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GWM

Gupta Wealth Management Portfolio holdings

AUM $427M
1-Year Est. Return 0.52%
This Fund
S&P 500
This Quarter Est. Return
+3.51%
1 Year Est. Return
-0.52%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$393M
AUM Growth
-$16.9M
Cap. Flow
-$27.4M
Cap. Flow %
-6.97%
Top 10 Hldgs %
29.91%
Holding
1,432
New
180
Increased
254
Reduced
342
Closed
195

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.88M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$3.42M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.31M
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$1.66M
5
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$1.63M

Top Sells

Rank Stock Value
1
DLS icon
WisdomTree International SmallCap Dividend Fund
DLS
+$8.73M
2
LLY icon
Eli Lilly
LLY
+$6.41M
3
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$4.09M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$3.79M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$3.62M

Sector Composition

Rank Sector Weight
1 Miscellaneous 48.89%
2 Technology 9.26%
3 Industrials 8.17%
4 Healthcare 7.5%
5 Financials 5.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SRE icon
276
Sempra
SRE
$55.1B
$155K 0.04%
3,294
+4
+0.1% +$198
SLV icon
277
iShares Silver Trust
SLV
$32.3B
$154K 0.04%
11,700
+2,111
+22% +$29.7K
DCM
278
DELISTED
NTT DOCOMO, Inc.
DCM
$154K 0.04%
7,503
– –
VGT icon
279
Vanguard Information Technology ETF
VGT
$147B
$152K 0.04%
11,200
-280
-2% -$3.82K
RTN
280
DELISTED
Raytheon Company
RTN
$152K 0.04%
1,223
+375
+44% +$45.1K
KMB icon
281
Kimberly-Clark
KMB
$36.4B
$150K 0.04%
1,176
+200
+20% +$24K
PRFZ icon
282
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.83B
$150K 0.04%
+7,975
New +$154K
PSX icon
283
Phillips 66
PSX
$97.4B
$148K 0.04%
1,810
-75
-4% -$6.47K
SHM icon
284
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.49B
$146K 0.04%
3,000
– –
EOG icon
285
EOG Resources
EOG
$75.2B
$143K 0.04%
2,018
+221
+12% +$17.9K
MON
286
DELISTED
Monsanto Co
MON
$143K 0.04%
1,447
-400
-22% -$37.6K
VDC icon
287
Vanguard Consumer Staples ETF
VDC
$7.94B
$139K 0.04%
1,075
– –
CPB icon
288
Campbell Soup
CPB
$6.98B
$138K 0.04%
2,621
– –
AET
289
DELISTED
Aetna Inc
AET
$138K 0.04%
1,277
+722
+130% +$78K
IWP icon
290
iShares Russell Mid-Cap Growth ETF
IWP
$20.2B
$136K 0.03%
2,950
– –
VOD icon
291
Vodafone
VOD
$37.1B
$133K 0.03%
4,132
+631
+18% +$20.6K
CEQP
292
DELISTED
Crestwood Equity Partners LP
CEQP
$133K 0.03%
6,394
-83
-1% -$1.88K
ILTB icon
293
iShares Core 10+ Year USD Bond ETF
ILTB
$595M
$131K 0.03%
2,233
– –
BKNG icon
294
Booking.com
BKNG
$155B
$130K 0.03%
2,550
-300
-11% -$15.8K
PKW icon
295
Invesco BuyBack Achievers ETF
PKW
$1.8B
$130K 0.03%
2,862
+127
+5% +$5.89K
DBEU icon
296
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
$793M
$129K 0.03%
5,000
– –
RRC icon
297
Range Resources
RRC
$9.69B
$129K 0.03%
5,226
+3,776
+260% +$112K
SPXU icon
298
ProShares UltraPro Short S&P 500
SPXU
$387M
$125K 0.03%
10
– –
CRZO
299
DELISTED
Carrizo Oil & Gas Inc
CRZO
$122K 0.03%
4,110
+2,580
+169% +$94.5K
APO icon
300
Apollo Global Management
APO
$79.7B
$121K 0.03%
8,000
– –
10 11
12
13 14

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SHA
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CK
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EIM
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AIA
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SAS
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Gupta Wealth Management's Q4 2015 Portfolio in Review

As of Q4 2015, Gupta Wealth Management held 1,432 positions worth $393M, down 4.1% from $410M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Gupta Wealth Management withdrew a net $27.4M in Q4 2015, closing 195 positions and reducing 342 holdings. Its most notable exit was WisdomTree Enhanced Commodity Strategy Fund, an estimated $293K position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 49% of assets, down from 49% a quarter earlier, followed by Technology and Industrials.

Against the trend, Gupta Wealth Management opened a new position in Alphabet (Google) Class A worth $3.6M.

  • Gupta Wealth Management's largest Q4 2015 buy was Alphabet (Google) Class A: 92,540 shares worth $3.6M.
  • Gupta Wealth Management added most to iShares 20+ Year Treasury Bond ETF in Q4 2015, an estimated $4.88M increase.
  • Gupta Wealth Management's biggest Q4 2015 reduction was WisdomTree International SmallCap Dividend Fund, cutting an estimated $8.73M.
  • Gupta Wealth Management fully exited WisdomTree Enhanced Commodity Strategy Fund in Q4 2015, selling an estimated $293K.
  • Gupta Wealth Management's ten largest holdings make up 30% of its $393M portfolio in Q4 2015.
  • Gupta Wealth Management opened 180 new positions and closed 195 in Q4 2015.
  • Gupta Wealth Management's portfolio value fell 4.1% quarter-over-quarter to $393M.

Based on Gupta Wealth Management's 13F filing for Q4 2015, filed 17 Feb 2016.