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GAM

Guinness Asset Management Portfolio holdings

AUM $5.91B
1-Year Est. Return 21.44%
This Fund
S&P 500
This Quarter Est. Return
+7.97%
1 Year Est. Return
+21.44%
3 Year Est. Return
+73.89%
5 Year Est. Return
+109.93%
10 Year Est. Return
+358.93%
AUM
$161M
AUM Growth
-$1.01M
Cap. Flow
-$12.3M
Cap. Flow %
-7.64%
Top 10 Hldgs %
40.57%
Holding
71
New
1
Increased
40
Reduced
20
Closed
7

Top Buys

Rank Stock Value
1
HOS
Hornbeck Offshore Services, Inc.
HOS
+$686K
2
MRK icon
Merck
MRK
+$435K
3
HRB icon
H&R Block
HRB
+$420K
4
ITW icon
Illinois Tool Works
ITW
+$373K
5
RAI
Reynolds American Inc
RAI
+$336K

Top Sells

Rank Stock Value
1
PVA
PENN VIRGINIA CORP
PVA
+$2.12M
2
VLO icon
Valero Energy
VLO
+$1.98M
3
PFE icon
Pfizer
PFE
+$1.74M
4
MDLZ icon
Mondelez International
MDLZ
+$1.73M
5
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$1.67M

Sector Composition

Rank Sector Weight
1 Energy 68.81%
2 Industrials 8.12%
3 Technology 7.37%
4 Financials 4.64%
5 Healthcare 3.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GD icon
26
General Dynamics
GD
$97B
$2.22M 1.37%
23,190
+3,170
+16% +$283K
NOC icon
27
Northrop Grumman
NOC
$75.5B
$2.18M 1.35%
19,060
+860
+5% +$92.1K
ABBV icon
28
AbbVie
ABBV
$465B
$2.18M 1.35%
41,250
+2,570
+7% +$126K
LLL
29
DELISTED
L3 Technologies, Inc.
LLL
$2.17M 1.35%
20,330
+1,700
+9% +$170K
RAI
30
DELISTED
Reynolds American Inc
RAI
$2.15M 1.33%
86,120
+13,320
+18% +$336K
MAT icon
31
Mattel
MAT
$3.83B
$2.14M 1.33%
45,040
+4,450
+11% +$198K
BBG
32
DELISTED
Bill Barrett Corp
BBG
$2.14M 1.33%
79,900
-13,700
-15% -$373K
MSFT icon
33
Microsoft
MSFT
$3.69T
$2.13M 1.32%
57,070
+3,690
+7% +$134K
KO icon
34
Coca-Cola
KO
$382B
$2.1M 1.3%
50,720
+6,100
+14% +$241K
AFL icon
35
Aflac
AFL
$58.9B
$2.08M 1.29%
62,220
+4,820
+8% +$158K
QEP
36
DELISTED
QEP RESOURCES, INC.
QEP
$2.06M 1.28%
67,100
– –
PG icon
37
Procter & Gamble
PG
$341B
$2.04M 1.27%
25,080
+3,100
+14% +$253K
AJG icon
38
Arthur J. Gallagher & Co
AJG
$63.6B
$2.01M 1.25%
42,890
+3,870
+10% +$180K
JNJ icon
39
Johnson & Johnson
JNJ
$644B
$1.96M 1.21%
21,360
+1,850
+9% +$170K
TPLM
40
DELISTED
Triangle Petroleum Corporation
TPLM
$574K 0.36%
69,000
– –
JKS
41
JinkoSolar
JKS
$561M
$383K 0.24%
13,080
+650
+5% +$17.5K
CIG icon
42
CEMIG Preferred Shares
CIG
$6.01B
$374K 0.23%
123,306
+57,641
+88% +$191K
ORA icon
43
Ormat Technologies
ORA
$5.61B
$336K 0.21%
12,360
+6,130
+98% +$162K
ITRI icon
44
Itron
ITRI
$4.04B
$310K 0.19%
7,485
+3,310
+79% +$140K
SOL
45
DELISTED
Emeren Group
SOL
$307K 0.19%
17,778
+10,034
+130% +$220K
SPWR
46
DELISTED
SunPower Corporation Common Stock
SPWR
$297K 0.18%
15,235
+1,588
+12% +$31.8K
YGE
47
DELISTED
Yingli Green Energy Holding Comp
YGE
$291K 0.18%
5,769
+2,267
+65% +$138K
BLK icon
48
Blackrock
BLK
$164B
$95K 0.06%
300
+100
+50% +$29.9K
GBL
49
DELISTED
GAMCO Investors, Inc.
GBL
$87K 0.05%
1,857
+37
+2% +$1.52K
AMG icon
50
Affiliated Managers Group
AMG
$9B
$85K 0.05%
390
+100
+34% +$20K
1
2
3

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DGI
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SM
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SCM
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DRZID
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AAS
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JPH
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SC
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Guinness Asset Management's Q4 2013 Portfolio in Review

As of Q4 2013, Guinness Asset Management held 71 positions worth $161M, down 0.62% from $162M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Guinness Asset Management withdrew a net $12.3M in Q4 2013, closing 7 positions and reducing 20 holdings. Its most notable exit was Pfizer, an estimated $1.74M position sold in full.

By sector, the portfolio is most concentrated in Energy at 69% of assets, down from 70% a quarter earlier, followed by Industrials and Technology.

Against the trend, Guinness Asset Management opened a new position in Qualcomm worth $10K.

  • Guinness Asset Management's largest Q4 2013 buy was Qualcomm: 130 shares worth $10K.
  • Guinness Asset Management added most to Hornbeck Offshore Services, Inc. in Q4 2013, an estimated $686K increase.
  • Guinness Asset Management's biggest Q4 2013 reduction was PENN VIRGINIA CORP, cutting an estimated $2.12M.
  • Guinness Asset Management fully exited Pfizer in Q4 2013, selling an estimated $1.74M.
  • Guinness Asset Management's ten largest holdings make up 41% of its $161M portfolio in Q4 2013.
  • Guinness Asset Management opened 1 new position and closed 7 in Q4 2013.
  • Guinness Asset Management's portfolio value fell 0.62% quarter-over-quarter to $161M.

Based on Guinness Asset Management's 13F filing for Q4 2013, filed 29 Jan 2014.