Guinness Asset Management’s Ultra Petroleum Corp. Common Stock UPL Stock Holding History

Guinness Asset Management’s Portfolio UPL Stock Details UPL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-159,350	Closed	-$2.1M	–	82
2014 Q4	$2.1M	Hold	159,350	–	–	1.03%	34
2014 Q3	$3.71M	Buy	159,350 +20,900	+15%	+$524K	1.56%	19
2014 Q2	$4.11M	Buy	138,450 +35,700	+35%	+$1.01M	1.6%	20
2014 Q1	$2.76M	Hold	102,750	–	–	1.69%	20
2013 Q4	$2.23M	Buy	102,750 +5,400	+6%	+$110K	1.38%	25
2013 Q3	$2M	Hold	97,350	–	–	1.23%	23
2013 Q2	$1.93M	Buy	+97,350	New	+$2.08M	1.47%	23

Other funds holding UPL

DSA

Davis Selected Advisers Tucson, Arizona $23.3B AUM 26.95% 1-Year Est. Return

Baillie Gifford & Co Edinburgh, United Kingdom $110B AUM 4.8% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

CI Investments Inc Toronto, Ontario, Canada $31.2B AUM 40.61% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Harris Associates Chicago, Illinois $75.4B AUM 14.46% 1-Year Est. Return

First Manhattan New York $39.2B AUM 21.04% 1-Year Est. Return

OAC

OMERS Administration Corp Toronto, Ontario, Canada $16.7B AUM 35.96% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

Guinness Asset Management's UPL Position: Q1 2015 in Review

Guinness Asset Management sold out of Ultra Petroleum Corp. Common Stock (UPL) in Q1 2015, closing a stake of 159,350 shares — an estimated $2.1M sold.

Guinness Asset Management first reported a position in UPL in Q2 2013 and held it in 7 quarters. The position peaked at $4.11M in Q2 2014. 212 funds tracked by Wall St. Rank hold UPL as of Q1 2015.

Guinness Asset Management reported no remaining Ultra Petroleum Corp. Common Stock position as of Q1 2015 after selling out during the quarter.
Guinness Asset Management sold 159,350 Ultra Petroleum Corp. Common Stock shares in Q1 2015, an estimated $2.1M.
Guinness Asset Management first reported a position in Ultra Petroleum Corp. Common Stock in Q2 2013 and held it in 7 quarters.
Guinness Asset Management's Ultra Petroleum Corp. Common Stock position peaked at $4.11M in Q2 2014.
212 funds tracked by Wall St. Rank held Ultra Petroleum Corp. Common Stock as of Q1 2015.

Based on Guinness Asset Management's 13F filing for Q1 2015, filed 6 May 2015.