We are live on ! Find out more
GAM

Guinness Asset Management Portfolio holdings

AUM $5.91B
1-Year Est. Return 21.44%
This Fund
S&P 500
This Quarter Est. Return
-10.31%
1 Year Est. Return
+21.44%
3 Year Est. Return
+73.89%
5 Year Est. Return
+109.93%
10 Year Est. Return
+358.93%
AUM
$237M
AUM Growth
-$19.3M
Cap. Flow
+$9.17M
Cap. Flow %
3.87%
Top 10 Hldgs %
46.95%
Holding
66
New
5
Increased
36
Reduced
16
Closed
2

Top Buys

Rank Stock Value
1
OXY icon
Occidental Petroleum
OXY
+$11.6M
2
SGY
Stone Energy
SGY
+$1.73M
3
VLO icon
Valero Energy
VLO
+$1.16M
4
SU icon
Suncor Energy
SU
+$935K
5
CHK
Chesapeake Energy Corporation
CHK
+$848K

Top Sells

Rank Stock Value
1
CVX icon
Chevron
CVX
+$12.2M
2
HES
Hess
HES
+$920K
3
HAL icon
Halliburton
HAL
+$473K
4
ITRI icon
Itron
ITRI
+$400K
5
APA icon
APA Corp
APA
+$376K

Sector Composition

Rank Sector Weight
1 Energy 70.33%
2 Technology 9.77%
3 Financials 5.37%
4 Healthcare 3.86%
5 Consumer Staples 2.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GD icon
26
General Dynamics
GD
$103B
$3.04M 1.28%
23,920
+1,100
+5% +$134K
JNJ icon
27
Johnson & Johnson
JNJ
$640B
$3.04M 1.28%
28,470
+1,200
+4% +$124K
CSCO icon
28
Cisco
CSCO
$443B
$3.02M 1.28%
120,080
+6,720
+6% +$169K
PG icon
29
Procter & Gamble
PG
$340B
$3M 1.26%
35,760
+1,610
+5% +$132K
MRK icon
30
Merck
MRK
$322B
$2.96M 1.25%
52,410
+3,301
+7% +$185K
ITW icon
31
Illinois Tool Works
ITW
$84.1B
$2.87M 1.21%
34,030
+2,280
+7% +$197K
AJG icon
32
Arthur J. Gallagher & Co
AJG
$69.1B
$2.84M 1.2%
62,520
+4,470
+8% +$206K
AFL icon
33
Aflac
AFL
$65.5B
$2.82M 1.19%
96,780
+7,120
+8% +$217K
HRB icon
34
H&R Block
HRB
$5.98B
$2.76M 1.17%
89,090
-4,620
-5% -$151K
MAT icon
35
Mattel
MAT
$4.47B
$2.61M 1.1%
85,290
+14,560
+21% +$515K
TPLM
36
DELISTED
Triangle Petroleum Corporation
TPLM
$760K 0.32%
69,000
– –
SSE
37
DELISTED
SEVENTY SEVEN ENERGY INC COM
SSE
$677K 0.29%
+28,522
New +$680K
ENPH icon
38
Enphase Energy
ENPH
$4.63B
$450K 0.19%
+30,000
New +$380K
CSIQ icon
39
Canadian Solar
CSIQ
$932M
$429K 0.18%
+12,000
New +$389K
SOL
40
DELISTED
Emeren Group
SOL
$404K 0.17%
26,904
+5,880
+28% +$82K
JKS
41
JinkoSolar
JKS
$764M
$343K 0.14%
12,490
– –
ORA icon
42
Ormat Technologies
ORA
$5.8B
$329K 0.14%
12,520
-900
-7% -$24.5K
SPWR
43
DELISTED
SunPower Corporation Common Stock
SPWR
$297K 0.13%
13,402
-1,833
-12% -$44.7K
YGE
44
DELISTED
Yingli Green Energy Holding Comp
YGE
$297K 0.13%
9,562
+1,690
+21% +$58.5K
CIG icon
45
CEMIG Preferred Shares
CIG
$6.06B
$240K 0.1%
75,639
-41,394
-35% -$170K
FIG
46
DELISTED
Fortress Investment Group Llc
FIG
$233K 0.1%
33,920
+3,200
+10% +$23.6K
BLK icon
47
Blackrock
BLK
$167B
$230K 0.1%
700
– –
TROW icon
48
T. Rowe Price
TROW
$25.5B
$227K 0.1%
2,900
+200
+7% +$16K
BEN icon
49
Franklin Resources
BEN
$16.8B
$226K 0.1%
4,140
– –
GBL
50
DELISTED
GAMCO Investors, Inc.
GBL
$226K 0.1%
5,942
+1,114
+23% +$47K
1
2
3

Similar funds

WAM
Weiss Asset Management Boston, Massachusetts $5.91B AUM 42.42% 1-Year Est. Return
VAM
Veritas Asset Management London, United Kingdom $5.9B AUM 3.19% 1-Year Est. Return
TCM
TimesSquare Capital Management New York $5.89B AUM 28.74% 1-Year Est. Return
CGPCS
Capital Group Private Client Services Los Angeles, California $5.93B AUM 27.73% 1-Year Est. Return
AL
Appaloosa LP Short Hills, New Jersey $5.93B AUM 44.55% 1-Year Est. Return
CAG
Crestwood Advisors Group Boston, Massachusetts $5.94B AUM 18.44% 1-Year Est. Return
JSSH
J. Safra Sarasin Holding $5.87B AUM 24.95% 1-Year Est. Return
SC
Samlyn Capital New York $5.86B AUM 36.3% 1-Year Est. Return

Guinness Asset Management's Q3 2014 Portfolio in Review

As of Q3 2014, Guinness Asset Management held 66 positions worth $237M, down 7.5% from $256M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Guinness Asset Management deployed $9.17M of net new capital in Q3 2014, opening 5 new positions and adding to 36 existing holdings. Its largest new stake was Occidental Petroleum: 120,765 shares worth $11.1M.

By sector, the portfolio is most concentrated in Energy at 70% of assets, down from 73% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was Hess, an estimated $920K trimmed.

  • Guinness Asset Management's largest Q3 2014 buy was Occidental Petroleum: 120,765 shares worth $11.1M.
  • Guinness Asset Management added most to Stone Energy in Q3 2014, an estimated $1.73M increase.
  • Guinness Asset Management's biggest Q3 2014 reduction was Hess, cutting an estimated $920K.
  • Guinness Asset Management fully exited Chevron in Q3 2014, selling an estimated $12.2M.
  • Guinness Asset Management's ten largest holdings make up 47% of its $237M portfolio in Q3 2014.
  • Guinness Asset Management opened 5 new positions and closed 2 in Q3 2014.
  • Guinness Asset Management's portfolio value fell 7.5% quarter-over-quarter to $237M.

Based on Guinness Asset Management's 13F filing for Q3 2014, filed 23 Oct 2014.