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GC

Guggenheim Capital Portfolio holdings

AUM $15.9B
1-Year Est. Return 53.4%
This Fund
S&P 500
This Quarter Est. Return
-4.91%
1 Year Est. Return
+53.4%
3 Year Est. Return
+130.81%
5 Year Est. Return
+157.54%
10 Year Est. Return
+531.39%
AUM
$10.9B
AUM Growth
-$1.75B
Cap. Flow
-$1.1B
Cap. Flow %
-10.04%
Top 10 Hldgs %
12.82%
Holding
2,117
New
74
Increased
714
Reduced
1,076
Closed
223

Top Buys

Rank Stock Value
1
GBAB
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
+$13.4M
2
FOX icon
Fox Class B
FOX
+$8.16M
3
HR icon
Healthcare Realty
HR
+$7.59M
4
SYY icon
Sysco
SYY
+$6.97M
5
MDU icon
MDU Resources
MDU
+$6.67M

Top Sells

Rank Stock Value
1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$367M
2
KAHC
KKR Acquisition Holdings I Corp.
KAHC
+$36.5M
3
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
+$35.5M
4
GTPB
Gores Technology Partners II, Inc. Class A Common
GTPB
+$33.5M
5
GSEV
Gores Holdings VII, Inc. Class A Common Stock
GSEV
+$29.3M

Sector Composition

Rank Sector Weight
1 Technology 16.93%
2 Financials 11.3%
3 Healthcare 11.28%
4 Consumer Discretionary 7.69%
5 Industrials 7.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ANDE icon
1901
Andersons Inc
ANDE
$2.23B
– –
-12,434
Closed -$410K
APEI icon
1902
American Public Education
APEI
$826M
– –
-12,509
Closed -$202K
APPS icon
1903
Digital Turbine
APPS
$1.5B
– –
-16,173
Closed -$283K
ARI
1904
Apollo Commercial Real Estate
ARI
$885M
– –
-12,970
Closed -$135K
ARMK icon
1905
Aramark
ARMK
$15.9B
– –
-18,869
Closed -$417K
ARR
1906
Armour Residential REIT
ARR
$2.36B
– –
-3,587
Closed -$127K
ASG
1907
Liberty All-Star Growth Fund
ASG
$349M
– –
-91,250
Closed -$532K
ATEN icon
1908
A10 Networks
ATEN
$2B
– –
-17,403
Closed -$250K
ATNI icon
1909
ATN International
ATNI
$478M
– –
-4,564
Closed -$214K
AX icon
1910
Axos Financial
AX
$5.68B
– –
-7,496
Closed -$269K
BFH icon
1911
Bread Financial
BFH
$4.46B
– –
-17,840
Closed -$661K
BHE icon
1912
Benchmark Electronics
BHE
$2.94B
– –
-17,276
Closed -$390K
BKE icon
1913
Buckle
BKE
$2.33B
– –
-7,608
Closed -$211K
BLMN icon
1914
Bloomin' Brands
BLMN
$975M
– –
-10,563
Closed -$176K
BOOT icon
1915
Boot Barn
BOOT
$4.87B
– –
-4,369
Closed -$302K
BRC icon
1916
Brady Corp
BRC
$4.48B
– –
-7,269
Closed -$343K
BRW
1917
Saba Capital Income & Opportunities Fund
BRW
$335M
– –
-20,212
Closed -$162K
BUI icon
1918
BlackRock Utilities, Infrastructure & Power Opportunities Trust
BUI
$723M
– –
-12,538
Closed -$274K
CABO icon
1919
Cable One
CABO
$191M
– –
-159
Closed -$205K
CAL icon
1920
Caleres
CAL
$455M
– –
-7,628
Closed -$200K
CATO icon
1921
Cato Corp
CATO
$65.7M
– –
-22,522
Closed -$261K
CCRN
1922
DELISTED
Cross Country Healthcare
CCRN
– –
-15,208
Closed -$317K
CCS icon
1923
Century Communities
CCS
$2B
– –
-6,094
Closed -$274K
CCSI icon
1924
Consensus Cloud Solutions
CCSI
$695M
– –
-13,736
Closed -$600K
CDP icon
1925
COPT Defense Properties
CDP
$4.19B
– –
-23,287
Closed -$610K
75 76
77
78 79

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MG
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CLGM
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LCIP
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EF
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OAC
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LCOV
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EH
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UCFA
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Guggenheim Capital's Q3 2022 Portfolio in Review

As of Q3 2022, Guggenheim Capital held 2,117 positions worth $10.9B, down 14% from $12.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital withdrew a net $1.1B in Q3 2022, closing 223 positions and reducing 1,076 holdings. Its most notable exit was Pershing Square Tontine Holdings, Ltd., an estimated $367M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust worth $11.6M.

  • Guggenheim Capital's largest Q3 2022 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 751,061 shares worth $11.6M.
  • Guggenheim Capital added most to Fox Class B in Q3 2022, an estimated $8.16M increase.
  • Guggenheim Capital's biggest Q3 2022 reduction was KKR Acquisition Holdings I Corp., cutting an estimated $36.5M.
  • Guggenheim Capital fully exited Pershing Square Tontine Holdings, Ltd. in Q3 2022, selling an estimated $367M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $10.9B portfolio in Q3 2022.
  • Guggenheim Capital opened 74 new positions and closed 223 in Q3 2022.
  • Guggenheim Capital's portfolio value fell 14% quarter-over-quarter to $10.9B.

Based on Guggenheim Capital's 13F filing for Q3 2022, filed 14 Nov 2022.