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GWM

Gupta Wealth Management Portfolio holdings

AUM $427M
1-Year Est. Return 0.52%
This Fund
S&P 500
This Quarter Est. Return
+3.51%
1 Year Est. Return
-0.52%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$393M
AUM Growth
-$16.9M
Cap. Flow
-$27.4M
Cap. Flow %
-6.97%
Top 10 Hldgs %
29.91%
Holding
1,432
New
180
Increased
254
Reduced
342
Closed
195

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.88M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$3.42M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.31M
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$1.66M
5
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$1.63M

Top Sells

Rank Stock Value
1
DLS icon
WisdomTree International SmallCap Dividend Fund
DLS
+$8.73M
2
LLY icon
Eli Lilly
LLY
+$6.41M
3
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$4.09M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$3.79M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$3.62M

Sector Composition

Rank Sector Weight
1 Miscellaneous 48.89%
2 Technology 9.26%
3 Industrials 8.17%
4 Healthcare 7.5%
5 Financials 5.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OKS
251
DELISTED
Oneok Partners LP
OKS
$196K 0.05%
6,500
– –
FDX icon
252
FedEx
FDX
$78.3B
$192K 0.05%
1,292
+200
+18% +$30.9K
VDE icon
253
Vanguard Energy ETF
VDE
$10.7B
$192K 0.05%
2,313
-172
-7% -$15.7K
PRI icon
254
Primerica
PRI
$8.94B
$190K 0.05%
4,015
-2,562
-39% -$125K
MGNI icon
255
Magnite
MGNI
$3.4B
$189K 0.05%
11,500
-2,500
-18% -$38.7K
DFE icon
256
WisdomTree Europe SmallCap Dividend Fund
DFE
$167M
$185K 0.05%
3,300
– –
XLP icon
257
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
$184K 0.05%
3,644
-1,633
-31% -$81.2K
CMCSA icon
258
Comcast
CMCSA
$96B
$182K 0.05%
6,446
+1,124
+21% +$33.9K
IDV icon
259
iShares International Select Dividend ETF
IDV
$8.6B
$182K 0.05%
6,345
-7,118
-53% -$210K
HTD
260
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$897M
$181K 0.05%
8,800
– –
SCHM icon
261
Schwab US Mid-Cap ETF
SCHM
$14.9B
$178K 0.05%
13,311
-116,088
-90% -$1.58M
YHOO
262
DELISTED
Yahoo Inc
YHOO
$177K 0.05%
5,327
+1,832
+52% +$61.1K
DD icon
263
DuPont de Nemours
DD
$18.5B
$172K 0.04%
1,316
– –
OUNZ icon
264
VanEck Merk Gold Trust
OUNZ
$2.76B
$171K 0.04%
16,215
– –
SCHZ icon
265
Schwab US Aggregate Bond ETF
SCHZ
$10.6B
$171K 0.04%
6,640
-1,800
-21% -$46.6K
BOND icon
266
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.55B
$170K 0.04%
1,635
-1,000
-38% -$106K
GDX icon
267
VanEck Gold Miners ETF
GDX
$31B
$169K 0.04%
12,313
-5,589
-31% -$81.2K
XLI icon
268
State Street Industrial Select Sector SPDR ETF
XLI
$32.9B
$169K 0.04%
3,188
+2,294
+257% +$123K
AA icon
269
Alcoa
AA
$13.3B
$167K 0.04%
7,055
-2,501
-26% -$55.8K
PHO icon
270
Invesco Water Resources ETF
PHO
$2.05B
$167K 0.04%
7,700
– –
WMT icon
271
Walmart Inc
WMT
$820B
$167K 0.04%
8,157
-1,836
-18% -$36.8K
FISV
272
Fiserv Inc
FISV
$28.3B
$162K 0.04%
3,540
-1,008
-22% -$47.3K
JJA
273
DELISTED
iPath Bloomberg Agriculture Subindex Total Return ETN due October 22, 2037
JJA
$158K 0.04%
4,600
-3,953
-46% -$139K
MOO icon
274
VanEck Agribusiness ETF
MOO
$1.02B
$156K 0.04%
3,348
+2,790
+500% +$134K
LMT icon
275
Lockheed Martin
LMT
$130B
$155K 0.04%
716
+106
+17% +$23K
9 10
11
12 13

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SHA
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EIM
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AIA
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SAS
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Gupta Wealth Management's Q4 2015 Portfolio in Review

As of Q4 2015, Gupta Wealth Management held 1,432 positions worth $393M, down 4.1% from $410M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Gupta Wealth Management withdrew a net $27.4M in Q4 2015, closing 195 positions and reducing 342 holdings. Its most notable exit was WisdomTree Enhanced Commodity Strategy Fund, an estimated $293K position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 49% of assets, down from 49% a quarter earlier, followed by Technology and Industrials.

Against the trend, Gupta Wealth Management opened a new position in Alphabet (Google) Class A worth $3.6M.

  • Gupta Wealth Management's largest Q4 2015 buy was Alphabet (Google) Class A: 92,540 shares worth $3.6M.
  • Gupta Wealth Management added most to iShares 20+ Year Treasury Bond ETF in Q4 2015, an estimated $4.88M increase.
  • Gupta Wealth Management's biggest Q4 2015 reduction was WisdomTree International SmallCap Dividend Fund, cutting an estimated $8.73M.
  • Gupta Wealth Management fully exited WisdomTree Enhanced Commodity Strategy Fund in Q4 2015, selling an estimated $293K.
  • Gupta Wealth Management's ten largest holdings make up 30% of its $393M portfolio in Q4 2015.
  • Gupta Wealth Management opened 180 new positions and closed 195 in Q4 2015.
  • Gupta Wealth Management's portfolio value fell 4.1% quarter-over-quarter to $393M.

Based on Gupta Wealth Management's 13F filing for Q4 2015, filed 17 Feb 2016.