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GWM

Gupta Wealth Management Portfolio holdings

AUM $427M
1-Year Est. Return 0.52%
This Fund
S&P 500
This Quarter Est. Return
+3.51%
1 Year Est. Return
-0.52%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$393M
AUM Growth
-$16.9M
Cap. Flow
-$27.4M
Cap. Flow %
-6.97%
Top 10 Hldgs %
29.91%
Holding
1,432
New
180
Increased
254
Reduced
342
Closed
195

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.88M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$3.42M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.31M
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$1.66M
5
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$1.63M

Top Sells

Rank Stock Value
1
DLS icon
WisdomTree International SmallCap Dividend Fund
DLS
+$8.73M
2
LLY icon
Eli Lilly
LLY
+$6.41M
3
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$4.09M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$3.79M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$3.62M

Sector Composition

Rank Sector Weight
1 Miscellaneous 48.89%
2 Technology 9.26%
3 Industrials 8.17%
4 Healthcare 7.5%
5 Financials 5.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AZN icon
226
AstraZeneca
AZN
$252B
$239K 0.06%
3,515
-937
-21% -$61.4K
UAA icon
227
Under Armour
UAA
$2.18B
$239K 0.06%
5,928
+2,140
+56% +$97.6K
COF icon
228
Capital One
COF
$132B
$236K 0.06%
3,263
-89
-3% -$6.82K
DHR icon
229
Danaher
DHR
$152B
$235K 0.06%
3,770
-97
-3% -$6.07K
AMT icon
230
American Tower
AMT
$82.1B
$230K 0.06%
2,373
-106
-4% -$10.3K
XLV icon
231
State Street Health Care Select Sector SPDR ETF
XLV
$44.5B
$230K 0.06%
3,192
-785
-20% -$55.5K
MMM icon
232
3M
MMM
$89.9B
$226K 0.06%
1,790
-4,821
-73% -$620K
ABT icon
233
Abbott
ABT
$195B
$223K 0.06%
4,960
-39
-0.8% -$1.72K
ULST icon
234
State Street Ultra Short Term Bond ETF
ULST
$522M
$223K 0.06%
5,586
-1,500
-21% -$60K
EMB icon
235
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$222K 0.06%
2,102
-113
-5% -$12.2K
IJH icon
236
iShares Core S&P Mid-Cap ETF
IJH
$124B
$221K 0.06%
7,945
-60,895
-88% -$1.74M
JTA
237
DELISTED
Nuveen Tax-Advantaged Total Return Strategy Fund
JTA
$220K 0.06%
18,830
– –
WAL icon
238
Western Alliance Bancorporation
WAL
$8.57B
$219K 0.06%
6,100
+4,300
+239% +$155K
HTGC icon
239
Hercules Capital
HTGC
$3.27B
$217K 0.06%
17,821
– –
BP icon
240
BP
BP
$109B
$215K 0.05%
8,159
+1,934
+31% +$55K
ORCL icon
241
Oracle
ORCL
$435B
$215K 0.05%
5,899
+623
+12% +$23.8K
IWO icon
242
iShares Russell 2000 Growth ETF
IWO
$14.8B
$214K 0.05%
1,536
+1,436
+1,436% +$204K
SCHF icon
243
Schwab International Equity ETF
SCHF
$69.3B
$212K 0.05%
15,380
-97,268
-86% -$1.39M
GM icon
244
General Motors
GM
$75.7B
$211K 0.05%
6,218
+1,100
+21% +$38.2K
MA icon
245
Mastercard
MA
$521B
$211K 0.05%
2,168
-6
-0.3% -$587
FLG
246
Flagstar Bank National Association
FLG
$5.58B
$211K 0.05%
4,300
+109
+3% +$5.56K
GD icon
247
General Dynamics
GD
$103B
$202K 0.05%
1,474
+78
+6% +$11.1K
PAA icon
248
Plains All American Pipeline
PAA
$18B
$197K 0.05%
8,520
– –
LOW icon
249
Lowe's Companies
LOW
$117B
$196K 0.05%
2,584
+1,163
+82% +$86.4K
VUG icon
250
Vanguard Morningstar Growth ETF
VUG
$228B
$196K 0.05%
11,040
– –
8 9
10
11 12

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SHA
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CK
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EIM
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AIA
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SAS
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Gupta Wealth Management's Q4 2015 Portfolio in Review

As of Q4 2015, Gupta Wealth Management held 1,432 positions worth $393M, down 4.1% from $410M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Gupta Wealth Management withdrew a net $27.4M in Q4 2015, closing 195 positions and reducing 342 holdings. Its most notable exit was WisdomTree Enhanced Commodity Strategy Fund, an estimated $293K position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 49% of assets, down from 49% a quarter earlier, followed by Technology and Industrials.

Against the trend, Gupta Wealth Management opened a new position in Alphabet (Google) Class A worth $3.6M.

  • Gupta Wealth Management's largest Q4 2015 buy was Alphabet (Google) Class A: 92,540 shares worth $3.6M.
  • Gupta Wealth Management added most to iShares 20+ Year Treasury Bond ETF in Q4 2015, an estimated $4.88M increase.
  • Gupta Wealth Management's biggest Q4 2015 reduction was WisdomTree International SmallCap Dividend Fund, cutting an estimated $8.73M.
  • Gupta Wealth Management fully exited WisdomTree Enhanced Commodity Strategy Fund in Q4 2015, selling an estimated $293K.
  • Gupta Wealth Management's ten largest holdings make up 30% of its $393M portfolio in Q4 2015.
  • Gupta Wealth Management opened 180 new positions and closed 195 in Q4 2015.
  • Gupta Wealth Management's portfolio value fell 4.1% quarter-over-quarter to $393M.

Based on Gupta Wealth Management's 13F filing for Q4 2015, filed 17 Feb 2016.