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GAM

Guinness Asset Management Portfolio holdings

AUM $5.91B
1-Year Est. Return 21.44%
This Fund
S&P 500
This Quarter Est. Return
+7.97%
1 Year Est. Return
+21.44%
3 Year Est. Return
+73.89%
5 Year Est. Return
+109.93%
10 Year Est. Return
+358.93%
AUM
$161M
AUM Growth
-$1.01M
Cap. Flow
-$12.3M
Cap. Flow %
-7.64%
Top 10 Hldgs %
40.57%
Holding
71
New
1
Increased
40
Reduced
20
Closed
7

Top Buys

Rank Stock Value
1
HOS
Hornbeck Offshore Services, Inc.
HOS
+$686K
2
MRK icon
Merck
MRK
+$435K
3
HRB icon
H&R Block
HRB
+$420K
4
ITW icon
Illinois Tool Works
ITW
+$373K
5
RAI
Reynolds American Inc
RAI
+$336K

Top Sells

Rank Stock Value
1
PVA
PENN VIRGINIA CORP
PVA
+$2.12M
2
VLO icon
Valero Energy
VLO
+$1.98M
3
PFE icon
Pfizer
PFE
+$1.74M
4
MDLZ icon
Mondelez International
MDLZ
+$1.73M
5
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$1.67M

Sector Composition

Rank Sector Weight
1 Energy 68.81%
2 Industrials 8.12%
3 Technology 7.37%
4 Financials 4.64%
5 Healthcare 3.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FHI icon
51
Federated Hermes
FHI
$4.35B
$84K 0.05%
2,930
+1,300
+80% +$35.7K
NDAQ icon
52
Nasdaq
NDAQ
$49.9B
$84K 0.05%
6,300
+2,100
+50% +$25.7K
SCU
53
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
$84K 0.05%
570
+160
+39% +$21.1K
BEN icon
54
Franklin Templeton
BEN
$16.9B
$83K 0.05%
1,440
+290
+25% +$15.6K
BX icon
55
Blackstone
BX
$95.1B
$83K 0.05%
2,690
+611
+29% +$16.7K
AB icon
56
AllianceBernstein
AB
$3.36B
$82K 0.05%
3,840
+1,700
+79% +$36.5K
RJF icon
57
Raymond James Financial
RJF
$32.5B
$82K 0.05%
2,370
+750
+46% +$23.2K
AMP icon
58
Ameriprise Financial
AMP
$49.4B
$81K 0.05%
700
+200
+40% +$20.7K
STT icon
59
State Street
STT
$50.9B
$81K 0.05%
1,110
+400
+56% +$28K
WDR
60
DELISTED
Waddell & Reed Financial, Inc.
WDR
$81K 0.05%
1,240
+70
+6% +$4.28K
FIG
61
DELISTED
Fortress Investment Group Llc
FIG
$80K 0.05%
9,320
+3,300
+55% +$27K
NTES icon
62
NetEase
NTES
$76.5B
$25K 0.02%
1,600
– –
SOHU
63
Sohu.com
SOHU
$359M
$13K 0.01%
180
-170
-49% -$12.1K
QCOM icon
64
Qualcomm
QCOM
$201B
$10K 0.01%
+130
New +$9.17K
AMAT icon
65
Applied Materials
AMAT
$334B
– –
-750
Closed -$13K
BBY icon
66
Best Buy
BBY
$19.6B
– –
-310
Closed -$12K
MDLZ icon
67
Mondelez International
MDLZ
$79.3B
– –
-55,000
Closed -$1.73M
PFE icon
68
Pfizer
PFE
$157B
– –
-63,820
Closed -$1.74M
TSM icon
69
TSMC
TSM
$2.15T
– –
-1,068
Closed -$18K
KRFT
70
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
– –
-31,879
Closed -$1.67M
LDK
71
DELISTED
LDK SOLAR CO LTD.
LDK
– –
-109,330
Closed -$211K
1 2
3

Similar funds

CDDEC
Caisse Des Depots Et Consignations Paris, France $5.91B AUM 35.65% 1-Year Est. Return
DGI
Disciplined Growth Investors Minneapolis, Minnesota $5.91B AUM 53.97% 1-Year Est. Return
SM
SCGE Management Menlo Park, California $5.9B AUM 8.54% 1-Year Est. Return
SCM
Sterling Capital Management Charlotte, North Carolina $5.9B AUM 29.63% 1-Year Est. Return
DRZID
DePrince Race & Zollo Inc (DRZ) Winter Park, Florida $5.96B AUM 38.5% 1-Year Est. Return
AAS
Annex Advisory Services Brookfield, Wisconsin $5.86B AUM 21.83% 1-Year Est. Return
JPH
Japan Post Holdings Tokyo, Japan $5.97B AUM 11.18% 1-Year Est. Return
SC
Sessa Capital New York $5.98B AUM 99.85% 1-Year Est. Return

Guinness Asset Management's Q4 2013 Portfolio in Review

As of Q4 2013, Guinness Asset Management held 71 positions worth $161M, down 0.62% from $162M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Guinness Asset Management withdrew a net $12.3M in Q4 2013, closing 7 positions and reducing 20 holdings. Its most notable exit was Pfizer, an estimated $1.74M position sold in full.

By sector, the portfolio is most concentrated in Energy at 69% of assets, down from 70% a quarter earlier, followed by Industrials and Technology.

Against the trend, Guinness Asset Management opened a new position in Qualcomm worth $10K.

  • Guinness Asset Management's largest Q4 2013 buy was Qualcomm: 130 shares worth $10K.
  • Guinness Asset Management added most to Hornbeck Offshore Services, Inc. in Q4 2013, an estimated $686K increase.
  • Guinness Asset Management's biggest Q4 2013 reduction was PENN VIRGINIA CORP, cutting an estimated $2.12M.
  • Guinness Asset Management fully exited Pfizer in Q4 2013, selling an estimated $1.74M.
  • Guinness Asset Management's ten largest holdings make up 41% of its $161M portfolio in Q4 2013.
  • Guinness Asset Management opened 1 new position and closed 7 in Q4 2013.
  • Guinness Asset Management's portfolio value fell 0.62% quarter-over-quarter to $161M.

Based on Guinness Asset Management's 13F filing for Q4 2013, filed 29 Jan 2014.