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GAM

Guinness Asset Management Portfolio holdings

AUM $5.91B
1-Year Est. Return 21.44%
This Fund
S&P 500
This Quarter Est. Return
+16.83%
1 Year Est. Return
+21.44%
3 Year Est. Return
+73.89%
5 Year Est. Return
+109.93%
10 Year Est. Return
+358.93%
AUM
$162M
AUM Growth
+$31.3M
Cap. Flow
+$12.4M
Cap. Flow %
7.62%
Top 10 Hldgs %
41.05%
Holding
72
New
1
Increased
43
Reduced
17
Closed
2

Top Buys

Rank Stock Value
1
HRB icon
H&R Block
HRB
+$1.01M
2
MSFT icon
Microsoft
MSFT
+$997K
3
KO icon
Coca-Cola
KO
+$993K
4
MAT icon
Mattel
MAT
+$963K
5
RAI
Reynolds American Inc
RAI
+$950K

Top Sells

Rank Stock Value
1
CHK
Chesapeake Energy Corporation
CHK
+$1.05M
2
TPLM
Triangle Petroleum Corporation
TPLM
+$901K
3
SGY
Stone Energy
SGY
+$848K
4
TSL
Trina Solar Limited
TSL
+$571K
5
HES
Hess
HES
+$529K

Sector Composition

Rank Sector Weight
1 Energy 69.58%
2 Technology 7.69%
3 Industrials 7.06%
4 Healthcare 4.23%
5 Consumer Staples 4.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSFT icon
26
Microsoft
MSFT
$3.66T
$1.78M 1.09%
53,380
+30,300
+131% +$997K
RAI
27
DELISTED
Reynolds American Inc
RAI
$1.77M 1.09%
72,800
+38,320
+111% +$950K
LLL
28
DELISTED
L3 Technologies, Inc.
LLL
$1.76M 1.08%
18,630
+8,930
+92% +$823K
ITW icon
29
Illinois Tool Works
ITW
$76.6B
$1.76M 1.08%
23,060
+11,210
+95% +$819K
GD icon
30
General Dynamics
GD
$97.4B
$1.75M 1.08%
20,020
+9,470
+90% +$804K
PFE icon
31
Pfizer
PFE
$157B
$1.74M 1.07%
63,820
+33,770
+112% +$919K
NOC icon
32
Northrop Grumman
NOC
$75.6B
$1.73M 1.07%
18,200
+8,370
+85% +$774K
ABBV icon
33
AbbVie
ABBV
$463B
$1.73M 1.07%
38,680
+20,360
+111% +$903K
MDLZ icon
34
Mondelez International
MDLZ
$79.5B
$1.73M 1.06%
55,000
+27,140
+97% +$842K
MRK icon
35
Merck
MRK
$355B
$1.71M 1.06%
37,738
+19,377
+106% +$885K
AJG icon
36
Arthur J. Gallagher & Co
AJG
$62.7B
$1.7M 1.05%
39,020
+20,360
+109% +$894K
MAT icon
37
Mattel
MAT
$3.8B
$1.7M 1.05%
40,590
+22,510
+125% +$963K
JNJ icon
38
Johnson & Johnson
JNJ
$644B
$1.69M 1.04%
19,510
+10,300
+112% +$924K
KO icon
39
Coca-Cola
KO
$380B
$1.69M 1.04%
44,620
+25,130
+129% +$993K
HRB icon
40
H&R Block
HRB
$5.57B
$1.69M 1.04%
63,340
+34,650
+121% +$1.01M
KRFT
41
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
$1.67M 1.03%
31,879
+17,010
+114% +$932K
PG icon
42
Procter & Gamble
PG
$342B
$1.66M 1.02%
21,980
+11,580
+111% +$922K
TPLM
43
DELISTED
Triangle Petroleum Corporation
TPLM
$678K 0.42%
69,000
-118,000
-63% -$901K
JKS
44
JinkoSolar
JKS
$550M
$280K 0.17%
+12,430
New +$184K
YGE
45
DELISTED
Yingli Green Energy Holding Comp
YGE
$243K 0.15%
3,502
+740
+27% +$33.2K
SPWR
46
DELISTED
SunPower Corporation Common Stock
SPWR
$234K 0.14%
13,647
+7,299
+115% +$114K
CIG icon
47
CEMIG Preferred Shares
CIG
$6.09B
$221K 0.14%
65,665
+46,226
+238% +$157K
LDK
48
DELISTED
LDK SOLAR CO LTD.
LDK
$211K 0.13%
109,330
+85,260
+354% +$134K
SOL
49
DELISTED
Emeren Group
SOL
$193K 0.12%
7,744
– –
ITRI icon
50
Itron
ITRI
$4.03B
$179K 0.11%
4,175
+2,225
+114% +$91.1K
1
2
3

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DGI
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SM
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DRZID
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AAS
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JPH
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Guinness Asset Management's Q3 2013 Portfolio in Review

As of Q3 2013, Guinness Asset Management held 72 positions worth $162M, up 24% from $131M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Guinness Asset Management deployed $12.4M of net new capital in Q3 2013, opening 1 new position and adding to 43 existing holdings. Its largest new stake was JinkoSolar: 12,430 shares worth $280K.

By sector, the portfolio is most concentrated in Energy at 70% of assets, down from 79% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Chesapeake Energy Corporation, an estimated $1.05M trimmed.

  • Guinness Asset Management's largest Q3 2013 buy was JinkoSolar: 12,430 shares worth $280K.
  • Guinness Asset Management added most to H&R Block in Q3 2013, an estimated $1.01M increase.
  • Guinness Asset Management's biggest Q3 2013 reduction was Chesapeake Energy Corporation, cutting an estimated $1.05M.
  • Guinness Asset Management fully exited POWER-ONE INC COM STK NEW (DE) in Q3 2013, selling an estimated $73K.
  • Guinness Asset Management's ten largest holdings make up 41% of its $162M portfolio in Q3 2013.
  • Guinness Asset Management opened 1 new position and closed 2 in Q3 2013.
  • Guinness Asset Management's portfolio value rose 24% quarter-over-quarter to $162M.

Based on Guinness Asset Management's 13F filing for Q3 2013, filed 9 Oct 2013.