.32K
NSC icon
346
Norfolk Southern
NSC
$78.3B
$87K 0.02%
1,034
-220
-18% -$18.8K
QAI icon
347
NYLIM Hedge Multi-Strategy Tracker ETF
QAI
$1.02B
$85K 0.02%
3,000
– –
LNKD
348
DELISTED
LinkedIn Corporation
LNKD
$85K 0.02%
377
+3
+0.8% +$681
CM icon
349
Canadian Imperial Bank of Commerce
CM
$104B
$84K 0.02%
2,540
-898
-26% -$32.9K
TMO icon
350
Thermo Fisher Scientific
TMO
$230B
$84K 0.02%
592
-15
-2% -$2K
12 13
14
15 16

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EIM
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AIA
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SAS
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Gupta Wealth Management's Q4 2015 Portfolio in Review

As of Q4 2015, Gupta Wealth Management held 1,432 positions worth $393M, down 4.1% from $410M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Gupta Wealth Management withdrew a net $27.4M in Q4 2015, closing 195 positions and reducing 342 holdings. Its most notable exit was WisdomTree Enhanced Commodity Strategy Fund, an estimated $293K position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 49% of assets, down from 49% a quarter earlier, followed by Technology and Industrials.

Against the trend, Gupta Wealth Management opened a new position in Alphabet (Google) Class A worth $3.6M.

  • Gupta Wealth Management's largest Q4 2015 buy was Alphabet (Google) Class A: 92,540 shares worth $3.6M.
  • Gupta Wealth Management added most to iShares 20+ Year Treasury Bond ETF in Q4 2015, an estimated $4.88M increase.
  • Gupta Wealth Management's biggest Q4 2015 reduction was WisdomTree International SmallCap Dividend Fund, cutting an estimated $8.73M.
  • Gupta Wealth Management fully exited WisdomTree Enhanced Commodity Strategy Fund in Q4 2015, selling an estimated $293K.
  • Gupta Wealth Management's ten largest holdings make up 30% of its $393M portfolio in Q4 2015.
  • Gupta Wealth Management opened 180 new positions and closed 195 in Q4 2015.
  • Gupta Wealth Management's portfolio value fell 4.1% quarter-over-quarter to $393M.

Based on Gupta Wealth Management's 13F filing for Q4 2015, filed 17 Feb 2016.