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GWM

Gupta Wealth Management Portfolio holdings

AUM $427M
1-Year Est. Return 0.52%
This Fund
S&P 500
This Quarter Est. Return
-5.39%
1 Year Est. Return
-0.52%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$410M
AUM Growth
+$3.1M
Cap. Flow
+$29.3M
Cap. Flow %
7.15%
Top 10 Hldgs %
28.44%
Holding
1,427
New
180
Increased
280
Reduced
317
Closed
174

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.82M
3
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$2.97M
4
VOE icon
Vanguard Morningstar Mid-Cap Value ETF
VOE
+$2.75M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$2.55M

Top Sells

Rank Stock Value
1
TEVA icon
Teva Pharmaceuticals
TEVA
+$2.12M
2
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$1.4M
3
BKLN icon
Invesco Senior Loan ETF
BKLN
+$1.11M
4
LLY icon
Eli Lilly
LLY
+$848K
5
PID icon
Invesco International Dividend Achievers ETF
PID
+$815K

Sector Composition

Rank Sector Weight
1 Miscellaneous 49.02%
2 Healthcare 8.56%
3 Technology 8.41%
4 Industrials 8.27%
5 Financials 5.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PHO icon
276
Invesco Water Resources ETF
PHO
$2.05B
$158K 0.04%
7,700
-200
-3% -$4.58K
PMX
277
DELISTED
PIMCO Municipal Income Fund III
PMX
$158K 0.04%
+14,400
New +$157K
MON
278
DELISTED
Monsanto Co
MON
$158K 0.04%
1,847
+373
+25% +$36.9K
FDX icon
279
FedEx
FDX
$78.3B
$157K 0.04%
1,092
-200
-15% -$31.9K
KHC icon
280
Kraft Heinz
KHC
$30.5B
$157K 0.04%
+2,224
New +$168K
FBIN icon
281
Fortune Brands Innovations
FBIN
$5.43B
$154K 0.04%
3,798
– –
GM icon
282
General Motors
GM
$75.7B
$154K 0.04%
5,118
-924
-15% -$28.3K
CLVS
283
DELISTED
Clovis Oncology, Inc.
CLVS
$154K 0.04%
+1,673
New +$145K
BBF
284
DELISTED
BlackRock Municipal Income Investment Trust
BBF
$152K 0.04%
+11,152
New +$150K
CMCSA icon
285
Comcast
CMCSA
$96B
$151K 0.04%
5,322
+1,174
+28% +$34.9K
GSK icon
286
GSK
GSK
$102B
$150K 0.04%
3,113
-419
-12% -$21.8K
DWX icon
287
State Street SPDR S&P International Dividend ETF
DWX
$527M
$149K 0.04%
4,375
– –
EWJ icon
288
iShares MSCI Japan ETF
EWJ
$22.7B
$147K 0.04%
3,218
-943
-23% -$46.5K
SHM icon
289
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.49B
$146K 0.04%
3,000
-4,000
-57% -$194K
PSX icon
290
Phillips 66
PSX
$97.4B
$145K 0.04%
1,885
-427
-18% -$33.9K
APU
291
DELISTED
AmeriGas Partners, L.P.
APU
$145K 0.04%
3,500
– –
PMF
292
DELISTED
PIMCO Municipal Income Fund
PMF
$144K 0.04%
+10,000
New +$141K
VGT icon
293
Vanguard Information Technology ETF
VGT
$147B
$144K 0.04%
11,480
-4,104
-26% -$53.9K
VVC
294
DELISTED
Vectren Corporation
VVC
$142K 0.03%
3,633
– –
BKNG icon
295
Booking.com
BKNG
$155B
$141K 0.03%
2,850
+350
+14% +$17.4K
DD icon
296
DuPont de Nemours
DD
$18.5B
$141K 0.03%
1,316
-354
-21% -$41K
VEU icon
297
Vanguard FTSE All-World ex-US ETF
VEU
$70.4B
$138K 0.03%
3,248
-268
-8% -$12.4K
EMC
298
DELISTED
EMC CORPORATION
EMC
$138K 0.03%
5,710
-6
-0.1% -$152
APO icon
299
Apollo Global Management
APO
$79.7B
$137K 0.03%
+8,000
New +$159K
PSEC icon
300
Prospect Capital
PSEC
$1.15B
$136K 0.03%
19,076
– –
10 11
12
13 14

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Gupta Wealth Management's Q3 2015 Portfolio in Review

As of Q3 2015, Gupta Wealth Management held 1,427 positions worth $410M, up 0.76% from $407M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Gupta Wealth Management deployed $29.3M of net new capital in Q3 2015, opening 180 new positions and adding to 280 existing holdings. Its largest new stake was Myers Industries: 46,000 shares worth $616K.

By sector, the portfolio is most concentrated in Miscellaneous at 49% of assets, up from 46% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Vanguard Long-Term Treasury ETF, an estimated $1.4M trimmed.

  • Gupta Wealth Management's largest Q3 2015 buy was Myers Industries: 46,000 shares worth $616K.
  • Gupta Wealth Management added most to iShares 20+ Year Treasury Bond ETF in Q3 2015, an estimated $6M increase.
  • Gupta Wealth Management's biggest Q3 2015 reduction was Vanguard Long-Term Treasury ETF, cutting an estimated $1.4M.
  • Gupta Wealth Management fully exited Teva Pharmaceuticals in Q3 2015, selling an estimated $2.12M.
  • Gupta Wealth Management's ten largest holdings make up 28% of its $410M portfolio in Q3 2015.
  • Gupta Wealth Management opened 180 new positions and closed 174 in Q3 2015.
  • Gupta Wealth Management's portfolio value rose 0.76% quarter-over-quarter to $410M.

Based on Gupta Wealth Management's 13F filing for Q3 2015, filed 18 Nov 2015.