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GC

Guggenheim Capital Portfolio holdings

AUM $15.9B
1-Year Est. Return 53.4%
This Fund
S&P 500
This Quarter Est. Return
+8.99%
1 Year Est. Return
+53.4%
3 Year Est. Return
+130.81%
5 Year Est. Return
+157.54%
10 Year Est. Return
+531.39%
AUM
$19.2B
AUM Growth
+$2.52B
Cap. Flow
+$1.25B
Cap. Flow %
6.54%
Top 10 Hldgs %
17.34%
Holding
2,313
New
197
Increased
1,021
Reduced
855
Closed
212

Top Buys

Rank Stock Value
1
FIGS icon
FIGS
FIGS
+$173M
2
JPM icon
JPMorgan Chase
JPM
+$113M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$102M
4
AXP icon
American Express
AXP
+$90.1M
5
META icon
Meta Platforms (Facebook)
META
+$58.1M

Top Sells

Rank Stock Value
1
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
+$37.1M
2
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
3
TSLA icon
Tesla
TSLA
+$28.7M
4
WAVC.U
Waverley Capital Acquisition Corp. 1 Units, each consisting of one Class A Ordinary Share and one-third of one redeemable warrant
WAVC.U
+$24.7M
5
TPGS
TPG Pace Solutions Corp.
TPGS
+$23.7M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 15.67%
3 Healthcare 9.34%
4 Consumer Discretionary 9.15%
5 Real Estate 6.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QGEN icon
2201
Qiagen
QGEN
$8.88B
– –
-6,177
Closed -$339K
QSR icon
2202
Restaurant Brands International
QSR
$26.1B
– –
-3,621
Closed -$221K
REZI icon
2203
Resideo Technologies
REZI
$3.89B
– –
-8,921
Closed -$221K
RGP icon
2204
Resources Connection
RGP
$144M
– –
-13,824
Closed -$218K
RKT icon
2205
Rocket Companies
RKT
$39.8B
– –
-16,733
Closed -$268K
RYAAY icon
2206
Ryanair
RYAAY
$30.8B
– –
-17,323
Closed -$762K
SABR icon
2207
Sabre
SABR
$831M
– –
-16,849
Closed -$199K
SCHL icon
2208
Scholastic
SCHL
$792M
– –
-9,315
Closed -$332K
SEM
2209
DELISTED
Select Medical
SEM
– –
-17,454
Closed -$340K
SFIX
2210
Stitch Fix
SFIX
$474M
– –
-6,177
Closed -$247K
SLF icon
2211
Sun Life Financial
SLF
$44.4B
– –
-14,400
Closed -$741K
SLRC icon
2212
SLR Investment Corp
SLRC
$700M
– –
-18,826
Closed -$360K
SOR
2213
Source Capital
SOR
$386M
– –
-5,304
Closed -$237K
SPH icon
2214
Suburban Propane Partners
SPH
$1.18B
– –
-13,639
Closed -$209K
SPWH icon
2215
Sportsman's Warehouse
SPWH
$46M
– –
-96,462
Closed -$1.7M
SRRK icon
2216
Scholar Rock
SRRK
$6.55B
– –
-6,199
Closed -$205K
SSP icon
2217
E.W. Scripps
SSP
$314M
– –
-12,550
Closed -$227K
SSTK icon
2218
Shutterstock
SSTK
$208M
– –
-2,520
Closed -$286K
SUPN icon
2219
Supernus Pharmaceuticals
SUPN
$2.78B
– –
-7,737
Closed -$206K
SVC
2220
Service Properties Trust
SVC
$1.1B
– –
-5,144
Closed -$288K
TALO icon
2221
Talos Energy
TALO
$2.59B
– –
-18,791
Closed -$259K
TCPC icon
2222
BlackRock TCP Capital
TCPC
$336M
– –
-61,275
Closed -$832K
TDF
2223
Templeton Dragon Fund
TDF
$274M
– –
-20,147
Closed -$362K
TEVA icon
2224
Teva Pharmaceuticals
TEVA
$42.8B
– –
-43,463
Closed -$424K
TILE icon
2225
Interface
TILE
$2.24B
– –
-11,494
Closed -$174K
87 88
89
90 91

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LCIP
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OAC
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LCOV
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UCFA
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Guggenheim Capital's Q4 2021 Portfolio in Review

As of Q4 2021, Guggenheim Capital held 2,313 positions worth $19.2B, up 15% from $16.7B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital deployed $1.25B of net new capital in Q4 2021, opening 197 new positions and adding to 1,021 existing holdings. Its largest new stake was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Tesla, an estimated $28.7M trimmed.

  • Guggenheim Capital's largest Q4 2021 buy was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.
  • Guggenheim Capital added most to FIGS in Q4 2021, an estimated $173M increase.
  • Guggenheim Capital's biggest Q4 2021 reduction was Tesla, cutting an estimated $28.7M.
  • Guggenheim Capital fully exited AfterNext HealthTech Acquisition Corp Units in Q4 2021, selling an estimated $37.1M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $19.2B portfolio in Q4 2021.
  • Guggenheim Capital opened 197 new positions and closed 212 in Q4 2021.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $19.2B.

Based on Guggenheim Capital's 13F filing for Q4 2021, filed 14 Feb 2022.